K2 PRINCIPAL FUND L.P. : Portfolio Holdings

Portfolio Summary	View Filing
Filing Report Date :	2023-12-31
Total Value :	$160,308,000
Total Value Change :	$40,208,000
Securities Held Change :	-4

All Securities Held :	145
New Positions :	68
Closed Positions :	72
Increased Positions :	27
Unchanged Positions :	18
Decreased Positions :	32

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Holdings Found : 100		View All Holdings	Currently Viewing: ALL				Page 1 of 1

Menu	Ticker	Company Name	Position Rank	New/Closed Postion	Last Close	Value	Shares Held	% of Portfolio	Value Change	Change In Shares Held	% of Company	Industry
	COOP	Mr. Cooper Group Inc	1	-	$79.48	$18,202,000	279,510	11.35%	10,631,000	138,147	0.304	Savings & Loans
	SBTX	Silverback Therapeutics, Inc.	2	-	$0.00	$16,738,000	3,054,333	10.44%	7,091,000	502,271	1.764	N/A
	SRG	Seritage Growth Properties	3	-	$9.48	$5,055,000	540,654	3.15%	-67,000	-121,097	1.399	N/A
	ACI	Albertsons Companies, Inc.	4	-	$0.00	$4,370,000	190,000	2.73%	-1,300,000	-59,231	0.04	N/A
	AIV	Apartment Investment & Mana...	5	-	$30.35	$4,022,000	513,684	2.51%	529,000	0	0.345	REIT - Housing/Apartm...
	TLT	iShares Tr Lehman 20+yr Tres	6	New	$89.03	$3,713,000	37,548	2.32%	3,713,000	37,548	0.003	Closed - End Fund - E...
	IVCB	Investcorp Europe Acquisiti...	7	New	$0.00	$3,620,000	328,498	2.26%	3,620,000	328,498	0.952	N/A
	GRAB	Grab Holdings Ord Shs Class A	8	-	$0.00	$3,553,000	1,054,157	2.22%	198,000	106,279	0.029	N/A
	PNM	PNM Resources Inc	9	New	$36.29	$3,328,000	80,000	2.08%	3,328,000	80,000	0.1	Multi Utilities
	TRP	TC Energy Corp	10	New	$46.83	$3,127,000	80,000	1.95%	3,127,000	80,000	0.009	Foreign Utilities
	RGLD	Royal Gold Inc	11	New	$120.41	$3,096,000	25,593	1.93%	3,096,000	25,593	0.039	Gold
	PXD	Pioneer Natural Resources Co	12	New	$275.32	$2,996,000	13,323	1.87%	2,996,000	13,323	0.006	Independent Oil & Gas
	GLST	Global Star Acquisition Inc.	13	New	$10.87	$2,878,000	272,299	1.8%	2,878,000	272,299	2.819	N/A
	DMYY	Dmy Squared Technology Grou...	14	New	$10.68	$2,758,000	260,156	1.72%	2,758,000	260,156	4.117	N/A
	DSAQ	Direct Selling Acquisition ...	15	New	$0.00	$2,723,000	250,000	1.7%	2,723,000	250,000	1.086	N/A
	BRKH	Burtech Acquisition Ord Shs...	16	New	$10.98	$2,709,000	252,937	1.69%	2,709,000	252,937	0.88	N/A
	GHIX	Gores Holdings Ix, Inc.	17	New	$0.00	$2,625,000	249,955	1.64%	2,625,000	249,955	0.476	N/A
	HES	Hess Corporation	18	New	$156.94	$2,616,000	18,149	1.63%	2,616,000	18,149	0.006	Oil & Gas Refining, P...
	TRIS	Tristar Acquisition I Corp.	19	New	$11.02	$2,599,000	241,133	1.62%	2,599,000	241,133	1.048	N/A
	SLV	iShares Silver Trust ETF	20	New	$24.99	$2,532,000	116,250	1.58%	2,532,000	116,250	0.019	Closed - End Fund - E...
	DHI	DR Horton Inc	21	New	$148.03	$2,447,000	16,100	1.53%	2,447,000	16,100	0.004	Residential Construct...
