| |
|
|
| Name: |
FIRST ALLIED SECURITIES INC |
| City: |
SAN DIEGO |
| State: |
CA |
| Zip: |
92101 |
| |
|
|
| Achive
data |
| View
Filing Period: |
|
|
|
|
|
|
 |
Download |
|
|
| |
| |
|
Free Registration Required For Full Results
|
|
|
| Holdings
Found :
100 |
|
View All Holdings |
Currently
Viewing:
Closed Positions |
|
|
Page 1 of 1 |
Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
MGV |
Vanguard Mega Cap 300 Value... |
2376 |
Closed |
$116.52 |
$0 |
0 |
0% |
0 |
-5 |
0 |
Closed - End Fund - E... |
|
|
EV |
Eaton Vance Corp |
2292 |
Closed |
$73.07 |
$0 |
0 |
0% |
-3,000 |
-100 |
0 |
Asset Management |
|
|
GSP |
Ipath Gsci Total Return |
2312 |
Closed |
$19.66 |
$0 |
0 |
0% |
-9,000 |
-256 |
0 |
Closed - End Fund - Debt |
|
|
HTSI |
Harris Teeter Supermarkets |
2323 |
Closed |
$0.00 |
$0 |
0 |
0% |
-12,000 |
-300 |
0 |
Grocery Stores |
|
|
PSCT |
Invesco S&P SmallCap Info T... |
2281 |
Closed |
$43.73 |
$0 |
0 |
0% |
-9,000 |
-277 |
0 |
Closed - End Fund - E... |
|
|
MMLP |
Martin Midstream Partners LP |
2433 |
Closed |
$2.60 |
$0 |
0 |
0% |
-4,000 |
-104 |
0 |
Water Transportation |
|
|
IBN |
ICICI Bank Limited (ADR) |
2399 |
Closed |
$26.29 |
$0 |
0 |
0% |
-3,000 |
-88 |
0 |
Foreign Money Center ... |
|
|
CHKP |
Check Point Software Techno... |
2390 |
Closed |
$160.80 |
$0 |
0 |
0% |
-12,000 |
-189 |
0 |
Security Software & S... |
|
|
SVM |
Silvercorp Metals Inc |
2327 |
Closed |
$3.54 |
$0 |
0 |
0% |
-3,000 |
-400 |
0 |
Management Services |
|
|
ZAGG |
Zagg Inc |
2467 |
Closed |
$4.29 |
$0 |
0 |
0% |
-11,000 |
-1,000 |
0 |
Specialty Retail, Other |
|
|
VAL |
Valaris plc |
2455 |
Closed |
$69.12 |
$0 |
0 |
0% |
-23,000 |
-434 |
0 |
Oil & Gas Drilling & ... |
|
|
ASML |
ASML Holding N.V. (ADR) |
2365 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-266 |
0 |
Semiconductor Equipme... |
|
|
PETM |
PetSmart Inc |
2421 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-6 |
0 |
Specialty Retail, Other |
|
|
SCHN |
Schnitzer Steel Industries Inc |
2297 |
Closed |
$17.64 |
$0 |
0 |
0% |
-40,000 |
-1,000 |
0 |
Steel & Iron |
|
|
PIE |
Invesco Dwa Emerging Market... |
2368 |
Closed |
$20.77 |
$0 |
0 |
0% |
-228,000 |
-12,709 |
0 |
Closed - End Fund - Debt |
|
|
GLAD |
Gladstone Capital Corp |
2396 |
Closed |
$9.80 |
$0 |
0 |
0% |
-5,000 |
-600 |
0 |
Credit Services |
|
|
BKE |
Buckle Inc |
2383 |
Closed |
$38.04 |
$0 |
0 |
0% |
-5,000 |
-100 |
0 |
Apparel Stores |
|
|
HSH |
Hillshire Brands Co |
2464 |
Closed |
$0.00 |
$0 |
0 |
0% |
-40,000 |
