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| Name: |
Spectrum Asset Management Inc. (NB/CA) |
| City: |
NEWPORT BEACH |
| State: |
CA |
| Zip: |
92660 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
SCHV |
Schwab Strategic Trust |
1 |
- |
$73.21 |
$16,528,000 |
217,526 |
7.09% |
-14,202,000 |
-220,852 |
0.168 |
Closed - End Fund - Debt |
|
|
DJAN |
Ft Cboe Vest Us Equity Deep... |
2 |
New |
$0.00 |
$13,277,000 |
368,488 |
5.69% |
13,277,000 |
368,488 |
4.094 |
N/A |
|
|
DMAR |
Ft Cboe Vest Us Equity Deep... |
3 |
New |
$0.00 |
$9,937,000 |
284,732 |
4.26% |
9,937,000 |
284,732 |
3.164 |
N/A |
|
|
USMV |
iShares MSCI USA Minimum Vo... |
4 |
- |
$0.00 |
$9,759,000 |
116,765 |
4.18% |
1,534,000 |
11,353 |
0.002 |
N/A |
|
|
IAU |
iShares COMEX Gold Trust |
5 |
- |
$43.52 |
$9,654,000 |
229,793 |
4.14% |
110,000 |
-14,732 |
0.013 |
Closed - End Fund - E... |
|
|
DFEB |
Ft Cboe Vest Us Equity Deep... |
6 |
New |
$0.00 |
$9,352,000 |
239,116 |
4.01% |
9,352,000 |
239,116 |
1.499 |
N/A |
|
|
SCHG |
Schwab Strategic Trust |
7 |
- |
$91.45 |
$8,511,000 |
91,791 |
3.65% |
-6,510,000 |
-89,217 |
0.009 |
Closed - End Fund - Debt |
|
|
CVX |
Chevron Corp |
8 |
- |
$160.25 |
$6,900,000 |
43,745 |
2.96% |
596,000 |
1,478 |
0.002 |
Integrated Oil & Gas |
|
|
SCHF |
Schwab Strategic Trust |
9 |
- |
$38.52 |
$5,727,000 |
146,761 |
2.46% |
1,109,000 |
21,807 |
0.016 |
Closed - End Fund - Debt |
|
|
RSP |
Guggenheim ETF Trust - Gugg... |
10 |
- |
$162.79 |
$5,672,000 |
33,487 |
2.43% |
2,032,000 |
10,421 |
0.011 |
Closed - End Fund - E... |
|
|
SCHW |
Charles Schwab Corp |
11 |
- |
$76.04 |
$5,508,000 |
76,139 |
2.36% |
693,000 |
6,155 |
0.004 |
Investment Brokerage ... |
|
|
MSFT |
Microsoft Corp |
12 |
- |
$406.66 |
$5,171,000 |
12,291 |
2.22% |
583,000 |
89 |
0 |
Application Software |
|
|
WMT |
Wal-Mart Stores Inc |
13 |
- |
$60.24 |
$4,741,000 |
78,523 |
2.03% |
945,000 |
54,528 |
0.003 |
Discount, Variety Stores |
|
|
INTC |
Intel Corp |
14 |
- |
$30.90 |
$4,702,000 |
106,458 |
2.02% |
-381,000 |
5,305 |
0.003 |
Semiconductor- Broad... |
|
|
HON |
Honeywell International Inc |
15 |
- |
$195.81 |
$4,614,000 |
22,480 |
1.98% |
196,000 |
1,415 |
0.003 |
Conglomerates |
|
|
XOM |
Exxon Mobil Corp |
16 |
- |
$116.00 |
$4,386,000 |
37,734 |
1.88% |
892,000 |
2,788 |
0.001 |
Integrated Oil & Gas |
|
|
GD |
General Dynamics Corp |
17 |
- |
$288.14 |
$4,048,000 |
14,331 |
1.74% |
574,000 |
951 |
0.005 |
Aerospace/Defense - M... |
|
|
SCTXX |
Schwab AMT Tax-Free Money F... |
18 |
- |
$0.00 |
$4,028,000 |
4,028,000 |
1.73% |
390,000 |
