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| Name: |
FIRST ALLIED SECURITIES INC |
| City: |
SAN DIEGO |
| State: |
CA |
| Zip: |
92101 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
AAPL |
Apple Inc |
1 |
- |
$165.00 |
$17,344,000 |
29,698 |
2.53% |
3,334,000 |
6,331 |
0 |
Personal Computers |
|
|
TIP |
iShares Lehman TIPS Bond |
3 |
- |
$105.78 |
$8,599,000 |
71,841 |
1.25% |
817,000 |
5,696 |
0.008 |
Closed - End Fund - E... |
|
|
BSV |
Vanguard Short-Term Bond |
6 |
- |
$75.88 |
$6,627,000 |
81,688 |
0.97% |
2,433,000 |
29,875 |
0.091 |
Closed - End Fund - E... |
|
|
PG |
Procter & Gamble Co |
10 |
- |
$158.14 |
$5,685,000 |
92,815 |
0.83% |
-544,000 |
131 |
0.003 |
Cleaning Products |
|
|
HYG |
iShares iBoxx $ High Yield ... |
12 |
- |
$75.98 |
$5,210,000 |
57,074 |
0.76% |
322,000 |
3,199 |
0.006 |
Closed - End Fund - E... |
|
|
QCOM |
QUALCOMM Inc |
16 |
- |
$157.63 |
$4,719,000 |
84,758 |
0.69% |
-452,000 |
8,781 |
0.005 |
Communication Equipment |
|
|
VWO |
Vanguard Emerging Markets S... |
20 |
- |
$40.89 |
$4,385,000 |
109,821 |
0.64% |
-75,000 |
7,221 |
0.008 |
Closed - End Fund - E... |
|
|
BMY |
Bristol-Myers Squibb Co |
22 |
- |
$48.93 |
$4,185,000 |
116,424 |
0.61% |
265,000 |
282 |
0.007 |
Drug Manufacturers - ... |
|
|
JNJ |
Johnson & Johnson |
23 |
- |
$147.91 |
$4,080,000 |
60,387 |
0.6% |
317,000 |
3,345 |
0.002 |
Drug Manufacturers - ... |
|
|
IJK |
iShares S&P mC400/BARRA GR |
25 |
- |
$84.85 |
$3,916,000 |
36,997 |
0.57% |
-110,000 |
1,186 |
0.167 |
Closed - End Fund - E... |
|
|
MSFT |
Microsoft Corp |
28 |
- |
$399.12 |
$3,806,000 |
124,404 |
0.56% |
19,000 |
7,000 |
0.002 |
Application Software |
|
|
CELG |
Celgene Corp |
32 |
- |
$108.24 |
$3,553,000 |
55,383 |
0.52% |
-672,000 |
880 |
0.007 |
Drug Manufacturers - ... |
|
|
IEF |
iShares Lehman 7-10 Year Tr... |
33 |
- |
$91.74 |
$3,406,000 |
31,557 |
0.5% |
3,061,000 |
28,220 |
0.017 |
Closed - End Fund - E... |
|
|
IAU |
iShares COMEX Gold Trust |
36 |
- |
$45.14 |
$1,646,500 |
105,804 |
0.48% |
197,000 |
10,673 |
0.024 |
Closed - End Fund - E... |
|
|
AGNC |
AGNC Investment Corp |
38 |
- |
$9.15 |
$3,275,000 |
97,451 |
0.48% |
1,132,000 |
24,899 |
0.027 |
REIT - Housing/Apartm... |
|
|
CVX |
Chevron Corp |
39 |
- |
$160.00 |
$3,230,000 |
30,611 |
0.47% |
140,000 |
1,793 |
0.002 |
Integrated Oil & Gas |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
45 |
- |
$81.17 |
$3,000,000 |
35,557 |
0.44% |
288,000 |
3,395 |
0.004 |
Closed - End Fund - E... |
|
|
EMB |
iShares JPMorgan USD Emerg ... |
49 |
- |
$87.52 |
$2,897,000 |
25,253 |
0.42% |
402,000 |
3,118 |
0.028 |
Closed - End Fund - E... |
|
|
CAT |
Caterpillar Inc |
50 |
- |
$354.66 |
$2,853,000 |
33,597 |
0.42% |
-396,000 |
3,092 |
0.005 |
