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| Name: |
FIRST ALLIED SECURITIES INC |
| City: |
SAN DIEGO |
| State: |
CA |
| Zip: |
92101 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
CHRW |
CH Robinson Worldwide Inc |
26 |
- |
$67.89 |
$3,886,000 |
66,389 |
0.57% |
-462,000 |
0 |
0.041 |
AirDelivery & Freight... |
|
|
BPP |
Blackrock Preferred Opportu... |
139 |
- |
$0.00 |
$1,083,000 |
95,000 |
0.16% |
16,000 |
0 |
0.517 |
Closed - End Fund - Debt |
|
|
MMT |
MFS Multimarket Income Trust |
172 |
- |
$4.45 |
$907,000 |
127,764 |
0.13% |
15,000 |
0 |
0.163 |
Closed - End Fund - Debt |
|
|
FFA |
First Trust/Fiduciary Asset... |
205 |
- |
$17.97 |
$777,000 |
65,980 |
0.11% |
-20,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
GF |
New Germany Fund Inc |
207 |
- |
$8.28 |
$762,000 |
56,680 |
0.11% |
-93,000 |
0 |
0.309 |
Closed - End Fund - F... |
|
|
UTG |
Reaves Utility Income Fund |
211 |
- |
$25.50 |
$743,000 |
27,900 |
0.11% |
18,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
BBN |
Blackrock Build America Bon... |
235 |
- |
$15.50 |
$684,000 |
29,700 |
0.1% |
47,000 |
0 |
0 |
N/A |
|
|
PMF |
Pimco Municipal Income Fund |
244 |
- |
$8.98 |
$661,000 |
43,000 |
0.1% |
37,000 |
0 |
0.171 |
Closed - End Fund - Debt |
|
|
NXI |
Nuveen Ohio Dividend Advant... |
252 |
- |
$0.00 |
$651,000 |
41,652 |
0.09% |
17,000 |
0 |
0.981 |
Closed - End Fund - Debt |
|
|
OLED |
Universal Display Corp |
260 |
- |
$154.03 |
$629,000 |
17,500 |
0.09% |
-10,000 |
0 |
0.038 |
Computer Peripherals |
|
|
MUE |
Blackrock Muniholdings Insu... |
262 |
- |
$9.71 |
$626,000 |
42,000 |
0.09% |
39,000 |
0 |
0.188 |
Closed - End Fund - Debt |
|
|
GL |
Globe Life Inc |
269 |
- |
$59.97 |
$609,000 |
12,038 |
0.09% |
9,000 |
0 |
0.012 |
Life & Health Insurance |
|
|
MQY |
Blackrock Muniyield Quality... |
273 |
- |
$12.01 |
$604,000 |
36,800 |
0.09% |
34,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
HRL |
Hormel Foods Corp |
284 |
- |
$33.81 |
$584,000 |
19,196 |
0.09% |
17,000 |
0 |
0.007 |
Meat Products |
|
|
NIF |
Nuveen Premier Insured Muni... |
285 |
- |
$0.00 |
$583,000 |
37,000 |
0.09% |
28,000 |
0 |
0.191 |
Closed - End Fund - Debt |
|
|
VFL |
Delaware Investments Florid... |
286 |
- |
$9.89 |
$582,000 |
42,734 |
0.08% |
16,000 |
0 |
1.773 |
Closed - End Fund - Debt |
|
|
NXQ |
Nuveen Select Tax Free Inco... |
292 |
- |
$15.04 |
$573,000 |
40,725 |
0.08% |
18,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
XRAY |
DENTSPLY International |
294 |
- |
$30.79 |
$571,000 |
15,112 |
0.08% |
-35,000 |
0 |
0.011 |
Medical Instruments &... |
|
|
ZION |
Zions Bancorporation |
