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Name: |
FIRST ALLIED SECURITIES INC |
City: |
SAN DIEGO |
State: |
CA |
Zip: |
92101 |
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Holdings
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100 |
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Ticker |
Company Name |
Position Rank |
New/Closed Postion |
Last Close |
Value |
Shares Held |
% of Portfolio |
Value Change |
Change In Shares Held |
% of Company |
Industry |
|
UWM |
Ultra Russell2000 ProShares |
2404 |
Closed |
$40.56 |
$0 |
0 |
0% |
-232,000 |
-5,300 |
0 |
Closed - End Fund - E... |
|
ONTO |
Onto Innovation Inc |
2301 |
Closed |
$180.49 |
$0 |
0 |
0% |
-1,000 |
-30 |
0 |
Scientific & Technica... |
|
ITRI |
Itron Inc |
2351 |
Closed |
$91.54 |
$0 |
0 |
0% |
-23,000 |
-500 |
0 |
Scientific & Technica... |
|
FOF |
Cohen & Steers Closed-End O... |
2413 |
Closed |
$11.64 |
$0 |
0 |
0% |
-2,000 |
-141 |
0 |
Closed - End Fund - E... |
|
LCM |
Advent/Claymore Enhanced Gr... |
2448 |
Closed |
$0.00 |
$0 |
0 |
0% |
-10,000 |
-950 |
0 |
Closed - End Fund - E... |
|
NQU |
Nuveen Quality Income Munic... |
2341 |
Closed |
$0.00 |
$0 |
0 |
0% |
-141,000 |
-9,450 |
0 |
Closed - End Fund - Debt |
|
SSN |
Samson Oil & Gas Ltd |
2321 |
Closed |
$0.03 |
$0 |
0 |
0% |
-5,000 |
-210 |
0 |
N/A |
|
TRN |
Trinity Industries Inc |
2372 |
Closed |
$28.04 |
$0 |
0 |
0% |
-7,000 |
-200 |
0 |
Railroads |
|
ESRX |
Express Scripts Inc |
2308 |
Closed |
$0.00 |
$0 |
0 |
0% |
-230,000 |
-4,240 |
0 |
Specialized Health Se... |
|
PSW |
Blackrock Preferred & Corpo... |
2387 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-230 |
0 |
Closed - End Fund - Debt |
|
PRIM |
Primoris Services Corp |
2482 |
Closed |
$42.00 |
$0 |
0 |
0% |
-226,000 |
-14,080 |
0 |
General Contractors |
|
PMX |
Pimco Municipal Income Fund... |
2287 |
Closed |
$7.50 |
$0 |
0 |
0% |
-18,000 |
-1,548 |
0 |
Closed - End Fund - F... |
|
IPAR |
Inter Parfums Inc |
2357 |
Closed |
$139.22 |
$0 |
0 |
0% |
-4,000 |
-285 |
0 |
Personal Products |
|
LFC |
China Life Insurance Compan... |
2419 |
Closed |
$6.21 |
$0 |
0 |
0% |
0 |
-7 |
0 |
Life & Health Insurance |
|
PIO |
Invesco Global Water ETF Tr... |
2431 |
Closed |
$42.34 |
$0 |
0 |
0% |
-9,000 |
-470 |
0 |
Electronic Equipment |
|
JEF |
Jefferies Group Inc |
2294 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-72 |
0 |
Investment Brokerage ... |
|
DHCBW |
Ditech Holding Corporation |
2471 |
Closed |
$0.09 |
$0 |
0 |
0% |
-2,000 |
-95 |
0 |
Textile - Apparel Clo... |
|
DZZ |
Deutsche Bank AG (London) |
2392 |
Closed |
$2.29 |
$0 |
0 |
0% |
-4,000 |
-850 |
0 |
Foreign Money Center ... |
|
GAZZF |
iPath DJ-UBS Natural Gas TR... |
2362 |
Closed |
$0.01 |
$0 |
0 |
0% |
-8,000 |
-2,000 |
0 |
Closed - End Fund - Debt |
|
XRT |
The SPDR Retail ETF streetT... |
2280 |
Closed |
$78.36 |
$0 |
0 |
0% |
-221,000 |
-3,603 |
0 |
Closed - End Fund - E... |
|
MKTAY |
Makita Corporation (ADR) |
2286 |
Closed |
$28.05 |
$0 |
0 |
0% |
-14,000 |
-351 |
0 |
Small Tools & Accesso... |
|
GMXRQ |
GMX Resources Inc |