Farm & Construction M... |
|
|
PEP |
Pepsico Inc |
51 |
- |
$174.13 |
$2,827,000 |
40,009 |
0.41% |
547,000 |
5,641 |
0.003 |
Beverage Soft Drinks... |
|
|
PFF |
iShares S&P U.S. Preferred ... |
52 |
- |
$30.90 |
$2,800,000 |
71,735 |
0.41% |
87,000 |
2,230 |
0.08 |
Closed - End Fund - E... |
|
|
GOOGL |
Alphabet Inc |
53 |
- |
$154.09 |
$5,506,000 |
9,492 |
0.4% |
138,000 |
1,336 |
0.001 |
Search Engines & Info... |
|
|
CSCO |
Cisco Systems Inc |
54 |
- |
$48.32 |
$2,746,000 |
159,929 |
0.4% |
-609,000 |
1,298 |
0.003 |
Networking & Communic... |
|
|
PFE |
Pfizer Inc |
57 |
- |
$26.00 |
$2,614,000 |
113,669 |
0.38% |
55,000 |
663 |
0.002 |
Drug Manufacturers - ... |
|
|
DUK |
Duke Energy Corp |
62 |
- |
$98.24 |
$823,667 |
35,723 |
0.36% |
222,000 |
40 |
0.008 |
Electric Utilities |
|
|
EFA |
iShares TR MSCI EAFE Indx FD |
63 |
- |
$76.12 |
$2,461,000 |
49,262 |
0.36% |
158,000 |
7,303 |
0.005 |
Closed - End Fund - E... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
64 |
- |
$89.15 |
$2,356,000 |
18,817 |
0.34% |
2,169,000 |
17,147 |
0.012 |
Closed - End Fund - E... |
|
|
EVV |
Eaton Vance Limited Duratio... |
65 |
- |
$9.37 |
$2,285,000 |
140,187 |
0.33% |
162,000 |
7,915 |
0.119 |
Closed - End Fund - Debt |
|
|
XLU |
SPDR Utilities Select |
66 |
- |
$65.43 |
$2,261,000 |
61,131 |
0.33% |
431,000 |
8,905 |
0.007 |
Closed - End Fund - E... |
|
|
IWM |
iShares Tr Russell 2000 Indx |
67 |
- |
$193.14 |
$2,260,000 |
28,400 |
0.33% |
402,000 |
5,962 |
0.003 |
Closed - End Fund - E... |
|
|
VNQ |
Vanguard REIT Index VIPERs |
68 |
- |
$79.00 |
$2,184,000 |
33,381 |
0.32% |
79,000 |
309 |
0.01 |
Closed - End Fund - E... |
|
|
ORCL |
Oracle Corp |
70 |
- |
$114.88 |
$2,165,000 |
72,896 |
0.32% |
181,000 |
4,841 |
0.001 |
Application Software |
|
|
MRK |
Merck & Co Inc |
71 |
- |
$125.78 |
$2,160,000 |
51,732 |
0.32% |
327,000 |
4,004 |
0.002 |
Drug Manufacturers - ... |
|
|
VUG |
Vanguard Growth VIPERS |
76 |
- |
$322.46 |
$2,103,000 |
30,929 |
0.31% |
-16,000 |
1,070 |
0.008 |
Closed - End Fund - E... |
|
|
MMM |
3M Co |
77 |
- |
$92.27 |
$2,082,000 |
23,242 |
0.3% |
49,000 |
449 |
0.003 |
Conglomerates |
|
|
JPM |
JP Morgan Chase & Co |
79 |
- |
$185.80 |
$2,075,000 |
58,063 |
0.3% |
-290,000 |
6,624 |
0.002 |
Domestic Money Center... |
|
|
JNK |
Spdr Lehman Hyb Etf |
82 |
- |
$93.00 |
$665,667 |
16,867 |
0.29% |
124,000 |
1,008 |
0.006 |
Closed - End Fund - E... |
|
|
F |
Ford Motor Co |
83 |
- |
$12.14 |
$1,995,000 |
207,993 |
0.29% |
-56,000 |
43,587 |
0.005 |
Auto Manufacturers |
|
|
MCD |
McDonalds Corp |
85 |
- |
$271.99 |
$1,813,000 |
20,477 |
0.26% |
-111,000 |
863 |
0.002 |
Restaurants |
|
|
POT |
Potash Corp /Saskatchewan (... |
88 |
- |
$0.00 |
$1,780,000 |
40,740 |
0.26% |
-63,000 |
412 |
0 |