308 |
- |
$39.50 |
$524,000 |
26,983 |
0.08% |
-55,000 |
0 |
0.013 |
Domestic Regional Banks |
|
|
KFN |
KKR Financial Holdings LLC |
317 |
- |
$0.00 |
$501,000 |
58,800 |
0.07% |
-41,000 |
0 |
0.033 |
Diversified Investments |
|
|
BCPC |
Balchem Corp |
323 |
- |
$145.62 |
$491,000 |
15,050 |
0.07% |
36,000 |
0 |
0.052 |
Specialty Chemicals |
|
|
BCH |
Banco de Chile (ADR) |
349 |
- |
$21.56 |
$433,000 |
5,123 |
0.06% |
-53,000 |
0 |
0.003 |
Foreign Regional Banks |
|
|
MEN |
Blackrock Munienhanced Fund... |
354 |
- |
$12.08 |
$428,000 |
35,921 |
0.06% |
18,000 |
0 |
0.122 |
Closed - End Fund - Debt |
|
|
VXF |
Vanguard Extended Market VI... |
361 |
- |
$163.60 |
$422,000 |
7,478 |
0.06% |
-22,000 |
0 |
0.008 |
Closed - End Fund - E... |
|
|
TTF |
Thai Fund Inc |
378 |
- |
$0.00 |
$402,000 |
25,050 |
0.06% |
3,000 |
0 |
0.158 |
Closed - End Fund - F... |
|
|
VRSK |
Verisk Analytics, Inc. |
395 |
- |
$222.10 |
$372,000 |
7,561 |
0.05% |
17,000 |
0 |
0.007 |
Business Services |
|
|
RBS.PS |
Royal BK Scotland |
397 |
- |
$0.00 |
$371,000 |
20,900 |
0.05% |
22,000 |
0 |
0.019 |
Foreign Money Center ... |
|
|
NVG |
Nuveen Insured Dividend Adv... |
416 |
- |
$11.61 |
$345,000 |
22,581 |
0.05% |
7,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
MTB |
M&T Bank Corp |
439 |
- |
$137.39 |
$322,000 |
3,904 |
0.05% |
-17,000 |
0 |
0.089 |
Domestic Regional Banks |
|
|
SURW |
Surewest Communications |
444 |
- |
$0.00 |
$316,000 |
15,000 |
0.05% |
-22,000 |
0 |
0.108 |
Telecom Services - Fo... |
|
|
EIO |
Eaton Vance Insured Ohio M... |
463 |
- |
$0.00 |
$302,000 |
20,000 |
0.04% |
21,000 |
0 |
0.796 |
Closed - End Fund - Debt |
|
|
AINV |
Apollo Investment Corp |
466 |
- |
$0.00 |
$300,000 |
39,075 |
0.04% |
20,000 |
0 |
0.042 |
Closed - End Fund - Debt |
|
|
BCS.PA |
Barclays Bank Plc Prfd A |
479 |
- |
$0.00 |
$290,000 |
11,700 |
0.04% |
0 |
0 |
0 |
N/A |
|
|
MIN |
MFS Intermediate Income Trust |
504 |
- |
$2.57 |
$271,000 |
41,678 |
0.04% |
5,000 |
0 |
0.036 |
Closed - End Fund - Debt |
|
|
XPP |
ProShares Trust |
513 |
- |
$12.65 |
$260,000 |
5,983 |
0.04% |
-37,000 |
0 |
0.672 |
N/A |
|
|
MPW |
Medical Properties Trust Inc |
524 |
- |
$4.62 |
$251,000 |
26,042 |
0.04% |
9,000 |
0 |
0.008 |
REIT - Healthcare Fac... |
|
|
SPYG |
SPDR Dow Jones Wilshire Lar... |
536 |
- |
$71.35 |
$245,000 |
3,851 |
0.04% |
-6,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
LVL |
Invesco S&P Global Dividend... |
542 |
- |
$12.34 |
$241,000 |
19,450 |
0.04% |
-30,000 |
0 |
0.02 |
Closed - End Fund - Debt |
|
|
IYE |
iShares Tr Enrgy Sector Indx |
552 |
- |
$49.28 |
$229,000 |
5,980 |