-1,871 |
0 |
Food - Major Diversified |
|
|
MBI |
MBIA Inc |
2316 |
Closed |
$6.29 |
$0 |
0 |
0% |
-2,000 |
-250 |
0 |
Surety & Title Insurance |
|
|
CLY |
iShares Trust |
2353 |
Closed |
$49.15 |
$0 |
0 |
0% |
-45,000 |
-776 |
0 |
Closed - End Fund - Debt |
|
|
CBB |
Cincinnati Bell Inc |
2415 |
Closed |
$15.48 |
$0 |
0 |
0% |
-2,000 |
-80 |
0 |
Telecom Services - Do... |
|
|
ACCO |
Acco Brands Corp |
2439 |
Closed |
$4.98 |
$0 |
0 |
0% |
-1,000 |
-103 |
0 |
Office Supplies |
|
|
NIHD |
NII Holdings Inc |
2344 |
Closed |
$2.19 |
$0 |
0 |
0% |
-6,000 |
-334 |
0 |
Wireless Communications |
|
|
JGV |
Nuveen Global Equity Income... |
2303 |
Closed |
$0.00 |
$0 |
0 |
0% |
-51,000 |
-3,100 |
0 |
Closed - End Fund - E... |
|
|
UGP |
Ultrapar Participacoes S.A ... |
2374 |
Closed |
$5.13 |
$0 |
0 |
0% |
-4,000 |
-200 |
0 |
Specialty Retail, Other |
|
|
EP.PC |
El Paso Energy Capital Trus... |
2290 |
Closed |
$46.70 |
$0 |
0 |
0% |
-89,000 |
-1,925 |
0 |
Oil & Gas Pipelines &... |
|
|
ALBO |
Albireo Pharma Inc |
2449 |
Closed |
$44.15 |
$0 |
0 |
0% |
-6,000 |
-10,000 |
0 |
Drug Manufacturers - ... |
|
|
DXD |
Proshares Ultrashort Dow30 |
2429 |
Closed |
$32.99 |
$0 |
0 |
0% |
-83,000 |
-323 |
0 |
Closed - End Fund - E... |
|
|
SMP |
Standard Motor Products Inc |
2432 |
Closed |
$33.07 |
$0 |
0 |
0% |
-6,000 |
-350 |
0 |
Auto Parts |
|
|
KROO |
Iq Australia Small Cap Etf |
2398 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-250 |
0 |
Closed - End Fund - E... |
|
|
APEX |
Apex Global Brands Inc |
2389 |
Closed |
$1.94 |
$0 |
0 |
0% |
-1,000 |
-100 |
0 |
Textile - Apparel Clo... |
|
|
NST |
nStar |
2326 |
Closed |
$0.00 |
$0 |
0 |
0% |
-80,000 |
-1,640 |
0 |
Electric Utilities |
|
|
PCEF |
Invesco CEF Income Composit... |
2309 |
Closed |
$18.06 |
$0 |
0 |
0% |
-19,000 |
-766 |
0 |
Closed - End Fund - E... |
|
|
DON |
Wisdom Tree Trust MidCap Di... |
2470 |
Closed |
$46.78 |
$0 |
0 |
0% |
-3,000 |
-48 |
0 |
Closed - End Fund - E... |
|
|
FXM |
CurrencyShares Mexican Peso... |
2378 |
Closed |
$0.00 |
$0 |
0 |
0% |
-8,000 |
-100 |
0 |
Closed - End Fund - Debt |
|
|
ASTE |
Astec Industries Inc |
2364 |
Closed |
$43.10 |
$0 |
0 |
0% |
-97,000 |
-2,670 |
0 |
Farm & Construction M... |
|
|
PXSG |
Invesco Russell 2000 Pure G... |
2420 |
Closed |
$58.41 |
$0 |
0 |
0% |
-281,000 |
-15,664 |
0 |
Closed - End Fund - Debt |
|
|
PICB |
Invesco International Corpo... |
2296 |
Closed |
$21.91 |
$0 |
0 |
0% |
-6,000 |
-225 |
0 |
Closed - End Fund - E... |
|
|
MRGE |
