|
|
Name: |
FIRST ALLIED SECURITIES INC |
City: |
SAN DIEGO |
State: |
CA |
Zip: |
92101 |
|
|
|
Achive
data |
View
Filing Period: |
|
|
|
|
|
|
Download |
|
|
|
|
|
Free Registration Required For Full Results
|
|
|
Holdings
Found :
53 |
|
View All Holdings |
Currently
Viewing:
New Positions |
|
|
Page 1 of 1 |
Menu
|
Ticker |
Company Name |
Position Rank |
New/Closed Postion |
Last Close |
Value |
Shares Held |
% of Portfolio |
Value Change |
Change In Shares Held |
% of Company |
Industry |
|
EROC |
Eagle Rock Energy Partners,... |
236 |
New |
$0.00 |
$683,000 |
76,245 |
0.1% |
683,000 |
76,245 |
0.186 |
Oil & Gas Refining, P... |
|
MAIN |
Main Street Capital Corp |
242 |
New |
$46.78 |
$663,000 |
27,400 |
0.1% |
663,000 |
27,400 |
0.135 |
Restaurants |
|
SPR |
Spirit AeroSystems Holdings... |
449 |
New |
$35.65 |
$315,000 |
13,210 |
0.05% |
315,000 |
13,210 |
0.01 |
Aerospace/Defense Pro... |
|
NKX |
Nuveen Insured California T... |
462 |
New |
$12.03 |
$304,000 |
20,329 |
0.04% |
304,000 |
20,329 |
0 |
Closed - End Fund - Debt |
|
BSCH |
Guggenheim Bulletshares 201... |
541 |
New |
$0.00 |
$242,000 |
10,943 |
0.04% |
242,000 |
10,943 |
0.012 |
N/A |
|
BSCG |
Guggenheim Bulletshares 201... |
674 |
New |
$0.00 |
$159,000 |
7,291 |
0.02% |
159,000 |
7,291 |
0.008 |
Closed - End Fund - E... |
|
COLB |
Columbia Banking System Inc |
748 |
New |
$19.10 |
$132,000 |
7,002 |
0.02% |
132,000 |
7,002 |
0.009 |
Savings & Loans |
|
BSCF |
Guggenheim Bulletshares 201... |
773 |
New |
$0.00 |
$123,000 |
5,729 |
0.02% |
123,000 |
5,729 |
0.006 |
Closed - End Fund - E... |
|
GULF |
Wisdomtree Middle East Div |
860 |
New |
$16.21 |
$98,000 |
7,000 |
0.01% |
98,000 |
7,000 |
0 |
Closed - End Fund - Debt |
|
VQ |
Venoco, Inc. |
1057 |
New |
$0.00 |
$62,000 |
6,200 |
0.01% |
62,000 |
6,200 |
0 |
Oil & Gas Drilling & ... |
|
HNW |
Pioneer Diversified High In... |
1128 |
New |
$11.83 |
$52,000 |
2,602 |
0.01% |
52,000 |
2,602 |
0 |
Closed - End Fund - Debt |
|
TICC |
TICC Capital Corp |
1146 |
New |
$3.14 |
$49,000 |
5,075 |
0.01% |
49,000 |
5,075 |
0 |
Closed - End Fund - Debt |
|
SBAC |
SBA Communications Corp |
1178 |
New |
$218.08 |
$46,000 |
801 |
0.01% |
46,000 |
801 |
0.001 |
Wireless Communications |
|
IAI |
iShares Dow Jones US Broker... |
1288 |
New |
$114.95 |
$34,000 |
1,600 |
0% |
34,000 |
1,600 |
0.026 |
Closed - End Fund - E... |
|
HAIN |
Hain Celestial Group Inc |
1294 |
New |
$7.93 |
$34,000 |
625 |
0% |
34,000 |
625 |
0.001 |
Processed & Packaged ... |
|
OCN |
Ocwen Financial Corp |
1297 |
New |
$26.77 |
$2,267 |
120 |
0% |
34,000 |
120 |
0 |
Savings & Loans |
|
RGR |
Sturm Ruger & Co Inc |
1412 |
New |
$46.23 |
$24,000 |
590 |
0% |
24,000 |
590 |
0 |
Sporting Goods |
|
IEP |
Icahn Enterprises LP |
1495 |
New |
$17.00 |
$20,000 |
502 |
0% |
20,000 |
502 |
0 |
Property Management |
|
IPK |
Spdr S&P Intl Tech Etf |
1499 |
New |
$0.00 |
$20,000 |
850 |
0% |
20,000 |
850 |
0 |
Closed - End Fund - Debt |
|
NMO |
Nuveen Municipal Market Opp... |
1520 |
New |
$0.00 |
$19,000 |
1,300 |
0% |
19,000 |
1,300 |
0 |
Closed - End Fund - Debt |
|
MLNX |
Mellanox Technologies, Ltd. |
1531 |
New |
$124.81 |
$18,000 |
250 |
0% |
18,000 |
250 |
0 |
Semiconductor- Broad... |
|
HAO |
Invesco China Small Cap ETF |
1567 |
New |
$25.15 |
$16,000 |
800 |
0% |
16,000 |
800 |
0 |
Closed - End Fund - Debt |
|
NVO |
Novo Nordisk A/S (ADR) |
1605 |
New |
$128.05 |
$75,000 |
500 |
0% |
15,000 |
500 |
0 |
Drug Manufacturers - ... |
|
UNTD |
United Online Inc |
1593 |
New |
$0.00 |
$15,000 |
3,500 |
0% |