0.03% |
-19,000 |
0 |
0.007 |
Closed - End Fund - E... |
|
|
BRCD |
Brocade Communications Syst... |
554 |
- |
$0.00 |
$228,000 |
46,242 |
0.03% |
-38,000 |
0 |
0.036 |
Communication Equipment |
|
|
BGR |
Blackrock Global Energy & R... |
559 |
- |
$13.12 |
$227,000 |
10,090 |
0.03% |
-37,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
ITE |
Spdr Brcly Cap Intrmd Trm |
564 |
- |
$27.50 |
$225,000 |
3,676 |
0.03% |
2,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
VKI |
Invesco Van Kampen Advanta |
569 |
- |
$8.18 |
$219,000 |
16,630 |
0.03% |
4,000 |
0 |
0.038 |
Closed - End Fund - Debt |
|
|
INFN |
Infinera Corp |
574 |
- |
$4.65 |
$215,000 |
31,431 |
0.03% |
-40,000 |
0 |
0 |
Communication Equipment |
|
|
PSR |
Invesco Active Us Real Esta... |
582 |
- |
$80.85 |
$211,000 |
3,772 |
0.03% |
4,000 |
0 |
0 |
N/A |
|
|
MVT |
Blackrock Munivest Fund II Inc |
586 |
- |
$10.43 |
$209,000 |
12,228 |
0.03% |
11,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
MFM |
MFS Municipal Income Trust |
593 |
- |
$5.10 |
$203,000 |
25,800 |
0.03% |
15,000 |
0 |
0.113 |
Closed - End Fund - Debt |
|
|
FTF |
Franklin Templeton Limited ... |
600 |
- |
$6.10 |
$200,000 |
14,215 |
0.03% |
1,000 |
0 |
0.053 |
Closed - End Fund - Debt |
|
|
PEGA |
Pegasystems Inc |
604 |
- |
$58.72 |
$396,000 |
12,006 |
0.03% |
-31,000 |
0 |
0.008 |
Business Software & S... |
|
|
OLN |
Olin Corp |
614 |
- |
$53.52 |
$193,000 |
9,250 |
0.03% |
-8,000 |
0 |
0.006 |
Synthetics |
|
|
IMT |
Invesco Insured Muni Trust |
620 |
- |
$0.00 |
$189,000 |
12,435 |
0.03% |
6,000 |
0 |
0.077 |
Closed - End Fund - Debt |
|
|
AJG |
Arthur J Gallagher & Co |
621 |
- |
$231.43 |
$189,000 |
5,400 |
0.03% |
-4,000 |
0 |
0 |
Insurance Brokers |
|
|
CTXS |
Citrix Systems Inc |
624 |
- |
$103.90 |
$186,000 |
2,214 |
0.03% |
11,000 |
0 |
0.006 |
Internet Software & S... |
|
|
MPEL |
Melco Crown Entertainment Ltd |
631 |
- |
$6.89 |
$184,000 |
16,000 |
0.03% |
-34,000 |
0 |
0 |
Gambling/Resorts |
|
|
PPL |
PPL Corp |
639 |
- |
$26.01 |
$181,000 |
6,504 |
0.03% |
-3,000 |
0 |
0 |
Electric Utilities |
|
|
ECL |
Ecolab Inc |
640 |
- |
$220.38 |
$180,000 |
2,631 |
0.03% |
18,000 |
0 |
0.004 |
Cleaning Products |
|
|
CVY |
Invesco Zacks Multi-Asset I... |
642 |
- |
$24.53 |
$179,000 |
8,450 |
0.03% |
-6,000 |
0 |
0.01 |
Closed - End Fund - Debt |
|
|
LPHI |
Life Partners Holdings Inc |
646 |
- |
$0.00 |
$177,000 |
82,875 |
0.03% |
-160,000 |
0 |
0 |
Life & Health Insurance |
|
|
VIM |
Invesco Van Kampen Tr For |
649 |
- |
$0.00 |
$176,000 |
11,900 |
0.03% |
10,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
ITW |