390,000 |
0.448 |
N/A |
|
|
ACN |
Accenture Plc |
19 |
- |
$303.71 |
$4,015,000 |
11,584 |
1.72% |
352,000 |
1,145 |
0.002 |
Management Services |
|
|
BRK.B |
Berkshire Hathaway B |
20 |
- |
$400.87 |
$3,927,000 |
9,338 |
1.68% |
944,000 |
973 |
0.001 |
Property & Casualty I... |
|
|
VGK |
Vanguard European Stock VIPERS |
21 |
New |
$66.79 |
$3,914,000 |
58,127 |
1.68% |
3,914,000 |
58,127 |
0.025 |
Closed - End Fund - E... |
|
|
ABBV |
Abbvie Inc. |
22 |
- |
$163.79 |
$3,909,000 |
21,466 |
1.68% |
508,000 |
-480 |
0.001 |
Drug Manufacturers - ... |
|
|
MDT |
Medtronic Plc |
23 |
- |
$81.69 |
$3,559,000 |
40,523 |
1.53% |
-3,127,000 |
-39,966 |
0.003 |
Medical Appliances & ... |
|
|
ORCL |
Oracle Corp |
24 |
- |
$115.80 |
$3,502,000 |
27,878 |
1.5% |
746,000 |
1,737 |
0.001 |
Application Software |
|
|
LHX |
L3harris Technologies Inc |
25 |
New |
$212.24 |
$3,445,000 |
16,168 |
1.48% |
3,445,000 |
16,168 |
0.007 |
Communication Equipment |
|
|
EMR |
Emerson Electric Co |
26 |
- |
$106.54 |
$3,283,000 |
28,945 |
1.41% |
776,000 |
3,183 |
0.005 |
Industrial Electrical... |
|
|
DUK |
Duke Energy Corp |
27 |
- |
$100.26 |
$3,192,000 |
33,006 |
1.37% |
139,000 |
1,542 |
0.004 |
Electric Utilities |
|
|
CSCO |
Cisco Systems Inc |
28 |
- |
$47.12 |
$3,181,000 |
63,740 |
1.36% |
-209,000 |
-3,354 |
0.002 |
Networking & Communic... |
|
|
VZ |
Verizon Communications Inc |
29 |
- |
$38.89 |
$3,089,000 |
73,629 |
1.32% |
-452,000 |
-20,297 |
0.002 |
Telecom Services - Do... |
|
|
BG |
Bunge Ltd |
30 |
- |
$105.98 |
$2,910,000 |
28,385 |
1.25% |
167,000 |
1,218 |
0.02 |
Agricultural & Fertil... |
|
|
SRE |
Sempra Energy |
31 |
- |
$71.98 |
$2,899,000 |
40,063 |
1.24% |
-114,000 |
23 |
0.006 |
Electric Utilities |
|
|
DIS |
Walt Disney Co |
32 |
- |
$113.66 |
$2,807,000 |
22,942 |
1.2% |
2,498,000 |
19,535 |
0.001 |
Entertainment - Diver... |
|
|
IJR |
iShares Core S&P Small-Cap |
33 |
New |
$107.13 |
$2,758,000 |
24,951 |
1.18% |
2,758,000 |
24,951 |
0.004 |
Closed - End Fund - E... |
|
|
VUG |
Vanguard Growth VIPERS |
34 |
- |
$338.99 |
$2,726,000 |
7,919 |
1.17% |
-78,000 |
-1,100 |
0.003 |
Closed - End Fund - E... |
|
|
IJH |
iShares S&P MidCap 400 Index |
35 |
New |
$58.53 |
$2,453,000 |
40,380 |
1.05% |
2,453,000 |
40,380 |
0.017 |
Closed - End Fund - E... |
|
|
ABT |
Abbott Laboratories |
36 |
- |
$105.90 |
$2,381,000 |
20,952 |
1.02% |
532,000 |
4,150 |
0.001 |
Drug Manufacturers - ... |
|
|
ESGU |
Ishares Msci Usa Esg Optimized |
37 |
- |
$0.00 |
$2,302,000 |
20,026 |
0.99% |
-10,324,000 |
-100,310 |
0.001 |
N/A |
|
|
SCHB |