	TFPM	Triple Flag Precious Metals...	22	-	$0.00	$2,401,000	136,137	1.5%	-21,000	0	0.08	N/A
	IVCA	Investcorp India Acquisitio...	23	New	$0.00	$2,198,000	200,027	1.37%	2,198,000	200,027	0.773	N/A
	RRAC	Rigel Resource Acquisition ...	24	New	$0.00	$2,076,000	189,426	1.3%	2,076,000	189,426	0.631	N/A
	BBU	Brookfield Business Partner...	25	New	$19.75	$2,033,000	98,800	1.27%	2,033,000	98,800	0.124	N/A
	RCL	Royal Caribbean Cruises Ltd	26	-	$136.67	$1,942,000	15,000	1.21%	1,942,000	15,000	0.007	Sporting and Park Ent...
	XPAX	Xpac Acquisition Corp.	27	New	$0.00	$1,906,000	178,324	1.19%	1,906,000	178,324	0.812	N/A
	TOL	Toll Brothers Inc	28	-	$119.52	$1,902,000	18,500	1.19%	941,000	5,500	0.015	Residential Construct...
	PFSI	Pennymac Financial Services...	29	-	$92.78	$1,721,000	19,480	1.07%	80,000	-5,164	0.027	N/A
	IAU	iShares COMEX Gold Trust	30	New	$43.91	$1,686,000	43,200	1.05%	1,686,000	43,200	0.002	Closed - End Fund - E...
	CZR	Caesars Entertainment Inc	31	New	$39.12	$1,641,000	35,000	1.02%	1,641,000	35,000	0.016	N/A
	LATG	Latamgrowth Spac	32	New	$0.00	$1,594,000	144,646	0.99%	1,594,000	144,646	1.112	N/A
	ATMV	Alphavest Acquisition Corp.	33	New	$0.00	$1,589,000	148,396	0.99%	1,589,000	148,396	1.617	N/A
	INTC	Intel Corp	34	-	$34.28	$1,508,000	30,000	0.94%	-270,000	-20,000	0.001	Semiconductor- Broad...
	EMCG	Embrace Change Acquisition ...	35	-	$11.19	$1,478,000	135,000	0.92%	1,073,000	97,367	1.393	N/A
	CNHI	Cnh Industrial Nv	36	New	$11.58	$1,390,000	114,141	0.87%	1,390,000	114,141	0.008	N/A
	LEN	Lennar Corp	37	-	$155.70	$1,304,000	8,750	0.81%	451,000	1,150	0.003	Residential Construct...
	MNTN	Everest Consolidator Acquis...	38	-	$0.00	$1,302,000	118,991	0.81%	776,000	70,344	0.69	N/A
	CSTA	Constellation Acquisition C...	39	New	$0.00	$1,284,000	116,226	0.8%	1,284,000	116,226	0.375	N/A
	ISRL	Israel Acquisitions Corp	40	New	$10.92	$1,259,000	117,233	0.79%	1,259,000	117,233	0.774	N/A
	CPRI	Capri Holdings Limited	41	New	$0.00	$1,255,000	24,979	0.78%	1,255,000	24,979	0.017	Apparel Stores
	CNDB	Concord Acquisition Corp Iii	42	New	$0.00	$1,249,000	118,294	0.78%	1,249,000	118,294	0.343	N/A
	SPKL	Spark I Acquisition Class A	43	New	$0.00	$1,195,000	117,860	0.75%	1,195,000	117,860	1.31	N/A
	AACT	Ares Acquisition Corp Ii	44	New	$10.61	$1,177,000	112,725	0.73%	1,177,000	112,725	0.225	N/A
	MPC	Marathon Petroleum Corp	45	-	$199.65	$1,157,000	7,800	0.72%	-181,000	-1,044	0.001	Oil & Gas Refining, P...