Nonmetallic Mineral M... |
|
|
VIG |
Vanguard Dividend Appreciat... |
89 |
- |
$174.14 |
$1,771,000 |
31,236 |
0.26% |
85,000 |
2,445 |
0.014 |
Closed - End Fund - Debt |
|
|
BP |
BP Plc (ADR) |
90 |
- |
$38.52 |
$1,748,000 |
43,123 |
0.26% |
229,000 |
9,366 |
0 |
Integrated Oil & Gas |
|
|
SBUX |
Starbucks Corp |
91 |
- |
$87.61 |
$3,436,000 |
64,424 |
0.25% |
-6,000 |
2,742 |
0.002 |
Specialty Eateries |
|
|
ZBH |
Zimmer Holdings Inc |
93 |
- |
$119.43 |
$1,680,000 |
26,110 |
0.25% |
27,000 |
394 |
0.013 |
Medical Appliances & ... |
|
|
JPS |
Nuveen Quality Preferred In... |
96 |
- |
$6.21 |
$1,583,000 |
175,932 |
0.23% |
70,000 |
373 |
0.199 |
Closed - End Fund - Debt |
|
|
PPT |
Putnam Premier Income Trust |
98 |
- |
$3.46 |
$1,575,000 |
294,323 |
0.23% |
184,000 |
41,960 |
0.208 |
Closed - End Fund - Debt |
|
|
NUV |
Nuveen Municipal Value Fund... |
100 |
- |
$8.51 |
$1,526,000 |
148,156 |
0.22% |
360,000 |
32,335 |
0.076 |
Closed - End Fund - Debt |
|
|
PCN |
Pimco Corporate Income Fund |
101 |
- |
$12.85 |
$1,507,000 |
91,327 |
0.22% |
66,000 |
1,500 |
0.248 |
Closed - End Fund - Debt |
|
|
EWX |
Spdr Index Shares Fu |
103 |
- |
$55.17 |
$1,472,000 |
35,313 |
0.21% |
-60,000 |
1,964 |
0.039 |
Closed - End Fund - E... |
|
|
ETG |
Eaton Vance Tax Advantaged ... |
104 |
- |
$17.05 |
$1,464,000 |
110,077 |
0.21% |
-92,000 |
2,528 |
0.144 |
Closed - End Fund - Debt |
|
|
ITM |
Vaneck Vectors Amt Free Int... |
105 |
- |
$0.00 |
$1,436,000 |
61,720 |
0.21% |
194,000 |
7,655 |
0.069 |
N/A |
|
|
COP |
ConocoPhillips |
106 |
- |
$129.38 |
$1,421,000 |
25,430 |
0.21% |
-385,000 |
1,670 |
0.002 |
Integrated Oil & Gas |
|
|
MDY |
Standrd Poor Mdcp 400 SPDR |
107 |
- |
$518.28 |
$1,415,000 |
8,261 |
0.21% |
-12,000 |
365 |
0.013 |
Closed - End Fund - E... |
|
|
EWA |
iShares MSCI-Australia |
108 |
- |
$23.36 |
$1,401,000 |
64,109 |
0.2% |
-56,000 |
2,135 |
0.071 |
Closed - End Fund - E... |
|
|
KYE |
Kayne Anderson Energy Total... |
110 |
- |
$0.00 |
$1,381,000 |
52,273 |
0.2% |
-13,000 |
1,536 |
0.15 |
Closed - End Fund - E... |
|
|
JHP |
Nuveen Quality Preferred In... |
113 |
- |
$0.00 |
$1,336,000 |
156,434 |
0.19% |
67,000 |
3,935 |
0.66 |
Closed - End Fund - Debt |
|
|
CQP |
Cheniere Energy Partners |
115 |
- |
$49.33 |
$1,289,000 |
56,990 |
0.19% |
159,000 |
3,927 |
0.035 |
Oil & Gas Pipelines &... |
|
|
JTP |
Nuveen Quality Preferred In... |
116 |
- |
$0.00 |
$1,285,000 |
154,435 |
0.19% |
53,000 |
3,410 |
0.249 |
Closed - End Fund - Debt |
|
|
EWH |
iShares MSCI-Hong Kong |
118 |
- |
$14.70 |
$1,272,000 |
77,546 |
0.19% |
72,000 |
8,768 |
0.086 |
Closed - End Fund - E... |
|
|
ARCC |
Ares Capital Corp |
119 |
- |
$20.59 |
$1,264,000 |
79,212 |
0.18% |
464,000 |
30,284 |
0.039 |
Closed - End Fund - Debt |