2359 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-15 |
0 |
Independent Oil & Gas |
|
CV |
Central Vermont Public Serv... |
2380 |
Closed |
$0.00 |
$0 |
0 |
0% |
-45,000 |
-1,278 |
0 |
Electric Utilities |
|
LTPZ |
Pimco ETF Trust |
2403 |
Closed |
$55.47 |
$0 |
0 |
0% |
-64,000 |
-995 |
0 |
N/A |
|
MHS |
Medco Health Solutions Inc |
2300 |
Closed |
$0.00 |
$0 |
0 |
0% |
-182,000 |
-2,596 |
0 |
Drug Stores |
|
ZOLL |
Zoll Medical Corporation |
2350 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-135 |
0 |
Medical Appliances & ... |
|
PSS |
Collective Brands Inc |
2412 |
Closed |
$0.00 |
$0 |
0 |
0% |
-16,000 |
-796 |
0 |
Apparel Stores |
|
MATX |
Matson Inc |
2447 |
Closed |
$111.17 |
$0 |
0 |
0% |
-47,000 |
-965 |
0 |
Water Transportation |
|
PXLW |
Pixelworks Inc |
2340 |
Closed |
$2.67 |
$0 |
0 |
0% |
-1,000 |
-350 |
0 |
Semiconductor - Integ... |
|
SPXU |
Proshares Ultrapro Short S&... |
2320 |
Closed |
$6.45 |
$0 |
0 |
0% |
-27,000 |
-737 |
0 |
Closed - End Fund - Debt |
|
TMX |
Telefonos de Mexico S.A. (ADR) |
2371 |
Closed |
$0.00 |
$0 |
0 |
0% |
-10,000 |
-625 |
0 |
Telecom Services - Fo... |
|
FCN |
FTI Consulting Inc |
2307 |
Closed |
$209.43 |
$0 |
0 |
0% |
-4,000 |
-100 |
0 |
Management Services |
|
COO |
Cooper Companies Inc |
2386 |
Closed |
$98.08 |
$0 |
0 |
0% |
-170,000 |
-2,075 |
0 |
Medical Instruments &... |
|
LOR |
Lazard World Dividend & Inc... |
2335 |
Closed |
$9.72 |
$0 |
0 |
0% |
-9,000 |
-775 |
0 |
Closed - End Fund - E... |
|
MCHX |
Marchex Inc |
2288 |
Closed |
$1.39 |
$0 |
0 |
0% |
0 |
-69 |
0 |
Marketing Services |
|
EMIF |
Ishares S&P Emerging Market |
2356 |
Closed |
$21.98 |
$0 |
0 |
0% |
-74,000 |
-2,224 |
0 |
N/A |
|
CVVT |
China Valves Tech Inc |
2418 |
Closed |
$0.00 |
$0 |
0 |
0% |
-29,000 |
-12,600 |
0 |
Diversified Metals & ... |
|
IDHQ |
Invesco S&P International D... |
2430 |
Closed |
$30.63 |
$0 |
0 |
0% |
-9,000 |
-562 |
0 |
Closed - End Fund - Debt |
|
NW.PC |
National Westminster Bank -... |
2293 |
Closed |
$0.00 |
$0 |
0 |
0% |
-28,000 |
-1,200 |
0 |
N/A |
|
VSH |
Vishay Intertechnology Inc |
2394 |
Closed |
$22.88 |
$0 |
0 |
0% |
-6,000 |
-500 |
0 |
Diversified Electronics |
|
DLR |
Digital Realty Trust Inc |
2391 |
Closed |
$143.74 |
$0 |
0 |
0% |
-192,000 |
-2,600 |
0 |
REIT - Diversified |
|
BWVTF |
Barclays Bank Plc |
2361 |
Closed |
$95.00 |
$0 |
0 |
0% |
-3,000 |
-52 |
0 |
Closed - End Fund - Debt |
|
BWZ |
SPDR Series Trust |
2330 |
Closed |
$26.41 |
$0 |
0 |
0% |
-30,000 |
-825 |
0 |
Closed - End Fund - Debt |
|
KEX |
Kirby Corp |
2486 |
Closed |
$95.03 |
$0 |
0 |
0% |
-1,000 |
-22 |
0 |
Water Transportation |
|
GBGLF |
Great Basin Gold Ltd (USA) |
2358 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-1,000 |
0 |
Gold |
|
CVO |
Cenveo Inc |
2379 |
Closed |
$0.00 |
$0 |
0 |
0% |
-34,000 |
-10,000 |
0 |
Business Services |
|
MSCC |
Microsemi Corp |
2406 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-200 |
0 |
Semiconductor - Integ... |
|
MED |
Medifast Inc |
2299 |
Closed |
$37.53 |
$0 |
0 |
0% |
-2,000 |
-100 |
0 |
Specialty Retail, Other |
|
ZF |
Virtus Total Return Fund Inc |
