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  Name: NEWGATE CAPITAL MANAGEMENT LLC
  City: GREENWICH
  State: CT
  Zip: 06830
   
Achive data
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Portfolio Summary View Filing
  Filing Report Date : 2016-06-30
  Total Value : $121,025,000
  Total Value Change : $9,834,000
  Securities Held Change : -1
   
All Securities Held : 89
  New Positions : 25
  Closed Positions : 26
  Increased Positions : 39
  Unchanged Positions : 2
  Decreased Positions : 23

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Holdings Found : 100     View All Holdings Currently Viewing:  ALL     Page 1 of 1
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Ticker Company Name Position
Rank
New/Closed
Postion
Last
Close
    Value Shares Held
% of
Portfolio
Value
Change
Change In
Shares Held
   % of Company    Industry
   (JQC)1 Year Chart         JQC Nuveen Multi-Strategy Incom... 1 - $5.59 $10,802,000 1,345,215 8.93% 625,000 50,026 0.988    Closed - End Fund - Debt
   (DSU)1 Year Chart         DSU Blackrock Debt Strategies Fund 2 - $11.14 $8,419,000 2,398,291 6.96% 424,000 80,926 2.213    Closed - End Fund - Debt
   (VVR)1 Year Chart         VVR Invesco Van Kampen Senior 3 - $4.27 $8,122,000 1,954,365 6.71% 3,390,000 775,347 1.086    Closed - End Fund - Debt
   (FAX)1 Year Chart         FAX Aberdeen Asia Pacific Incom... 4 - $2.77 $7,865,000 1,580,373 6.5% 488,000 94,569 0.606    Closed - End Fund - F...
   (BRW)1 Year Chart         BRW Saba Capital Income & Oppor... 5 - $7.34 $3,853,500 756,605 6.37% 1,767,000 164,225 1.681    Closed - End Fund - Debt
   (VTA)1 Year Chart         VTA Invesco Van Kampen Dynam 6 - $11.45 $5,339,000 487,797 4.41% 196,000 5,930 0.659    Closed - End Fund - Debt
   (CSQ)1 Year Chart         CSQ Calamos Strategic Total Ret... 7 - $16.33 $3,712,000 378,782 3.07% -1,144,000 -136,344 0.245    Closed - End Fund - E...
   (TEI)1 Year Chart         TEI Templeton Emerging Markets ... 8 - $5.40 $3,072,000 293,434 2.54% 111,000 5,434 0.612    Closed - End Fund - F...
   (NVG)1 Year Chart         NVG Nuveen Insured Dividend Adv... 9 New $12.06 $3,054,000 188,667 2.52% 3,054,000 188,667 0.633    Closed - End Fund - Debt
   (AWP)1 Year Chart         AWP Alpine Global Premier Prope... 10 - $3.88 $3,042,000 559,250 2.51% 1,513,000 283,323 0.527    Asset Management
   (AFB)1 Year Chart         AFB AllianceBernstein National ... 11 - $10.84 $2,646,000 175,968 2.19% 92,000 -1,545 0.614    Closed - End Fund - Debt
   (GLO)1 Year Chart         GLO Clough Global Opportunities... 12 New $5.08 $2,379,000 257,692 1.97% 2,379,000 257,692 0.498    Closed - End Fund - E...
   (NFJ)1 Year Chart         NFJ Allianzgi Nfj Div Interest 13 - $13.28 $2,306,000 186,999 1.91% -470,000 -39,436 0.198    Closed - End Fund - E...
   (PZA)1 Year Chart         PZA Invesco National AMT-Free M... 14 - $23.80 $2,266,000 85,592 1.87% -222,000 -11,316 0.095    Meat Products
   (NSL)1 Year Chart         NSL Nuveen Senior Income Fund 15 - $4.60 $2,161,000 359,880 1.79% -1,530,000 -269,367 0.932    Closed - End Fund - Debt
   (DRA)1 Year Chart         DRA Diversified Real Asset Inco... 16 - $0.00 $1,950,000 118,627 1.61% 1,656,000 99,884 0.132    N/A
   (NEA)1 Year Chart         NEA Nuveen Insured Tax Free Adv... 17 - $11.03 $1,875,000 125,534 1.55% 461,000 25,614 0.057    Closed - End Fund - Debt
   (HYD)1 Year Chart         HYD VanEck Vectors High-Yield M... 18 - $0.00 $1,872,000 58,284 1.55% 96,000 1,394 0.065    Closed - End Fund - Debt
   (THW)1 Year Chart         THW Tekla World Healthcare Fund 19 New $13.20 $1,560,000 111,558 1.29% 1,560,000 111,558 0.124    N/A
   (THQ)1 Year Chart         THQ Tekla Healthcare Opportunit... 20 New $20.04 $1,559,000 94,379 1.29% 1,559,000 94,379 0.105    N/A
   (BOE)1 Year Chart         BOE Blackrock Global Opportunit... 21 - $10.38 $1,549,000 131,582 1.28% -165,000 -13,926 0.189    Closed - End Fund - E...