	BCSA	Blockchain Coinvestors Acqu...	46	New	$0.00	$1,131,000	103,911	0.71%	1,131,000	103,911	0.332	N/A
	KRNL	Kernel Group Holdings, Inc.	47	New	$0.00	$1,120,000	104,327	0.7%	1,120,000	104,327	0	N/A
	MCAA	Mountain I Acquisition Ord ...	48	-	$0.00	$1,117,000	98,848	0.7%	919,000	81,071	0.11	N/A
	GLLI	Globalink Investment Inc.	49	New	$0.00	$1,111,000	102,462	0.69%	1,111,000	102,462	0.685	N/A
	CHAA	Catcha Investment Corp	50	New	$0.00	$1,106,000	99,363	0.69%	1,106,000	99,363	0.331	N/A
	PRLH	Pearl Holdings Acquisition ...	51	New	$0.00	$1,071,000	100,000	0.67%	1,071,000	100,000	0.5	N/A
	LC	Lendingclub Corp	52	New	$3.07	$1,017,000	116,396	0.63%	1,017,000	116,396	0.118	N/A
	OTEX	Open Text Corporation (USA)	53	New	$36.09	$937,000	22,300	0.58%	937,000	22,300	0.008	Internet Software & S...
	PLTN	Plutonian Acquisition Corp.	54	New	$10.79	$932,000	87,615	0.58%	932,000	87,615	1.166	N/A
	BHAC	Crixus Bh3 Acquisition Co	55	New	$10.55	$861,000	82,343	0.54%	861,000	82,343	0.358	N/A
	FNV	Franco-Nevada Corp	56	New	$119.32	$842,000	7,600	0.53%	842,000	7,600	0.004	Gold
	PMCB	PharmaCyte Biotech Inc	57	-	$0.01	$655,000	304,613	0.41%	112,000	46,132	1.47	N/A
	ASCA	Aspac I Acquisition Corp.	58	-	$0.00	$623,000	57,132	0.39%	-237,000	-22,467	0.635	N/A
	UHAL.B	U Haul Holding Company	59	-	$63.67	$622,000	8,833	0.39%	-1,784,000	-37,100	0.01	N/A
	OPA	Magnum Opus Acquisition Ltd	60	New	$0.00	$604,000	56,000	0.38%	604,000	56,000	0.28	N/A
	PGSS	Pegasus Digital Mobility Ac...	61	New	$0.00	$586,000	53,018	0.37%	586,000	53,018	0.236	N/A
	RFAC	Rf Acquisition Corp.	62	New	$0.00	$557,000	51,875	0.35%	557,000	51,875	0.443	N/A
	XFIN	Excelfin Acquisition Corp.	63	New	$0.00	$551,000	51,488	0.34%	551,000	51,488	0.224	N/A
	HUBCZ	Hub Cyber Security Equity W...	64	-	$0.00	$538,000	2,153,811	0.34%	129,000	0	2.393	N/A
	FCX	Freeport McMoRan Copper & G...	65	-	$47.99	$485,000	11,400	0.3%	485,000	11,400	0.001	Copper
	XPL	Solitario exploration & Roy...	66	-	$0.68	$476,000	850,000	0.3%	22,000	0	1.454	Gold
	JWSM	Jaws Mustang Acquisition Corp	67	New	$0.00	$467,000	42,856	0.29%	467,000	42,856	0.041	N/A
	MSSA	Metal Sky Star Acquisition ...	68	New	$11.18	$424,000	38,784	0.26%	424,000	38,784	0.264	N/A
	VLO	Valero Energy Corp	69	New	$167.54	$416,000	3,200	0.26%	416,000	3,200	0.001	Oil & Gas Refining, P...
	KGC	Kinross Gold Corporation (USA)	70	New	$6.56	$379,000	62,700	0.24%	379,000	62,700	0.005	Gold
	HTZ	Hertz Global Holdings Inc	71	-	$5.46	$311,000	29,888	0.19%	-39,000	1,303	0.006	N/A
	FRLA	Fortune Rise Acquisition Or...	72	-	$0.00	$299,000	27,261	0.19%	-58,000	-5,446	0.264	N/A
	UHAL	AMERCO	73	-	$64.77	$294,000	4,093	0.18%	-174,000	-4,487	0.021	Rental & Leasing Serv...