2284 |
Closed |
$11.22 |
$0 |
0 |
0% |
-515,000 |
-160,300 |
0 |
Closed - End Fund - Debt |
|
CSLS |
Credit Suisse Long Short Li... |
2411 |
Closed |
$0.00 |
$0 |
0 |
0% |
-11,000 |
-494 |
0 |
N/A |
|
OA |
Orbital ATK Inc |
2367 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-89 |
0 |
Aerospace/Defense Pro... |
|
SIF |
Sifco Industries Inc |
2459 |
Closed |
$3.18 |
$0 |
0 |
0% |
-1,000 |
-50 |
0 |
Aerospace/Defense Pro... |
|
PSTR |
Postrock Energy Corp |
2319 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-12 |
0 |
Oil & Gas Drilling & ... |
|
THC |
Tenet Healthcare Corp |
2370 |
Closed |
$104.87 |
$0 |
0 |
0% |
-1,000 |
-200 |
0 |
Hospitals |
|
FDM |
First Trust Dow Jones Selec... |
2278 |
Closed |
$61.96 |
$0 |
0 |
0% |
-283,000 |
-12,540 |
0 |
Closed - End Fund - Debt |
|
INGR |
Ingredion Incorporated |
2385 |
Closed |
$118.10 |
$0 |
0 |
0% |
-10,000 |
-180 |
0 |
Processed & Packaged ... |
|
SQQQ |
Proshares Ultrapro Short Qq... |
2334 |
Closed |
$10.40 |
$0 |
0 |
0% |
-32,000 |
-8 |
0 |
Closed - End Fund - Debt |
|
LLTC |
Linear Technology Corp |
2305 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-179 |
0 |
Semiconductor - Speci... |
|
IFSM |
iShares FTSE Dev Sm Cap ex-... |
2355 |
Closed |
$56.75 |
$0 |
0 |
0% |
-2,000 |
-65 |
0 |
Closed - End Fund - Debt |
|
CQB |
Chiquita Brands Internation... |
2417 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,000 |
-603 |
0 |
Farm Products |
|
LAQ |
Latin America Equity Fund Inc |
2445 |
Closed |
$0.00 |
$0 |
0 |
0% |
-18,000 |
-500 |
0 |
Closed - End Fund - F... |
|
SDOW |
Proshares Ultrapro Short Do... |
2427 |
Closed |
$15.77 |
$0 |
0 |
0% |
-19,000 |
-250 |
0 |
Closed - End Fund - Debt |
|
STEC |
STEC Inc |
2306 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-250 |
0 |
Data Storage Devices |
|
VIMC |
Vimicro International Corp |
2393 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,000 |
-500 |
0 |
Semiconductor - Speci... |
|
WBD |
Warner Bros Discovery Ord S... |
2457 |
Closed |
$8.64 |
$0 |
0 |
0% |
-8,000 |
-160 |
0 |
Broadcasting - TV |
|
VQT |
Barclays Etn Plus S&p V... |
2360 |
Closed |
$164.56 |
$0 |
0 |
0% |
-1,000 |
-10 |
0 |
N/A |
|
MSTR |
Microstrategy Inc |
2485 |
Closed |
$1,919.16 |
$0 |
0 |
0% |
-3,000 |
-24 |
0 |
Business Software & S... |
|
EDU |
New Oriental Education & Te... |
2397 |
Closed |
$85.99 |
$0 |
0 |
0% |
-11,000 |
-40 |
0 |
Education & Training ... |
|
HGIC |
Harleysville Group Inc |
2347 |
Closed |
$0.00 |
$0 |
0 |
0% |
-29,000 |
-500 |
0 |
Property & Casualty I... |
|
CEVA |
CEVA Inc |
2453 |
Closed |
$22.71 |
$0 |
0 |
0% |
-96,000 |
-4,225 |
0 |
Semiconductor - Speci... |
|
NBIX |
Neurocrine Biosciences Inc |
2422 |
Closed |
$137.83 |
$0 |
0 |
0% |
-3,000 |
-400 |
0 |
Biotechnology |
|
MWV |
MeadWestvaco Corp |
2298 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-137 |
0 |
Paper & Paper Products |
|
ZTR |
Virtus Global Dividend & In... |
2468 |
Closed |
$5.50 |
$0 |
0 |
0% |
-1,245,000 |
-389,165 |
0 |
Closed - End Fund - Debt |
|
TCOM |
Trip.com Group Ltd |
2409 |
Closed |
$43.64 |
$0 |
0 |
0% |
-1,000 |
-124 |