|
|
BAB |
Invesco Taxable Municipal B... |
121 |
- |
$25.94 |
$1,260,000 |
42,413 |
0.18% |
1,071,000 |
35,913 |
0.047 |
N/A |
|
|
ETP |
Energy Transfer Partners LP |
122 |
- |
$0.00 |
$1,249,000 |
28,275 |
0.18% |
22,000 |
2,129 |
0.014 |
Oil & Gas Refining, P... |
|
|
PMO |
Putnam Municipal Opportunit... |
123 |
- |
$9.82 |
$1,221,000 |
94,545 |
0.18% |
73,000 |
3,060 |
0.221 |
Closed - End Fund - Debt |
|
|
VYM |
Vanguard High Dividend Yiel... |
125 |
- |
$115.94 |
$1,198,000 |
24,894 |
0.17% |
127,000 |
2,794 |
0.028 |
Closed - End Fund - Debt |
|
|
COST |
Costco Wholesale Corp |
126 |
- |
$709.51 |
$1,194,000 |
12,569 |
0.17% |
215,000 |
1,784 |
0.003 |
Discount, Variety Stores |
|
|
HYT |
Blackrock Corporate High Yi... |
127 |
- |
$9.45 |
$1,184,000 |
95,260 |
0.17% |
6,000 |
425 |
0.079 |
Closed - End Fund - E... |
|
|
IDU |
iShares Dow Jones US Utilities |
129 |
- |
$83.87 |
$1,155,000 |
12,830 |
0.17% |
85,000 |
415 |
0.135 |
Closed - End Fund - E... |
|
|
ADM |
Archer Daniels Midland Co |
134 |
- |
$62.60 |
$1,117,000 |
37,829 |
0.16% |
733,000 |
25,703 |
0.006 |
Food - Major Diversified |
|
|
DE |
Deere & Co |
136 |
- |
$400.32 |
$1,103,000 |
13,644 |
0.16% |
195,000 |
2,426 |
0.003 |
Farm & Construction M... |
|
|
EWZ |
iShares MSCI-Brazil |
138 |
- |
$30.74 |
$1,091,000 |
21,105 |
0.16% |
-148,000 |
1,951 |
0.004 |
Closed - End Fund - E... |
|
|
KYN |
Kayne Anderson Mlp Investme... |
142 |
- |
$9.70 |
$1,074,000 |
34,917 |
0.16% |
2,000 |
510 |
0.047 |
Closed - End Fund - Debt |
|
|
CSQ |
Calamos Strategic Total Ret... |
143 |
- |
$15.29 |
$1,073,000 |
111,193 |
0.16% |
-14,000 |
2,466 |
0.072 |
Closed - End Fund - E... |
|
|
DOW |
DOW Inc |
144 |
- |
$56.66 |
$1,066,000 |
33,845 |
0.16% |
351,000 |
13,203 |
0.003 |
Diversified Chemicals |
|
|
LLY |
Eli Lilly & Co |
145 |
- |
$726.31 |
$1,062,000 |
24,751 |
0.15% |
66,000 |
6 |
0.002 |
Drug Manufacturers - ... |
|
|
MDR |
McDermott International |
146 |
- |
$0.07 |
$1,059,000 |
95,107 |
0.15% |
195,000 |
27,621 |
0.038 |
Oil & Gas Equipment &... |
|
|
TU |
TELUS Corporation (USA) |
148 |
- |
$15.92 |
$2,084,000 |
35,624 |
0.15% |
1,040,000 |
35,552 |
0.003 |
Wireless Communications |
|
|
FDL |
First Trust Morningstar Div... |
150 |
- |
$37.25 |
$1,038,000 |
55,476 |
0.15% |
82,000 |
1,573 |
0 |
Closed - End Fund - Debt |
|
|
PCY |
Invesco Emerging Markets S |
149 |
- |
$19.81 |
$1,038,000 |
36,006 |
0.15% |
782,000 |
26,881 |
0.004 |
Closed - End Fund - E... |
|
|
AMJ |
Jpmorgan Alerian Mlp Index Etn |
153 |
- |
$28.01 |
$1,018,000 |
26,276 |
0.15% |
81,000 |
2,348 |
0.029 |
N/A |
|
|
MBB |
iShares Barclays MBS Bond |
154 |
- |
$89.73 |
$1,013,000 |
9,345 |
0.15% |
235,000 |
2,141 |
0.001 |
Closed - End Fund - E... |
|
|
AHT |