Illinois Tool Works Inc |
658 |
- |
$251.21 |
$168,000 |
3,181 |
0.02% |
-14,000 |
0 |
0.042 |
Diversified Machinery |
|
|
BMO |
Bank of Montreal (USA) |
662 |
- |
$91.16 |
$167,000 |
3,018 |
0.02% |
-12,000 |
0 |
0 |
Foreign Money Center ... |
|
|
NNN |
National Retail Properties |
678 |
- |
$39.37 |
$158,000 |
5,574 |
0.02% |
6,000 |
0 |
0.004 |
REIT - Retail |
|
|
RLH |
Red Lion Hotels Corp |
682 |
- |
$3.49 |
$156,000 |
18,000 |
0.02% |
8,000 |
0 |
0 |
Lodging |
|
|
AYN |
Alliance New York Municipal... |
685 |
- |
$0.00 |
$154,000 |
9,825 |
0.02% |
9,000 |
0 |
0.206 |
Closed - End Fund - Debt |
|
|
FMY |
First Trust/Fidac Mortgage ... |
697 |
- |
$11.62 |
$150,000 |
7,600 |
0.02% |
1,000 |
0 |
0.084 |
Closed - End Fund - Debt |
|
|
MYD |
Blackrock Muniyield Fund Inc |
702 |
- |
$10.70 |
$148,000 |
9,232 |
0.02% |
7,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
ALB |
Albemarle Corp |
704 |
- |
$114.11 |
$148,000 |
2,477 |
0.02% |
-10,000 |
0 |
0.002 |
Synthetics |
|
|
OGE |
OGE Energy Corp |
713 |
- |
$32.49 |
$286,000 |
5,510 |
0.02% |
-4,000 |
0 |
0 |
Electric Utilities |
|
|
DWM |
WisdomTree Trust DIEFA Fund |
711 |
- |
$52.54 |
$143,000 |
3,450 |
0.02% |
-12,000 |
0 |
0.118 |
Closed - End Fund - E... |
|
|
DCI |
Donaldson Co Inc |
716 |
- |
$72.45 |
$142,000 |
4,250 |
0.02% |
-10,000 |
0 |
0.003 |
Pollution and Treatme... |
|
|
SQNM |
Sequenom Inc |
729 |
- |
$0.00 |
$139,000 |
34,300 |
0.02% |
-1,000 |
0 |
0 |
Biotechnology |
|
|
PXI |
Invesco DWA Energy Momentum... |
731 |
- |
$49.13 |
$137,000 |
3,618 |
0.02% |
-10,000 |
0 |
0.005 |
Closed - End Fund - Debt |
|
|
SXL |
Sunoco Logistics Partners LP |
734 |
- |
$0.00 |
$136,000 |
3,750 |
0.02% |
-6,000 |
0 |
0.002 |
Oil & Gas Pipelines &... |
|
|
BWP |
Boardwalk Pipeline Partners... |
740 |
- |
$0.00 |
$135,000 |
4,900 |
0.02% |
5,000 |
0 |
0 |
Oil & Gas Pipelines &... |
|
|
MSB |
Mesabi Trust |
744 |
- |
$17.27 |
$133,000 |
4,850 |
0.02% |
-16,000 |
0 |
0 |
Diversified Investments |
|
|
NCB |
Nuveen California Municipal... |
746 |
- |
$15.05 |
$133,000 |
8,000 |
0.02% |
7,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
ALL |
Allstate Corp |
755 |
- |
$164.21 |
$129,000 |
3,666 |
0.02% |
8,000 |
0 |
0.109 |
Property & Casualty I... |
|
|
CLMT |
Calumet Specialty Products ... |
760 |
- |
$14.98 |
$128,000 |
5,400 |
0.02% |
-15,000 |
0 |
0.14 |
Oil & Gas Refining, P... |
|
|
PDP |
Invesco DWA Momentum ETF |
764 |
- |
$93.77 |
$127,000 |
4,800 |
0.02% |
-4,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
BMRN |
Biomarin Pharmaceutical Inc |
765 |
- |
$90.87 |
$126,000 |
3,195 |
0.02% |
17,000 |
0 |
0.002 |
