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Joseph P. Lucia & Associates LLC |
| City: |
Yorktown Heights |
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NY |
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10598 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
AAPL |
Apple Inc |
1 |
- |
$169.30 |
$8,310,000 |
43,160 |
5.17% |
922,000 |
9 |
0 |
Personal Computers |
|
|
NOBL |
ProShares S&P 500 Dividend ... |
2 |
- |
$0.00 |
$6,742,000 |
70,819 |
4.2% |
481,000 |
117 |
0.082 |
N/A |
|
|
SMH |
Vaneck Vectors Semiconducto... |
3 |
- |
$208.63 |
$6,505,000 |
37,200 |
4.05% |
1,080,000 |
-216 |
0.041 |
N/A |
|
|
RYT |
Invesco S&P 500 Equal Weigh... |
4 |
- |
$33.51 |
$6,166,000 |
188,894 |
3.84% |
757,000 |
-3,267 |
0.21 |
Closed - End Fund - E... |
|
|
XLK |
SPDR Technology Sector |
5 |
- |
$199.83 |
$4,923,000 |
25,574 |
3.06% |
702,000 |
-173 |
0.008 |
Closed - End Fund - E... |
|
|
RYF |
Invesco S&p 500 Equal Weigh... |
6 |
- |
$60.96 |
$4,845,000 |
82,672 |
3.02% |
388,000 |
-5,255 |
1.27 |
Closed - End Fund - E... |
|
|
DVY |
iShares Dow Select Div |
7 |
- |
$119.78 |
$4,496,000 |
38,356 |
2.8% |
110,000 |
-2,395 |
0.026 |
Closed - End Fund - E... |
|
|
AMZN |
Amazon.com Inc |
8 |
- |
$179.62 |
$4,495,000 |
29,587 |
2.8% |
748,000 |
110 |
0 |
Internet Software & S... |
|
|
SCHG |
Schwab Strategic Trust |
9 |
- |
$90.58 |
$4,469,000 |
53,870 |
2.78% |
698,000 |
2,009 |
0.005 |
Closed - End Fund - Debt |
|
|
SCHD |
Schwab US Dividend Equity ETF |
10 |
- |
$77.48 |
$3,931,000 |
51,641 |
2.45% |
214,000 |
-894 |
0.017 |
N/A |
|
|
JEPI |
Jpmorgan Equity Premium Inc... |
11 |
- |
$0.00 |
$3,748,000 |
68,167 |
2.33% |
129,000 |
603 |
0.008 |
N/A |
|
|
RYH |
Invesco S&P 500 Equal Wt Hl... |
12 |
- |
$29.83 |
$3,631,000 |
121,930 |
2.26% |
246,000 |
-1,600 |
0.135 |
Closed - End Fund - E... |
|
|
SCHB |
Schwab Strategic Trust |
13 |
- |
$59.11 |
$3,413,000 |
61,310 |
2.12% |
690,000 |
6,685 |
0.031 |
Closed - End Fund - Debt |
|
|
QQQ |
Invesco QQQ Trust Series I |
14 |
- |
$431.00 |
$3,218,000 |
7,858 |
2% |
789,000 |
1,078 |
0.002 |
Closed - End Fund - Debt |
|
|
SPY |
Standard & Poors Depository... |
15 |
- |
$508.26 |
$3,066,000 |
6,451 |
1.91% |
857,000 |
1,284 |
0 |
Closed - End Fund - E... |
|
|
HACK |
Amplify Cybersecurity Etf |
16 |
- |
$63.39 |
$2,940,000 |
48,667 |
1.83% |
311,000 |
-2,290 |
0.147 |
N/A |
|
|
SCHP |
Schwab U.S. Tips Etf |
17 |
- |
$51.33 |
$2,691,000 |
51,546 |
1.67% |
-220,000 |
-6,118 |
0.017 |
N/A |
|
|
VOT |
Van Kampen Municipal Opport... |
18 |
- |
$226.79 |
$2,421,000 |
11,024 |
1.51% |
256,000 |
-90 |
0.023 |
Closed - End Fund - Debt |
|
|
SCHA |
Schwab Strategic Trust |