	ARIZ	Arisz Acquisition Corp.	74	New	$0.00	$278,000	25,453	0.17%	278,000	25,453	0.285	N/A
	ENVX	Enovix Corp	75	-	$6.03	$271,000	21,643	0.17%	78,000	6,300	0.015	N/A
	APXI	Apx Acquisition I Ord Shs C...	76	New	$0.00	$253,000	22,633	0.16%	253,000	22,633	0.131	N/A
	PTWO	Pono Capital Two, Inc.	77	New	$0.00	$225,000	21,089	0.14%	225,000	21,089	0.173	N/A
	GFR	Greenfire Resources Ord Shs	78	-	$0.00	$207,000	42,663	0.13%	-19,000	-3,003	0.062	N/A
	VGAS	Verde Clean Fuels, Inc.	79	-	$4.55	$146,000	61,730	0.09%	-151,000	-17,080	0.354	N/A
	CPTK	Crown Proptech Acquisitions...	80	New	$0.00	$144,000	13,550	0.09%	144,000	13,550	0.015	N/A
	LZM/WS	Lifezone Metals Equity Warr...	81	-	$0.00	$136,000	252,599	0.08%	-61,000	85,908	0.281	N/A
	KERN	Akerna Corp.	82	-	$0.31	$129,000	294,231	0.08%	119,000	247,854	6.642	N/A
	IVCBW	Investcorp Europe Acquisiti...	83	-	$0.00	$117,000	510,019	0.07%	77,000	292,864	1.377	N/A
	CVII.WS	Churchill Capital Vii Equit...	84	-	$0.00	$117,000	729,680	0.07%	65,000	562,388	0	N/A
	WTMA	Welsbach Technology Metals ...	85	New	$0.00	$112,000	10,475	0.07%	112,000	10,475	0.105	N/A
	MNTN.WS	Everest Consolidator Acquis...	86	-	$0.00	$104,000	799,612	0.06%	64,000	598,104	8.885	N/A
	TRTL.WS	Tortoiseecofin Acquisition ...	87	-	$0.00	$83,000	926,209	0.05%	25,000	480,266	1.029	N/A
	CSLR	Complete Solaria Ord Shs	88	-	$0.00	$67,000	41,623	0.04%	26,000	21,524	0.096	N/A
	LSDI	Lucy Scientific Discovery, ...	89	-	$0.00	$65,000	250,000	0.04%	-85,000	0	1.416	N/A
	DMAQR	Deep Medicine Acquisition R...	90	-	$0.00	$40,000	134,514	0.02%	-58,000	-145,847	0.149	N/A
	CNDB.WS	Concord Acquisition Iii Equ...	91	New	$0.00	$35,000	350,000	0.02%	35,000	350,000	0.389	N/A
	HNRA	Hnr Acquisition Corp.	92	New	$2.64	$34,000	16,687	0.02%	34,000	16,687	0.143	N/A
	RMGCW	Rmg Acquisition Equity Iii ...	93	New	$0.00	$32,000	540,682	0.02%	32,000	540,682	6.008	N/A
	MRT	Marti Technologies	94	New	$0.00	$25,000	38,362	0.02%	25,000	38,362	1.606	N/A
	ARIZR	Arisz Acquisition Right	95	-	$0.00	$25,000	120,564	0.02%	-11,000	-278,659	0	N/A
	SLNA	Selina Hospitality Ord Shs	96	New	$0.00	$24,000	132,841	0.01%	24,000	132,841	0.136	N/A
	ESACW	Esgen Acquisition Equity Wa...	97	-	$0.00	$21,000	516,577	0.01%	17,000	400,892	0.574	N/A
	NOVVR	Nova Vision Acquisition Rights	98	-	$0.00	$16,000	79,252	0.01%	0	0	0.881	N/A
	GAMCW	Golden Arrow Merger Equity ...	99	New	$0.00	$10,000	68,953	0.01%	10,000	68,953	0.077	N/A
	ROCLW	Roth Ch Acquisition V Equit...	100	-	$0.00	$8,000	210,154	0%	-8,000	-4,103	3.548	N/A

100 Records Found

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