   (FRA)1 Year Chart         FRA Blackrock Floating Rate Inc... 22 - $12.99 $1,485,000 113,428 1.23% -449,000 -35,279 0.305    Closed - End Fund - Debt
   (HQH)1 Year Chart         HQH H&Q Healthcare Investors 23 - $16.82 $1,468,000 62,643 1.21% 538,000 23,899 0.696    Closed - End Fund - E...
   (SLB)1 Year Chart         SLB Schlumberger Ltd 24 - $54.90 $1,423,000 17,990 1.18% 546,000 6,096 0.001    Oil & Gas Equipment &...
   (BIDU)1 Year Chart         BIDU Baidu Inc 25 - $104.99 $1,325,000 8,025 1.09% -205,000 8 0.002    Internet Service Prov...
   (HAL)1 Year Chart         HAL Halliburton Co 26 - $38.83 $1,225,000 27,042 1.01% 424,000 4,609 0.003    Oil & Gas Equipment &...
   (KEP)1 Year Chart         KEP Korea Electric Power Corpor... 27 - $8.32 $1,176,000 45,358 0.97% -154,000 -6,299 0.007    Foreign Utilities
   (NPI)1 Year Chart         NPI Nuveen Premium Income Munic... 28 New $0.00 $1,142,000 74,330 0.94% 1,142,000 74,330 0.117    Closed - End Fund - Debt
   (PXD)1 Year Chart         PXD Pioneer Natural Resources Co 29 - $260.00 $1,083,000 7,163 0.89% 697,000 4,419 0.004    Independent Oil & Gas
   (TSM)1 Year Chart         TSM Taiwan Semiconductor Mfg. C... 30 - $136.69 $938,000 35,745 0.78% -266,000 -10,203 0.001    Semiconductor - Integ...
   (SHI)1 Year Chart         SHI Sinopec Shanghai Petrochemi... 31 - $18.28 $907,000 19,778 0.75% -137,000 -929 0.019    Synthetics
   (BABA)1 Year Chart         BABA Alibaba Group Holding Limited 32 - $71.59 $814,000 10,236 0.67% 151,000 1,847 0    N/A
   (NPM)1 Year Chart         NPM Nuveen Premium Income Munic... 33 New $0.00 $758,000 49,141 0.63% 758,000 49,141 0.07    Closed - End Fund - Debt
   (NPF)1 Year Chart         NPF Nuveen Premier Municipal In... 34 - $0.00 $756,000 50,341 0.62% 419,000 26,378 0.253    Closed - End Fund - Debt
   (WPM)1 Year Chart         WPM Wheaton Precious Metals Corp 35 - $46.27 $743,000 31,571 0.61% 255,000 2,130 0.009    Silver
   (EOG)1 Year Chart         EOG EOG Resources Inc 36 - $126.39 $699,000 8,395 0.58% 298,000 2,863 0.002    Independent Oil & Gas
   (NFX)1 Year Chart         NFX Newfield Exploration Co 37 New $0.00 $657,000 14,874 0.54% 657,000 14,874 0.007    Independent Oil & Gas
   (CE)1 Year Chart         CE Celanese Corp 38 - $169.64 $651,000 9,996 0.54% 173,000 2,661 0.006    Synthetics
   (LYB)1 Year Chart         LYB LyondellBasell Industries N.V. 39 - $102.95 $648,000 8,711 0.54% 139,000 2,769 0.002    Specialty Chemicals
   (DVN)1 Year Chart         DVN Devon Energy Corp 40 - $49.46 $636,000 17,533 0.53% 216,000 2,209 0.004    Independent Oil & Gas
   (ANDV)1 Year Chart         ANDV Andeavor Logistics LP 41 - $0.00 $634,000 8,463 0.52% 126,000 2,559 0.006    Oil & Gas Refining, P...
   (TSE)1 Year Chart         TSE Trinseo S.a. 42 - $56.56 $612,000 14,356 0.51% 103,000 515 0.029    N/A
   (SHEL)1 Year Chart         SHEL Shell plc 43 New $66.76 $586,000 10,619 0.48% 586,000 10,619 0    Integrated Oil & Gas
   (KRA)1 Year Chart         KRA Kraton Performance Polymers... 44 - $46.49 $570,000 20,392 0.47% 159,000 -3,344 0.063    Diversified Chemicals
   (APA)1 Year Chart         APA Apache Corp 45 New $33.71 $567,000 10,239 0.47% 567,000 10,239 0.003    Independent Oil & Gas
   (VLO)1 Year Chart         VLO Valero Energy Corp 47 - $167.81 $541,000 10,602 0.45% 12,000 2,349 0    Oil & Gas Refining, P...