Merge Healthcare Inc |
2285 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-323 |
0 |
Healthcare Informatio... |
|
|
GHI |
Global High Income Dollar F... |
2463 |
Closed |
$0.00 |
$0 |
0 |
0% |
-104,000 |
-7,746 |
0 |
Closed - End Fund - Debt |
|
|
ABCD |
Cambium Learning Group, Inc. |
2382 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-185 |
0 |
Education & Training ... |
|
|
PRA |
Proassurance Corp |
2473 |
Closed |
$13.74 |
$0 |
0 |
0% |
-83,000 |
-1,876 |
0 |
Property & Casualty I... |
|
|
XLG |
Invesco S&P 500 Top 50 ETF |
2315 |
Closed |
$40.81 |
$0 |
0 |
0% |
-9,000 |
-90 |
0 |
Closed - End Fund - E... |
|
|
STAR |
iStar Financial Inc |
2352 |
Closed |
$7.63 |
$0 |
0 |
0% |
0 |
-50 |
0 |
Credit Services |
|
|
CLH |
Clean Harbors Inc |
2414 |
Closed |
$201.02 |
$0 |
0 |
0% |
-7,000 |
-100 |
0 |
Waste Management |
|
|
AYI |
Acuity Brands Inc |
2438 |
Closed |
$255.19 |
$0 |
0 |
0% |
-1,000 |
-17 |
0 |
Electronics Wholesale |
|
|
TENZ |
Pimco ETF Trust |
2405 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,000 |
-41 |
0 |
N/A |
|
|
IBND |
Spdr Barclays Capital Inter... |
2302 |
Closed |
$28.68 |
$0 |
0 |
0% |
-16,000 |
-461 |
0 |
Closed - End Fund - E... |
|
|
UFPT |
UFP Technologies Inc |
2373 |
Closed |
$213.33 |
$0 |
0 |
0% |
-1,000 |
-40 |
0 |
Packaging & Containers |
|
|
FMS |
Fresenius Medical Care AG (... |
2282 |
Closed |
$21.48 |
$0 |
0 |
0% |
-10,000 |
-142 |
0 |
Specialized Health Se... |
|
|
BIOL |
Biolase Inc |
2388 |
Closed |
$0.07 |
$0 |
0 |
0% |
-5,000 |
-80 |
0 |
Medical Instruments &... |
|
|
LOGM |
Logmein, Inc. |
2342 |
Closed |
$86.04 |
$0 |
0 |
0% |
-7,000 |
-200 |
0 |
Information Technolog... |
|
|
SFG |
Stancorp Financial Group Inc |
2322 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-105 |
0 |
Life & Health Insurance |
|
|
IDSA |
Industrial Services of America |
2469 |
Closed |
$1.12 |
$0 |
0 |
0% |
0 |
-50 |
0 |
Management Services |
|
|
GRRF |
China GrenTech Corporation ... |
2454 |
Closed |
$0.00 |
$0 |
0 |
0% |
-20,000 |
-6,450 |
0 |
Wireless Communications |
|
|
SPPI |
Spectrum Pharmaceuticals Inc |
2483 |
Closed |
$1.03 |
$0 |
0 |
0% |
-3,000 |
-200 |
0 |
Drug Manufacturers - ... |
|
|
RCG |
RENN Global Entrepreneurs F... |
2310 |
Closed |
$1.67 |
$0 |
0 |
0% |
0 |
-143 |
0 |
Closed - End Fund - E... |
|
|
CYB |
WisdomTree Dreyfus Chinese ... |
2377 |
Closed |
$24.27 |
$0 |
0 |
0% |
-573,000 |
-22,593 |
0 |
Closed - End Fund - E... |
|
|
FXY |
Invesco Currencyshares Japa... |
2456 |
Closed |
$59.83 |