19 |
- |
$46.59 |
$2,404,000 |
50,883 |
1.5% |
355,000 |
1,413 |
0.004 |
Closed - End Fund - Debt |
|
|
RGI |
Invesco S&P 500 Equal Weigh... |
20 |
- |
$45.98 |
$2,350,000 |
54,515 |
1.46% |
224,000 |
-1,020 |
0.061 |
Closed - End Fund - E... |
|
|
QYLD |
Global X NASDAQ 100 Covered... |
21 |
- |
$0.00 |
$2,349,000 |
135,443 |
1.46% |
71,000 |
-407 |
0.033 |
N/A |
|
|
SDOG |
Alps Sector Dividend Dogs |
22 |
- |
$52.06 |
$2,250,000 |
43,898 |
1.4% |
121,000 |
-1,361 |
0.19 |
N/A |
|
|
VB |
Vanguard Small Cap VIPERS |
23 |
- |
$216.56 |
$2,215,000 |
10,382 |
1.38% |
400,000 |
780 |
0.006 |
Closed - End Fund - E... |
|
|
SCHM |
Schwab U.S. Mid-Cap Etf |
24 |
- |
$77.33 |
$2,165,000 |
28,743 |
1.35% |
220,000 |
2 |
0.025 |
N/A |
|
|
SCHX |
Schwab Strategic Trust |
25 |
- |
$60.28 |
$2,158,000 |
38,267 |
1.34% |
225,000 |
72 |
0.001 |
Closed - End Fund - Debt |
|
|
VIG |
Vanguard Dividend Appreciat... |
26 |
- |
$176.73 |
$2,137,000 |
12,540 |
1.33% |
123,000 |
-425 |
0.003 |
Closed - End Fund - Debt |
|
|
XLE |
SPDR Energy Sector |
27 |
- |
$95.74 |
$2,132,000 |
25,424 |
1.33% |
-170,000 |
-38 |
0.001 |
Closed - End Fund - E... |
|
|
NVDA |
NVIDIA Corporation |
28 |
- |
$877.35 |
$2,011,000 |
4,061 |
1.25% |
248,000 |
7 |
0 |
Semiconductor - Speci... |
|
|
PFF |
iShares S&P U.S. Preferred ... |
29 |
- |
$31.13 |
$1,978,000 |
63,419 |
1.23% |
15,000 |
-1,681 |
0.013 |
Closed - End Fund - E... |
|
|
PFXF |
Market Vectors Preferred Se... |
30 |
- |
$17.01 |
$1,948,000 |
113,412 |
1.21% |
-45,000 |
-5,126 |
0.286 |
N/A |
|
|
RYE |
Invesco S&P 500 Equal Weigh... |
31 |
- |
$83.89 |
$1,926,000 |
26,126 |
1.2% |
125,000 |
2,646 |
0.141 |
Closed - End Fund - E... |
|
|
RHS |
Invesco S&p 500 Equal Weigh... |
32 |
- |
$32.12 |
$1,823,000 |
58,055 |
1.13% |
13,000 |
-2,207 |
0.065 |
Closed - End Fund - E... |
|
|
JEPQ |
Jpmorgan Nasdaq Equity Prem... |
33 |
- |
$0.00 |
$1,822,000 |
36,487 |
1.13% |
62,000 |
-1,020 |
0.041 |
N/A |
|
|
FB |
Meta Platforms Inc |
34 |
- |
$443.29 |
$1,591,000 |
4,496 |
0.99% |
237,000 |
-15 |
0 |
Internet Service Prov... |
|
|
XLV |
SPDR Select Sector Health |
35 |
- |
$139.96 |
$1,485,000 |
10,885 |
0.92% |
411,000 |
2,542 |
0 |
Closed - End Fund - E... |
|
|
BIV |
Vanguard Intermediate-Term ... |
36 |
- |
$73.34 |
$1,452,000 |
19,009 |
0.9% |
1,093,000 |
14,039 |
0.012 |
Closed - End Fund - Debt |
|
|
STIP |
Ishares Barclays 0-5 Year T... |
37 |
- |
$99.20 |
$1,402,000 |
14,222 |
0.87% |
-174,000 |
-2,042 |
0.002 |
N/A |
|
|
XLF |
SPDR Financial Sector |
38 |
- |
$40.82 |
$1,352,000 |
35,970 |
0.84% |
161,000 |
67 |
0 |
Closed - End Fund - E... |
|
|
VHT |
Vanguard Health Care Vipers |