Schwab Strategic Trust |
38 |
- |
$59.54 |
$2,283,000 |
37,402 |
0.98% |
-1,711,000 |
-34,334 |
0.019 |
Closed - End Fund - Debt |
|
|
QCOM |
QUALCOMM Inc |
39 |
- |
$179.64 |
$2,271,000 |
13,412 |
0.97% |
547,000 |
1,492 |
0.001 |
Communication Equipment |
|
|
VONE |
Vanguard Russell 1000 Etf |
40 |
- |
$232.54 |
$2,193,000 |
9,204 |
0.94% |
-5,892,000 |
-28,066 |
0.009 |
N/A |
|
|
AAPL |
Apple Inc |
41 |
- |
$183.38 |
$2,162,000 |
12,609 |
0.93% |
-1,674,000 |
-7,315 |
0 |
Personal Computers |
|
|
BWA |
Borgwarner Inc |
42 |
- |
$32.44 |
$2,051,000 |
59,048 |
0.88% |
-137,000 |
-1,990 |
0.024 |
Auto Parts |
|
|
FXI |
iShares FTSE/Xinhua China 25 |
43 |
New |
$27.33 |
$1,876,000 |
77,957 |
0.8% |
1,876,000 |
77,957 |
0.006 |
Closed - End Fund - E... |
|
|
COLD |
Americold Realty Trust |
44 |
- |
$22.70 |
$1,779,000 |
70,752 |
0.76% |
-893,000 |
-16,890 |
0.024 |
N/A |
|
|
COST |
Costco Wholesale Corp |
45 |
- |
$743.90 |
$1,474,000 |
2,012 |
0.63% |
104,000 |
-17 |
0 |
Discount, Variety Stores |
|
|
V |
Visa Inc |
46 |
- |
$268.49 |
$1,371,000 |
4,914 |
0.59% |
69,000 |
-85 |
0 |
Business Services |
|
|
SPY |
Standard & Poors Depository... |
47 |
- |
$511.29 |
$1,332,000 |
2,538 |
0.57% |
102,000 |
-40 |
0 |
Closed - End Fund - E... |
|
|
RTX |
RTX Corp |
48 |
- |
$101.02 |
$1,158,000 |
11,872 |
0.5% |
839,000 |
8,078 |
0.001 |
Conglomerates |
|
|
SLB |
Schlumberger Ltd |
49 |
- |
$47.66 |
$931,000 |
16,907 |
0.4% |
-14,000 |
-1,164 |
0.001 |
Oil & Gas Equipment &... |
|
|
CHK |
Chesapeake Energy Corp |
50 |
- |
$86.67 |
$898,000 |
10,110 |
0.39% |
159,000 |
505 |
0.008 |
Independent Oil & Gas |
|
|
GEHC |
Ge Healthcare Holding Llc |
51 |
- |
$79.47 |
$856,000 |
9,417 |
0.37% |
116,000 |
-155 |
0.002 |
N/A |
|
|
VEA |
Vanguard Europe Pacific ETF |
52 |
- |
$49.56 |
$846,000 |
16,860 |
0.36% |
-987,000 |
-21,408 |
0.001 |
Closed - End Fund - F... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
53 |
- |
$89.84 |
$792,000 |
8,370 |
0.34% |
-36,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
ROK |
Rockwell Automation Inc |
54 |
- |
$274.05 |
$784,000 |
2,692 |
0.34% |
-38,000 |
45 |
0.002 |
Conglomerates |
|
|
PSMT |
Pricesmart Inc |
55 |
New |
$82.46 |
$780,000 |
9,290 |
0.33% |
780,000 |
9,290 |
0.03 |
Drug Stores |
|
|
D |
Dominion Energy Inc |
56 |
New |
$51.40 |
$758,000 |
15,412 |
0.33% |
758,000 |
15,412 |
0.002 |
Electric Utilities |
|
|
TSLA |
Tesla Motors Inc |
57 |
- |
$181.19 |
$755,000 |
4,292 |
0.32% |
-442,000 |
-526 |
0 |
Auto Manufacturers |
|
|
GOOGL |
Alphabet Inc |
58 |
- |
$167.24 |
$711,000 |
4,710 |