Ashford Hospitality Trust Inc |
156 |
- |
$1.32 |
$100,700 |
11,944 |
0.15% |
49,000 |
1,314 |
0.196 |
REIT - Diversified |
|
|
NSL |
Nuveen Senior Income Fund |
157 |
- |
$4.60 |
$987,000 |
137,603 |
0.14% |
35,000 |
4,021 |
0.461 |
Closed - End Fund - Debt |
|
|
TWO |
Two Harbors Investment Corp. |
158 |
- |
$3.55 |
$982,000 |
94,823 |
0.14% |
210,000 |
18,655 |
0.044 |
REIT - Housing/Apartm... |
|
|
IYH |
iShares Dow Jones US Health... |
159 |
- |
$58.16 |
$970,000 |
12,201 |
0.14% |
550,000 |
6,825 |
0.067 |
Closed - End Fund - E... |
|
|
EMR |
Emerson Electric Co |
160 |
- |
$108.58 |
$965,000 |
20,721 |
0.14% |
-105,000 |
224 |
0.003 |
Industrial Electrical... |
|
|
IYR |
iShares Dow Jones US Real E... |
168 |
- |
$81.99 |
$928,000 |
14,520 |
0.14% |
665,000 |
10,302 |
0.007 |
Closed - End Fund - E... |
|
|
ACG |
AllianceBernstein Income Fund |
173 |
- |
$0.00 |
$899,000 |
108,050 |
0.13% |
203,000 |
23,127 |
0.045 |
Closed - End Fund - Debt |
|
|
LEO |
Dreyfus Strategic Municipal... |
174 |
- |
$8.14 |
$894,000 |
95,150 |
0.13% |
40,000 |
1,550 |
0.153 |
Closed - End Fund - Debt |
|
|
BDJ |
Blackrock Enhanced Dividend... |
179 |
- |
$7.88 |
$861,000 |
118,860 |
0.13% |
11,000 |
5,489 |
0.17 |
Closed - End Fund - E... |
|
|
SDY |
streetTRACKS Series Trust -... |
180 |
- |
$126.79 |
$858,000 |
15,421 |
0.13% |
235,000 |
4,425 |
0.002 |
Closed - End Fund - E... |
|
|
NTX |
Nuveen Texas Quality Income... |
183 |
- |
$14.73 |
$837,000 |
50,325 |
0.12% |
33,000 |
800 |
0.528 |
Closed - End Fund - Debt |
|
|
HYD |
VanEck Vectors High-Yield M... |
184 |
- |
$0.00 |
$836,000 |
25,909 |
0.12% |
827,000 |
25,609 |
0.212 |
Closed - End Fund - Debt |
|
|
VOD |
Vodafone Group Public Limit... |
186 |
- |
$8.34 |
$830,000 |
29,450 |
0.12% |
53,000 |
1,366 |
0 |
Wireless Communications |
|
|
RVT |
Royce Value Trust Inc |
187 |
- |
$13.85 |
$829,000 |
66,539 |
0.12% |
-14,000 |
5,878 |
0.103 |
Closed - End Fund - E... |
|
|
UPL |
Ultra Petroleum Corp |
188 |
- |
$0.01 |
$826,000 |
35,800 |
0.12% |
265,000 |
11,002 |
0.023 |
Independent Oil & Gas |
|
|
TEI |
Templeton Emerging Markets ... |
191 |
- |
$5.15 |
$819,000 |
52,009 |
0.12% |
69,000 |
4,150 |
0.11 |
Closed - End Fund - F... |
|
|
IOC |
InterOil Corporation (USA) |
192 |
- |
$0.00 |
$816,000 |
11,705 |
0.12% |
219,000 |
100 |
0.024 |
Oil & Gas Refining, P... |
|
|
MVF |
Blackrock Munivest Fund Inc |
193 |
- |
$6.82 |
$812,000 |
74,343 |
0.12% |
40,000 |
250 |
0.121 |
Closed - End Fund - Debt |
|
|
CIM |
Chimera Investment Corp |
195 |
- |
$4.11 |
$159,800 |
67,687 |
0.12% |
-45,000 |
8,012 |
0.165 |
Closed - End Fund - Debt |
|
|
DPM |
DCP Midstream Partners, LP |
194 |
- |
$41.69 |
$799,000 |
18,960 |
0.12% |
376,000 |
9,723 |
0.076 |
Oil & Gas Pipelines &... |
|