39 |
- |
$255.32 |
$1,330,000 |
5,305 |
0.83% |
90,000 |
29 |
0.009 |
Closed - End Fund - E... |
|
|
KRE |
streetTRACKS Series Trust -... |
40 |
- |
$48.19 |
$1,286,000 |
24,526 |
0.8% |
121,000 |
-3,355 |
0.007 |
Closed - End Fund - E... |
|
|
RCD |
Invesco S&P 500 Equal Weigh... |
41 |
- |
$47.97 |
$1,216,000 |
25,571 |
0.76% |
118,000 |
-525 |
0.028 |
Closed - End Fund - E... |
|
|
FLOT |
Ishares Floating Rate Note ... |
42 |
- |
$0.00 |
$1,205,000 |
23,806 |
0.75% |
-312,000 |
-6,010 |
0.002 |
N/A |
|
|
AVUV |
Avantis Us Small Cap Value Etf |
43 |
- |
$90.24 |
$1,204,000 |
13,413 |
0.75% |
15,000 |
-1,839 |
0.015 |
N/A |
|
|
KIO |
Kkr Income Opportunities Fund |
44 |
- |
$13.32 |
$1,142,000 |
90,878 |
0.71% |
36,000 |
-1,609 |
0.596 |
N/A |
|
|
TSLA |
Tesla Motors Inc |
45 |
- |
$168.29 |
$1,111,000 |
4,471 |
0.69% |
-55,000 |
-187 |
0 |
Auto Manufacturers |
|
|
IHI |
iShares Dow Jones US Medica... |
46 |
- |
$55.53 |
$1,068,000 |
19,797 |
0.66% |
5,000 |
-2,125 |
0.015 |
Closed - End Fund - E... |
|
|
DIS |
Walt Disney Co |
47 |
- |
$112.73 |
$1,042,000 |
11,537 |
0.65% |
100,000 |
-80 |
0.001 |
Entertainment - Diver... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
48 |
- |
$88.24 |
$1,038,000 |
10,497 |
0.65% |
1,038,000 |
10,497 |
0.001 |
Closed - End Fund - E... |
|
|
XLB |
SPDR Materials Select Sector |
49 |
- |
$89.52 |
$1,033,000 |
12,074 |
0.64% |
115,000 |
389 |
0.002 |
Closed - End Fund - E... |
|
|
WCLD |
Wisdomtree Cloud Computing Etf |
50 |
- |
$0.00 |
$1,027,000 |
29,379 |
0.64% |
143,000 |
-465 |
0.142 |
N/A |
|
|
SOCL |
Global X Social Media Index |
51 |
- |
$38.38 |
$1,018,000 |
25,210 |
0.63% |
104,000 |
-290 |
0.567 |
N/A |
|
|
VZ |
Verizon Communications Inc |
52 |
- |
$39.68 |
$1,004,000 |
26,619 |
0.62% |
165,000 |
722 |
0.001 |
Telecom Services - Do... |
|
|
GOOGL |
Alphabet Inc |
53 |
- |
$171.95 |
$916,000 |
6,560 |
0.57% |
83,000 |
191 |
0 |
Search Engines & Info... |
|
|
IBM |
International Business Mach... |
54 |
- |
$167.13 |
$906,000 |
5,538 |
0.56% |
80,000 |
-353 |
0.001 |
Diversified Computer ... |
|
|
XLI |
SPDR Industrial Sector |
55 |
- |
$122.66 |
$904,000 |
7,934 |
0.56% |
152,000 |
516 |
0 |
Closed - End Fund - E... |
|
|
HSPX |
Global X S&P 500 Covered Ca... |
56 |
- |
$0.00 |
$883,000 |
22,389 |
0.55% |
13,000 |
10 |
0.022 |
N/A |
|
|
MSFT |
Microsoft Corp |
57 |
- |
$406.32 |
$791,000 |
2,103 |
0.49% |
151,000 |
77 |
0 |
Application Software |
|
|
ED |
Consolidated Edison Inc |
58 |
- |
$92.93 |
$778,000 |
8,554 |
0.48% |
47,000 |
10 |
0.003 |
Multi Utilities |
|
|
BAB |
Invesco Taxable Municipal B... |
59 |
- |
$25.75 |
$744,000 |
27,652 |
0.46% |
-97,000 |