0.3% |
53,000 |
0 |
0 |
Search Engines & Info... |
|
|
IWB |
ishares trust Russell 1000 |
59 |
- |
$281.14 |
$705,000 |
2,447 |
0.3% |
65,000 |
5 |
0.002 |
Closed - End Fund - E... |
|
|
UNH |
Unitedhealth Group Inc |
60 |
- |
$492.45 |
$570,000 |
1,153 |
0.24% |
-37,000 |
0 |
0 |
Health Care Plans |
|
|
MORN |
Morningstar Inc |
61 |
- |
$294.03 |
$555,000 |
1,800 |
0.24% |
40,000 |
0 |
0.004 |
Research Services |
|
|
ITA |
iShares Dow Jones US Aerosp... |
62 |
New |
$0.00 |
$520,000 |
3,945 |
0.22% |
520,000 |
3,945 |
0.004 |
Closed - End Fund - E... |
|
|
MCD |
McDonalds Corp |
63 |
- |
$270.32 |
$512,000 |
1,814 |
0.22% |
-26,000 |
0 |
0 |
Restaurants |
|
|
MAR |
Marriott International Inc |
64 |
- |
$234.59 |
$510,000 |
2,020 |
0.22% |
54,000 |
0 |
0.001 |
Lodging |
|
|
XLE |
SPDR Energy Sector |
65 |
- |
$92.57 |
$490,000 |
5,190 |
0.21% |
157,000 |
1,218 |
0 |
Closed - End Fund - E... |
|
|
NVDA |
NVIDIA Corporation |
66 |
- |
$887.89 |
$476,000 |
527 |
0.2% |
207,000 |
-17 |
0 |
Semiconductor - Speci... |
|
|
DE |
Deere & Co |
67 |
- |
$400.96 |
$441,000 |
1,070 |
0.19% |
-816,000 |
-2,061 |
0 |
Farm & Construction M... |
|
|
VTI |
Vanguard Total Stock Market... |
68 |
- |
$253.53 |
$409,000 |
1,573 |
0.18% |
-50,000 |
-360 |
0 |
Closed - End Fund - E... |
|
|
PFE |
Pfizer Inc |
69 |
- |
$27.81 |
$405,000 |
14,600 |
0.17% |
405,000 |
14,600 |
0 |
Drug Manufacturers - ... |
|
|
NKE |
Nike Inc B |
70 |
- |
$92.15 |
$376,000 |
3,984 |
0.16% |
-58,000 |
0 |
0 |
Textile - Apparel Foo... |
|
|
MLPA |
Global X Mlp |
71 |
- |
$48.07 |
$339,000 |
7,020 |
0.15% |
28,000 |
0 |
0.027 |
N/A |
|
|
MELI |
Mercadolibre Inc |
72 |
- |
$1,630.56 |
$334,000 |
221 |
0.14% |
-29,000 |
-10 |
0 |
Business Services |
|
|
SKY |
Skyline Corporation |
73 |
- |
$78.93 |
$329,000 |
3,869 |
0.14% |
42,000 |
0 |
0.006 |
Residential Construct... |
|
|
MCK |
McKesson Corp |
74 |
- |
$531.10 |
$322,000 |
600 |
0.14% |
44,000 |
0 |
0 |
Drugs Wholesale |
|
|
IBTF |
Ishares Ibonds Dec 2025 Ter... |
75 |
- |
$0.00 |
$320,000 |
13,780 |
0.14% |
-368,000 |
-15,782 |
0.015 |
N/A |
|
|
GOOG |
Alphabet Inc |
76 |
New |
$168.99 |
$310,000 |
2,035 |
0.13% |
310,000 |
2,035 |
0 |
Search Engines & Info... |
|
|
TXN |
Texas Instruments Inc |
77 |
- |
$178.91 |
$296,000 |
1,700 |
0.13% |
6,000 |
0 |
0 |
Semiconductor- Broad... |
|
|
GWL |
St Spdr S&P Wld Xus |
78 |
- |
$35.43 |
$283,000 |
7,885 |
0.12% |
15,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
IVV |
iShares Core S&P 500 Etf |
79 |
- |
$513.84 |
$279,000 |
530 |
0.12% |
-293,000 |
-667 |
0 |