$0 |
0 |
0% |
-7,000 |
-62 |
0 |
Closed - End Fund - Debt |
|
|
JO |
Barclays Bank Plc |
2363 |
Closed |
$23.66 |
$0 |
0 |
0% |
-4,000 |
-100 |
0 |
Closed - End Fund - Debt |
|
|
SOQ |
Sonde Resources Corp |
2428 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-90 |
0 |
Independent Oil & Gas |
|
|
GEG |
Great Elm Capital Group Inc |
2295 |
Closed |
$2.62 |
$0 |
0 |
0% |
-1,000 |
-31 |
0 |
Internet Software & S... |
|
|
RDC |
Rowan Companies Inc |
2395 |
Closed |
$10.93 |
$0 |
0 |
0% |
-10,000 |
-300 |
0 |
Oil & Gas Drilling & ... |
|
|
GSM |
Ferroglobe PLC |
2283 |
Closed |
$5.02 |
$0 |
0 |
0% |
-6,000 |
-400 |
0 |
Industrial Metals & M... |
|
|
CAJ |
Canon Inc (ADR) |
2381 |
Closed |
$28.73 |
$0 |
0 |
0% |
-2,000 |
-32 |
0 |
Photographic Equipmen... |
|
|
TWI |
Titan International Inc |
2484 |
Closed |
$11.79 |
$0 |
0 |
0% |
-12,000 |
-500 |
0 |
Steel & Iron |
|
|
ITRI |
Itron Inc |
2351 |
Closed |
$94.84 |
$0 |
0 |
0% |
-23,000 |
-500 |
0 |
Scientific & Technica... |
|
|
FOF |
Cohen & Steers Closed-End O... |
2413 |
Closed |
$11.34 |
$0 |
0 |
0% |
-2,000 |
-141 |
0 |
Closed - End Fund - E... |
|
|
LCM |
Advent/Claymore Enhanced Gr... |
2448 |
Closed |
$0.00 |
$0 |
0 |
0% |
-10,000 |
-950 |
0 |
Closed - End Fund - E... |
|
|
UWM |
Ultra Russell2000 ProShares |
2404 |
Closed |
$36.13 |
$0 |
0 |
0% |
-232,000 |
-5,300 |
0 |
Closed - End Fund - E... |
|
|
ONTO |
Onto Innovation Inc |
2301 |
Closed |
$176.10 |
$0 |
0 |
0% |
-1,000 |
-30 |
0 |
Scientific & Technica... |
|
|
TRN |
Trinity Industries Inc |
2372 |
Closed |
$26.76 |
$0 |
0 |
0% |
-7,000 |
-200 |
0 |
Railroads |
|
|
ESRX |
Express Scripts Inc |
2308 |
Closed |
$0.00 |
$0 |
0 |
0% |
-230,000 |
-4,240 |
0 |
Specialized Health Se... |
|
|
PSW |
Blackrock Preferred & Corpo... |
2387 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-230 |
0 |
Closed - End Fund - Debt |
|
|
NQU |
Nuveen Quality Income Munic... |
2341 |
Closed |
$0.00 |
$0 |
0 |
0% |
-141,000 |
-9,450 |
0 |
Closed - End Fund - Debt |
|
|
SSN |
Samson Oil & Gas Ltd |
2321 |
Closed |
$0.03 |
$0 |
0 |
0% |
-5,000 |
-210 |
0 |
N/A |
|
|
IPAR |
Inter Parfums Inc |
2357 |
Closed |
$131.11 |
$0 |
0 |
0% |
-4,000 |
-285 |
0 |
Personal Products |
|
|
LFC |
China Life Insurance Compan... |
2419 |
Closed |
$6.21 |
$0 |
0 |
0% |
0 |
-7 |
0 |
Life & Health Insurance |
|
|
PRIM |
Primoris Services Corp |
2482 |
Closed |
$45.41 |
$0 |
0 |
0% |
-226,000 |
-14,080 |
0 |
General Contractors |
|
|
PMX |
Pimco Municipal Income Fund... |
2287 |