-5,590 |
0.042 |
N/A |
|
|
UBER |
Uber Technologies, Inc |
60 |
- |
$69.05 |
$733,000 |
11,906 |
0.46% |
215,000 |
637 |
0.001 |
N/A |
|
|
VOE |
Vanguard Mid-Cap Value ETF |
61 |
- |
$150.08 |
$669,000 |
4,613 |
0.42% |
6,000 |
-446 |
0.005 |
Closed - End Fund - E... |
|
|
SOXX |
iShares S&P GSTI Semiconductor |
62 |
- |
$216.90 |
$631,000 |
1,095 |
0.39% |
112,000 |
0 |
0.009 |
Closed - End Fund - E... |
|
|
ETE |
Energy Transfer Equity LP |
63 |
- |
$15.96 |
$628,000 |
45,490 |
0.39% |
77,000 |
6,235 |
0.002 |
Oil & Gas Pipelines &... |
|
|
SPLV |
Powershares S&Amp;P 500 Low... |
64 |
- |
$63.90 |
$616,000 |
9,837 |
0.38% |
-11,000 |
-827 |
0.006 |
N/A |
|
|
AGG |
iShares Barclays Agency Bond |
65 |
- |
$95.33 |
$603,000 |
6,078 |
0.38% |
324,000 |
3,114 |
0 |
Closed - End Fund - E... |
|
|
SNOW |
Snowflake Inc. |
66 |
- |
$158.13 |
$574,000 |
2,883 |
0.36% |
134,000 |
0 |
0.001 |
N/A |
|
|
XLY |
SPDR cnsmr discr sel sect |
67 |
- |
$175.91 |
$539,000 |
3,016 |
0.34% |
-55,000 |
-673 |
0 |
Closed - End Fund - E... |
|
|
SCHV |
Schwab Strategic Trust |
68 |
- |
$73.13 |
$517,000 |
7,372 |
0.32% |
-201,000 |
-3,766 |
0.006 |
Closed - End Fund - Debt |
|
|
ETW |
Eaton Vance Tax-Managed Glo... |
69 |
- |
$7.90 |
$510,000 |
65,597 |
0.32% |
-2,000 |
-1,384 |
0.062 |
Closed - End Fund - E... |
|
|
PNQI |
Powershares Nasdaq Interne |
70 |
- |
$39.01 |
$509,000 |
14,102 |
0.32% |
181,000 |
3,402 |
0.016 |
Closed - End Fund - Debt |
|
|
ITA |
iShares Dow Jones US Aerosp... |
71 |
- |
$0.00 |
$450,000 |
3,557 |
0.28% |
10,000 |
-598 |
0.004 |
Closed - End Fund - E... |
|
|
GOOG |
Alphabet Inc |
72 |
- |
$173.69 |
$440,000 |
3,120 |
0.27% |
29,000 |
0 |
0 |
Search Engines & Info... |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
73 |
- |
$81.21 |
$429,000 |
5,227 |
0.27% |
2,000 |
-44 |
0.001 |
Closed - End Fund - E... |
|
|
SPHD |
Invesco S&P 500 High Divide... |
74 |
- |
$43.24 |
$425,000 |
10,011 |
0.26% |
-38,000 |
-1,795 |
0.015 |
N/A |
|
|
HYG |
iShares iBoxx $ High Yield ... |
75 |
New |
$76.62 |
$411,000 |
5,315 |
0.26% |
411,000 |
5,315 |
0 |
Closed - End Fund - E... |
|
|
VO |
Vanguard Mid Cap VIPERS |
76 |
- |
$240.39 |
$408,000 |
1,753 |
0.25% |
38,000 |
-25 |
0.087 |
Closed - End Fund - E... |
|
|
DIV |
Hancock John Patriot Select... |
77 |
- |
$17.13 |
$408,000 |
23,720 |
0.25% |
-17,000 |
-2,505 |
0 |
Closed - End Fund - Debt |
|
|
RYU |
Invesco S&P 500 Equal Weigh... |
78 |
- |
$56.67 |
$407,000 |
7,465 |
0.25% |
12,000 |
-390 |
0.008 |
Closed - End Fund - E... |
|
|
MTK |
Morgan Stanley Technology |
79 |
New |
$175.74 |
$404,000 |
2,461 |
0.25% |
404,000 |
2,461 |
0.03 |
Closed - End Fund - E... |
|
|