Closed - End Fund - E... |
|
|
NOC |
Northrop Grumman Corp |
80 |
- |
$469.09 |
$275,000 |
574 |
0.12% |
6,000 |
0 |
0 |
Aerospace/Defense - M... |
|
|
PYPL |
Paypal Holdings, Inc. |
81 |
New |
$65.70 |
$270,000 |
4,030 |
0.12% |
270,000 |
4,030 |
0 |
N/A |
|
|
PEP |
Pepsico Inc |
82 |
- |
$176.15 |
$257,000 |
1,459 |
0.11% |
-32,000 |
-226 |
0 |
Beverage Soft Drinks... |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
83 |
- |
$81.30 |
$245,000 |
3,000 |
0.11% |
-1,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
PXD |
Pioneer Natural Resources Co |
84 |
- |
$275.32 |
$241,000 |
917 |
0.1% |
35,000 |
0 |
0 |
Independent Oil & Gas |
|
|
GLD |
streetTRACKS Gold Trust |
85 |
- |
$212.96 |
$237,000 |
1,154 |
0.1% |
-3,000 |
-100 |
0 |
Closed - End Fund - E... |
|
|
IBM |
International Business Mach... |
86 |
New |
$165.71 |
$229,000 |
1,200 |
0.1% |
229,000 |
1,200 |
0 |
Diversified Computer ... |
|
|
BAC |
Bank of America Corp |
87 |
New |
$37.25 |
$220,000 |
5,797 |
0.09% |
220,000 |
5,797 |
0 |
Domestic Money Center... |
|
|
GOVT |
Ishares Barclays Us Treasur... |
88 |
- |
$0.00 |
$214,000 |
9,385 |
0.09% |
-2,022,000 |
-87,683 |
0 |
N/A |
|
|
RY |
Royal Bank of Canada (USA) |
89 |
- |
$101.17 |
$202,000 |
2,000 |
0.09% |
0 |
0 |
0 |
Foreign Money Center ... |
|
|
BEAT |
Heartbeam Ord Shs |
90 |
- |
$0.00 |
$98,000 |
44,900 |
0.04% |
-8,000 |
0 |
0.499 |
N/A |
|
|
FLAG |
First Light Acquisition Gro... |
91 |
- |
$0.20 |
$94,000 |
166,494 |
0.04% |
-157,000 |
0 |
0.724 |
N/A |
|
|
TNON |
Tenon Medical, Inc. |
92 |
- |
$0.09 |
$79,000 |
83,261 |
0.03% |
-53,000 |
0 |
0.741 |
N/A |
|
|
VNRX |
Volitionrx Limited |
93 |
- |
$0.89 |
$42,000 |
55,596 |
0.02% |
2,000 |
0 |
0.21 |
N/A |
|
|
FAX |
Aberdeen Asia Pacific Incom... |
94 |
- |
$2.57 |
$31,000 |
11,207 |
0.01% |
0 |
0 |
0.004 |
Closed - End Fund - F... |
|
|
CCI |
Crown Castle International ... |
95 |
New |
$97.39 |
$8,000 |
80 |
0% |
8,000 |
80 |
0 |
Integrated Telecommun... |
|
|
SCHR |
Schwab Intermediate-Term U.... |
98 |
Closed |
$48.29 |
$0 |
0 |
0% |
-347,000 |
-6,980 |
0 |
N/A |
|
|
GDX |
VanEck Vectors Gold Miners ETF |
97 |
Closed |
$34.07 |
$0 |
0 |
0% |
-1,893,000 |
-61,035 |
0 |
Closed - End Fund - E... |
|
|
XLU |
SPDR Utilities Select |
96 |
Closed |
$68.41 |
$0 |
0 |
0% |
-4,524,000 |
-71,442 |
0 |
Closed - End Fund - E... |
|
|
IUSB |
Ishares Core Total Usd Bond... |
102 |
Closed |
$0.00 |
$0 |
0 |
0% |
-212,000 |
-4,595 |
0 |
N/A |
|
|
EW |
Edwards Lifesciences Corp |
101 |
Closed |
$28.88 |
$0 |
0 |
0% |
-211,000 |
-2,761 |
0 |
Medical Appliances & ... |
|