0 |
Gambling/Resorts |
|
ACOM |
Ancestry.com Inc. |
2366 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,000 |
-200 |
0 |
Consumer Services |
|
AVNT |
Avient Inc |
2458 |
Closed |
$25.41 |
$0 |
0 |
0% |
-107,000 |
-7,455 |
0 |
Synthetics |
|
KEYN |
Keynote Systems Inc |
2317 |
Closed |
$0.00 |
$0 |
0 |
0% |
-81,000 |
-4,115 |
0 |
Internet Software & S... |
|
TXRH |
Texas Roadhouse Inc |
2369 |
Closed |
$154.27 |
$0 |
0 |
0% |
-5,000 |
-300 |
0 |
Restaurants |
|
FMCN |
Focus Media Holding Ltd |
2462 |
Closed |
$0.00 |
$0 |
0 |
0% |
-8,000 |
-337 |
0 |
Advertising Agencies |
|
BHD |
Blackrock Strategic Bond Trust |
2384 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-900 |
0 |
Closed - End Fund - Debt |
|
ABLZF |
Thomas & Betts Corp |
2345 |
Closed |
$46.43 |
$0 |
0 |
0% |
-29,000 |
-400 |
0 |
Diversified Electronics |
|
UMDD |
Proshares Ultrapro Midcap40... |
2304 |
Closed |
$27.95 |
$0 |
0 |
0% |
-2,000 |
-30 |
0 |
Closed - End Fund - Debt |
|
JKK |
iShares Trust Small Growth ... |
2354 |
Closed |
$46.55 |
$0 |
0 |
0% |
-12,000 |
-133 |
0 |
Closed - End Fund - E... |
|
CRUS |
Cirrus Logic Inc |
2416 |
Closed |
$91.94 |
$0 |
0 |
0% |
-1,000 |
-50 |
0 |
Semiconductor - Speci... |
|
CAR |
Avis Budget Group Inc |
2446 |
Closed |
$123.23 |
$0 |
0 |
0% |
-1,000 |
-80 |
0 |
Business Services |
|
HTSI |
Harris Teeter Supermarkets |
2323 |
Closed |
$0.00 |
$0 |
0 |
0% |
-12,000 |
-300 |
0 |
Grocery Stores |
|
PSCT |
Invesco S&P SmallCap Info T... |
2281 |
Closed |
$46.20 |
$0 |
0 |
0% |
-9,000 |
-277 |
0 |
Closed - End Fund - E... |
|
MGV |
Vanguard Mega Cap 300 Value... |
2376 |
Closed |
$119.18 |
$0 |
0 |
0% |
0 |
-5 |
0 |
Closed - End Fund - E... |
|
EV |
Eaton Vance Corp |
2292 |
Closed |
$73.07 |
$0 |
0 |
0% |
-3,000 |
-100 |
0 |
Asset Management |
|
GSP |
Ipath Gsci Total Return |
2312 |
Closed |
$19.66 |
$0 |
0 |
0% |
-9,000 |
-256 |
0 |
Closed - End Fund - Debt |
|
SVM |
Silvercorp Metals Inc |
2327 |
Closed |
$3.15 |
$0 |
0 |
0% |
-3,000 |
-400 |
0 |
Management Services |
|
MMLP |
Martin Midstream Partners LP |
2433 |
Closed |
$2.62 |
$0 |
0 |
0% |
-4,000 |
-104 |
0 |
Water Transportation |
|
IBN |
ICICI Bank Limited (ADR) |
2399 |
Closed |
$25.97 |
$0 |
0 |
0% |
-3,000 |
-88 |
0 |
Foreign Money Center ... |
|
CHKP |
Check Point Software Techno... |
2390 |
Closed |
$164.15 |
$0 |
0 |
0% |
-12,000 |
-189 |
0 |
Security Software & S... |
|
PETM |
PetSmart Inc |
2421 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-6 |
0 |
Specialty Retail, Other |
|
SCHN |
Schnitzer Steel Industries Inc |
2297 |
Closed |
$20.65 |
$0 |
0 |
0% |
-40,000 |
-1,000 |
0 |
Steel & Iron |
|
ZAGG |
Zagg Inc |
2467 |
Closed |
$4.29 |
$0 |
0 |
0% |
-11,000 |
-1,000 |
0 |
Specialty Retail, Other |
|
VAL |
Valaris plc |
2455 |
Closed |
$73.77 |
$0 |
0 |
0% |
-23,000 |
-434 |
0 |
Oil & Gas Drilling & ... |
|
ASML |
ASML Holding N.V. (ADR) |
2365 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-266 |
0 |
Semiconductor Equipme... |
|
HSH |
Hillshire Brands Co |
2464 |
Closed |
$0.00 |
$0 |
0 |
0% |
-40,000 |
-1,871 |
0 |
Food - Major Diversified |
|