Closed |
$7.47 |
$0 |
0 |
0% |
-18,000 |
-1,548 |
0 |
Closed - End Fund - F... |
|
|
DHCBW |
Ditech Holding Corporation |
2471 |
Closed |
$0.09 |
$0 |
0 |
0% |
-2,000 |
-95 |
0 |
Textile - Apparel Clo... |
|
|
DZZ |
Deutsche Bank AG (London) |
2392 |
Closed |
$2.14 |
$0 |
0 |
0% |
-4,000 |
-850 |
0 |
Foreign Money Center ... |
|
|
GAZZF |
iPath DJ-UBS Natural Gas TR... |
2362 |
Closed |
$0.01 |
$0 |
0 |
0% |
-8,000 |
-2,000 |
0 |
Closed - End Fund - Debt |
|
|
PIO |
Invesco Global Water ETF Tr... |
2431 |
Closed |
$40.75 |
$0 |
0 |
0% |
-9,000 |
-470 |
0 |
Electronic Equipment |
|
|
JEF |
Jefferies Group Inc |
2294 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-72 |
0 |
Investment Brokerage ... |
|
|
MKTAY |
Makita Corporation (ADR) |
2286 |
Closed |
$27.04 |
$0 |
0 |
0% |
-14,000 |
-351 |
0 |
Small Tools & Accesso... |
|
|
GMXRQ |
GMX Resources Inc |
2359 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-15 |
0 |
Independent Oil & Gas |
|
|
CV |
Central Vermont Public Serv... |
2380 |
Closed |
$0.00 |
$0 |
0 |
0% |
-45,000 |
-1,278 |
0 |
Electric Utilities |
|
|
XRT |
The SPDR Retail ETF streetT... |
2280 |
Closed |
$73.04 |
$0 |
0 |
0% |
-221,000 |
-3,603 |
0 |
Closed - End Fund - E... |
|
|
ZOLL |
Zoll Medical Corporation |
2350 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-135 |
0 |
Medical Appliances & ... |
|
|
PSS |
Collective Brands Inc |
2412 |
Closed |
$0.00 |
$0 |
0 |
0% |
-16,000 |
-796 |
0 |
Apparel Stores |
|
|
MATX |
Matson Inc |
2447 |
Closed |
$108.13 |
$0 |
0 |
0% |
-47,000 |
-965 |
0 |
Water Transportation |
|
|
LTPZ |
Pimco ETF Trust |
2403 |
Closed |
$52.61 |
$0 |
0 |
0% |
-64,000 |
-995 |
0 |
N/A |
|
|
MHS |
Medco Health Solutions Inc |
2300 |
Closed |
$0.00 |
$0 |
0 |
0% |
-182,000 |
-2,596 |
0 |
Drug Stores |
|
|
TMX |
Telefonos de Mexico S.A. (ADR) |
2371 |
Closed |
$0.00 |
$0 |
0 |
0% |
-10,000 |
-625 |
0 |
Telecom Services - Fo... |
|
|
FCN |
FTI Consulting Inc |
2307 |
Closed |
$212.97 |
$0 |
0 |
0% |
-4,000 |
-100 |
0 |
Management Services |
|
|
COO |
Cooper Companies Inc |
2386 |
Closed |
$91.68 |
$0 |
0 |
0% |
-170,000 |
-8,300 |
0 |
Medical Instruments &... |
|
|
PXLW |
Pixelworks Inc |
2340 |
Closed |
$1.68 |
$0 |
0 |
0% |
-1,000 |
-350 |
0 |
Semiconductor - Integ... |
|
|
SPXU |
Proshares Ultrapro Short S&... |
2320 |
Closed |
$6.64 |
$0 |
0 |
0% |
-27,000 |
-737 |
0 |
Closed - End Fund - Debt |
|
|
EMIF |
Ishares S&P Emerging Market |
2356 |
Closed |
$21.93 |
$0 |
0 |
0% |
-74,000 |
-2,224 |
0 |
N/A |
|