PSP |
Invesco Global Listed Priva... |
80 |
- |
$63.86 |
$397,000 |
6,382 |
0.25% |
67,000 |
0 |
0.007 |
Closed - End Fund - E... |
|
|
DIVO |
Amplify Yieldshares Cwp Div... |
81 |
- |
$0.00 |
$380,000 |
10,398 |
0.24% |
4,000 |
-420 |
0.012 |
N/A |
|
|
LQD |
iShares Trust Goldman Sachs |
82 |
- |
$105.13 |
$370,000 |
3,347 |
0.23% |
6,000 |
-217 |
0.001 |
Closed - End Fund - E... |
|
|
FINX |
Global X Funds Global X Fin... |
83 |
- |
$25.78 |
$365,000 |
14,271 |
0.23% |
-13,000 |
-4,494 |
0.072 |
N/A |
|
|
JETS |
US Global Jets ETF |
84 |
- |
$20.47 |
$362,000 |
19,039 |
0.23% |
-20,000 |
-3,410 |
0.017 |
N/A |
|
|
XAR |
SPDR S&P Aerospace & Defens... |
85 |
- |
$136.11 |
$347,000 |
2,566 |
0.22% |
75,000 |
141 |
0.023 |
N/A |
|
|
HYEM |
Vaneck Vectors Emerging Mar... |
86 |
- |
$18.80 |
$345,000 |
18,652 |
0.21% |
-46,000 |
-3,288 |
0.075 |
N/A |
|
|
DRIV |
Global X Autonomous & Elect... |
87 |
- |
$0.00 |
$345,000 |
13,970 |
0.21% |
-71,000 |
-3,760 |
0 |
N/A |
|
|
VTIP |
Vanguard Short Term Inflati... |
88 |
- |
$47.84 |
$338,000 |
7,125 |
0.21% |
-28,000 |
-623 |
0 |
N/A |
|
|
PMM |
Putnam Managed Municipal In... |
89 |
- |
$5.84 |
$336,000 |
55,260 |
0.21% |
7,000 |
-4,826 |
0.103 |
Closed - End Fund - Debt |
|
|
TIP |
iShares Lehman TIPS Bond |
90 |
- |
$105.78 |
$335,000 |
3,119 |
0.21% |
-31,000 |
-405 |
0 |
Closed - End Fund - E... |
|
|
XLP |
SPDR Consmr Stpls Sector |
91 |
- |
$75.59 |
$323,000 |
4,486 |
0.2% |
29,000 |
208 |
0 |
Closed - End Fund - E... |
|
|
VOO |
Vanguard S&P 500 Etf |
92 |
New |
$467.21 |
$313,000 |
717 |
0.19% |
313,000 |
717 |
0 |
Closed - End Fund - E... |
|
|
PGF |
Invesco Financial Preferred... |
93 |
- |
$14.57 |
$294,000 |
20,165 |
0.18% |
10,000 |
0 |
0.023 |
Closed - End Fund - E... |
|
|
SCHE |
Schwab Emerging Markets Equ... |
94 |
- |
$25.57 |
$293,000 |
11,835 |
0.18% |
-11,000 |
-855 |
0.004 |
N/A |
|
|
IEO |
iShares Dow Jones U.S. Oil ... |
95 |
- |
$0.00 |
$286,000 |
3,070 |
0.18% |
-43,000 |
-307 |
0.034 |
Closed - End Fund - E... |
|
|
LIT |
Global X Lithium ETF |
96 |
- |
$42.81 |
$263,000 |
5,170 |
0.16% |
-52,000 |
-540 |
0.023 |
Closed - End Fund - E... |
|
|
PFFV |
Global X Variable Rate Pref... |
97 |
- |
$0.00 |
$257,000 |
11,077 |
0.16% |
3,000 |
21 |
0.123 |
N/A |
|
|
IWC |
iShares Russell Microcap Index |
98 |
- |
$112.63 |
$248,000 |
2,138 |
0.15% |
34,000 |
0 |
0.027 |
Closed - End Fund - E... |
|
|
DHY |
Credit Suisse High Yield Bo... |
99 |
- |
$2.02 |
$242,000 |
122,185 |
0.15% |
12,000 |
0 |
0.119 |
Closed - End Fund - Debt |
|
|
BRK.B |
Berkshire Hathaway B |
100 |
- |
$402.10 |
$235,000 |
658 |
0.15% |
9,000 |
14 |
0 |
Property & Casualty I... |
|