15,000 |
3,500 |
0.004 |
Internet Software & S... |
|
TRMB |
Trimble Navigation Ltd |
1621 |
New |
$63.30 |
$28,000 |
600 |
0% |
14,000 |
600 |
0 |
Scientific & Technica... |
|
ERX |
Direxion Daily Energy Bull ... |
1662 |
New |
$69.36 |
$12,000 |
300 |
0% |
12,000 |
300 |
0 |
Closed - End Fund - Debt |
|
MHY |
Western Asset Managed High ... |
1693 |
New |
$0.00 |
$11,000 |
1,813 |
0% |
11,000 |
1,813 |
0 |
Closed - End Fund - Debt |
|
FTC |
First Trust Large Cap Growt... |
1726 |
New |
$123.93 |
$11,000 |
380 |
0% |
11,000 |
380 |
0 |
Closed - End Fund - Debt |
|
WLL |
Whiting Petroleum Corp |
1774 |
New |
$68.03 |
$9,000 |
220 |
0% |
9,000 |
220 |
0 |
Oil & Gas Drilling & ... |
|
CYOU |
Changyou.com Ltd |
1819 |
New |
$10.74 |
$8,000 |
370 |
0% |
8,000 |
370 |
0 |
Multimedia & Graphics... |
|
LIME |
Lime Energy Co |
1817 |
New |
$0.00 |
$8,000 |
3,310 |
0% |
8,000 |
3,310 |
0 |
Industrial Electrical... |
|
FDD |
First Trust Dow Jones STOXX... |
1854 |
New |
$11.79 |
$8,000 |
735 |
0% |
8,000 |
735 |
0.001 |
N/A |
|
VIOV |
Vanguard S&p Small Cap ... |
1812 |
New |
$88.00 |
$8,000 |
126 |
0% |
8,000 |
126 |
0 |
N/A |
|
GA |
Giant Interactive Group, Inc |
1840 |
New |
$0.00 |
$8,000 |
1,750 |
0% |
8,000 |
1,750 |
0 |
Business Services |
|
CENX |
Century Aluminum Co |
1871 |
New |
$14.78 |
$7,000 |
1,000 |
0% |
7,000 |
1,000 |
0 |
Aluminum |
|
SSYS |
Stratasys Inc |
1861 |
New |
$11.84 |
$7,000 |
150 |
0% |
7,000 |
150 |
0 |
Computer Peripherals |
|
AAWW |
Atlas Air Worldwide Holding... |
1882 |
New |
$102.48 |
$7,000 |
150 |
0% |
7,000 |
150 |
0.001 |
AirCourier Services &... |
|
RVLT |
Revolution Lighting Technol... |
1901 |
New |
$0.11 |
$700 |
2,500 |
0% |
7,000 |
2,500 |
0 |
Communication Equipment |
|
CASY |
Caseys General Stores Inc |
1918 |
New |
$318.69 |
$6,000 |
100 |
0% |
6,000 |
100 |
0 |
Grocery Stores |
|
SBM |
Morgan Stanley |
1933 |
New |
$9.14 |
$6,000 |
150 |
0% |
6,000 |
150 |
0 |
N/A |
|
AFFX |
Affymetrix Inc |
1936 |
New |
$0.00 |
$6,000 |
1,250 |
0% |
6,000 |
1,250 |
0.002 |
Scientific & Technica... |
|
FAD |
First Trust Multi Cap Growt... |
1940 |
New |
$124.60 |
$6,000 |
200 |
0% |
6,000 |
200 |
0.002 |
Closed - End Fund - Debt |
|
SWM |
Schweitzer Mauduit Internat... |
1952 |
New |
$18.41 |
$10,000 |
138 |
0% |
5,000 |
138 |
0 |
Paper & Paper Products |
|
UGA |
United States Gasoline Fund LP |
1968 |
New |
$69.89 |
$5,000 |
100 |
0% |
5,000 |
100 |
0 |
Closed - End Fund - Debt |
|
SZO |
Deutsche Bank AG (London) |
1960 |
New |
$11.50 |
$5,000 |
100 |
0% |
5,000 |
100 |
0.001 |
Foreign Money Center ... |
|
DTO |
Deutsche Bank AG (London) |
1961 |
New |
$125.50 |
$5,000 |
100 |
0% |
5,000 |
100 |
0 |
Foreign Money Center ... |
|
ARTNA |
Artesian Resources Corp |
2030 |
New |
$36.81 |
$4,000 |
175 |
0% |
4,000 |
175 |
0 |
Water Utilities |
|
PFG |
Principal Financial Group Inc |
2090 |
New |
$86.07 |
$3,000 |
121 |
0% |
3,000 |
121 |
0 |
Life & Health Insurance |
|
WMLP |
Westmoreland Resource Partn... |
2102 |
New |
$0.02 |
$3,000 |
432 |
0% |
3,000 |
432 |
0 |
Industrial Metals & M... |
|
DDP |
Deutsche Bank AG (London) |
2123 |
New |
$20.13 |
$2,000 |
70 |
0% |
2,000 |
70 |
0 |
N/A |
|
ANAT |
American National Group Inc |
2118 |
New |
$70.53 |
$2,000 |
25 |
0% |
2,000 |
25 |
0 |
Life & Health Insurance |
|
PAL |
North American Palladium (USA) |
2257 |
New |
$0.00 |
$1,000 |
250 |
0% |
1,000 |
250 |
0 |
Industrial Metals & M... |
|
SNFCA |
Security National Financial... |
2481 |
New |
$7.82 |
$0 |
150 |
0% |
0 |
150 |
0 |
Life & Health Insurance |
|