Drug Manufacturers - ... |
|
|
LGCY |
Legacy Reserves LP |
769 |
- |
$0.01 |
$124,000 |
4,960 |
0.02% |
-19,000 |
0 |
0.231 |
Oil & Gas Drilling & ... |
|
|
HIS |
Blackrock High Income Shares |
772 |
- |
$0.00 |
$124,000 |
53,600 |
0.02% |
2,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
PSK |
SPDR Series Trust |
780 |
- |
$32.98 |
$121,000 |
2,665 |
0.02% |
1,000 |
0 |
0.03 |
Closed - End Fund - Debt |
|
|
URE |
Ultra Real Estate ProShares |
783 |
- |
$50.67 |
$120,000 |
1,829 |
0.02% |
7,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
NMI |
Nuveen Municipal Income Fun... |
788 |
- |
$9.14 |
$119,000 |
10,000 |
0.02% |
6,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
JTA |
Nuveen Tax Advantaged Total... |
792 |
- |
$11.53 |
$118,000 |
11,750 |
0.02% |
-13,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
WWD |
Woodward Inc |
790 |
- |
$148.89 |
$118,000 |
3,000 |
0.02% |
-10,000 |
0 |
0 |
Industrial Electrical... |
|
|
UGL |
Ultra Gold ProShares |
798 |
- |
$83.21 |
$115,000 |
1,444 |
0.02% |
-13,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
HBI |
Hanesbrands Inc. |
811 |
- |
$4.68 |
$444,000 |
16,020 |
0.02% |
-7,000 |
0 |
0.001 |
Textile - Apparel Clo... |
|
|
ALOG |
Analogic Corp |
815 |
- |
$0.00 |
$110,000 |
1,781 |
0.02% |
-10,000 |
0 |
0 |
Scientific & Technica... |
|
|
MYE |
Myers Industries Inc |
824 |
- |
$21.46 |
$108,000 |
6,300 |
0.02% |
15,000 |
0 |
0 |
Rubber & Plastics |
|
|
KOG |
Kodiak Oil & Gas Corp |
822 |
- |
$0.00 |
$108,000 |
13,100 |
0.02% |
-22,000 |
0 |
0 |
Oil & Gas Drilling & ... |
|
|
SRPT |
Sarepta Therapeutics Inc |
827 |
- |
$117.29 |
$17,833 |
28,617 |
0.02% |
-157,000 |
0 |
0.359 |
Drug Manufacturers - ... |
|
|
CORN |
Teucrium Commodity Trust |
828 |
- |
$19.73 |
$107,000 |
2,550 |
0.02% |
7,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
MA |
MasterCard Inc A |
826 |
- |
$459.82 |
$1,070,000 |
2,490 |
0.02% |
2,000 |
0 |
0 |
Business Services |
|
|
CMU |
Colonial Municipal Income T... |
833 |
- |
$3.23 |
$106,000 |
20,196 |
0.02% |
7,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
NXZ |
Nuveen Dividend Advantage M... |
836 |
- |
$0.00 |
$106,000 |
6,895 |
0.02% |
1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CGW |
Invesco S&P Global Water ETF |
832 |
- |
$53.36 |
$106,000 |
5,150 |
0.02% |
-3,000 |
0 |
0 |
Packaging & Containers |
|
|
DEX |
Delaware Enhanced Global Di... |
842 |
- |
$7.56 |
$104,000 |
9,077 |
0.02% |
-12,000 |
0 |
0.088 |
Business Services |
|
|
VGSH |
Vanguard Scottsdale Funds |
848 |
- |
$57.63 |
$101,000 |
1,650 |
0.01% |
1,000 |
0 |
0.002 |
Closed - End Fund - Debt |
|