   (FB)1 Year Chart         FB Meta Platforms Inc 46 - $493.86 $541,000 4,737 0.45% 1,000 0 0    Internet Service Prov...
   (NTES)1 Year Chart         NTES NetEase.com Inc (ADR) 48 - $103.69 $537,000 2,780 0.44% -112,000 -1,743 0.002    Search Engines & Info...
   (KB)1 Year Chart         KB KB Financial Group Inc 49 New $51.46 $533,000 18,739 0.44% 533,000 18,739 0.005    Foreign Regional Banks
   (SHG)1 Year Chart         SHG Shinhan Financial Group Co ... 50 - $35.39 $518,000 15,834 0.43% 133,000 4,907 0.003    Foreign Regional Banks
   (NEM)1 Year Chart         NEM Newmont Mining Corp 51 - $35.25 $503,000 12,868 0.42% 17,000 -5,409 0.003    Gold
   (PSX)1 Year Chart         PSX Phillips 66 52 - $158.96 $499,000 6,292 0.41% 130,000 2,031 0.001    Oil & Gas Refining, P...
   (MPC)1 Year Chart         MPC Marathon Petroleum Corp 53 - $196.99 $476,000 12,536 0.39% 72,000 1,669 0.002    Oil & Gas Refining, P...
   (EMN)1 Year Chart         EMN Eastman Chemical Co 54 - $99.58 $472,000 6,950 0.39% 107,000 1,900 0.005    Diversified Chemicals
   (CX)1 Year Chart         CX CEMEX S.A. de C.V. (ADR) 55 - $8.85 $462,000 74,887 0.38% -136,000 -7,214 0.011    General Building Mate...
   (INFY)1 Year Chart         INFY Infosys Technologies Limite... 56 - $17.79 $457,000 25,584 0.38% -90,000 -3,190 0.004    Technical & System So...
   (AAPL)1 Year Chart         AAPL Apple Inc 57 - $173.31 $436,000 4,558 0.36% -557,000 -4,556 0    Personal Computers
   (WMB)1 Year Chart         WMB Williams Companies Inc 58 - $38.54 $435,000 20,089 0.36% 128,000 989 0.003    Oil & Gas Pipelines &...
   (BAK)1 Year Chart         BAK Braskem S.A. (ADR) 59 - $10.90 $433,000 36,567 0.36% -79,000 -5,474 0.009    Specialty Chemicals
   (IBB)1 Year Chart         IBB iShares Tr Nasdaq Biotech 60 New $137.79 $425,000 1,653 0.35% 425,000 1,653 0.002    Closed - End Fund - E...
   (MBT)1 Year Chart         MBT Mobile TeleSystems OJSC (ADR) 61 - $5.50 $424,000 51,187 0.35% -53,000 -7,798 0.005    Wireless Communications
   (CNQ)1 Year Chart         CNQ Canadian Natural Resource (... 62 - $75.47 $416,000 13,497 0.34% 88,000 1,343 0.001    Independent Oil & Gas
   (PBF)1 Year Chart         PBF PBF Energy Inc 63 - $56.08 $413,000 17,379 0.34% -137,000 818 0.016    Oil & Gas Refining, P...
   (RIO)1 Year Chart         RIO Rio Tinto Plc (ADR) 64 New $63.46 $406,000 12,966 0.34% 406,000 12,966 0.001    Gold
   (GPOR)1 Year Chart         GPOR Gulfport Energy Corp 65 New $159.88 $399,000 12,774 0.33% 399,000 12,774 0.064    Independent Oil & Gas
   (RIG)1 Year Chart         RIG Transocean Inc 66 - $6.25 $395,000 33,226 0.33% 146,000 5,972 0.01    Oil & Gas Drilling & ...
   (VIPS)1 Year Chart         VIPS Vipshop Holdings Ltd. 67 - $16.46 $383,000 34,304 0.32% -38,000 1,626 0.006    Internet Service Prov...
   (NRK)1 Year Chart         NRK Nuveen Insured New York Tax... 68 - $10.86 $377,000 26,577 0.31% -812,000 -62,268 0.03    Closed - End Fund - Debt
   (CBI)1 Year Chart         CBI Chicago Bridge & Iron Co N.V. 69 - $0.00 $356,000 10,274 0.29% 28,000 1,305 0.01    General Contractors
   (DO)1 Year Chart         DO Diamond Offshore Drilling Inc 70 - $0.13 $353,000 14,501 0.29% 54,000 731 0.011    Oil & Gas Drilling & ...
   (FCX)1 Year Chart         FCX Freeport McMoRan Copper & G... 71 New $45.88 $344,000 30,906 0.28% 344,000 30,906 0.003    Copper
   (JD)1 Year Chart         JD JD.com 72 - $27.23 $334,000 15,734 0.28% -128,000 -1,708 0.001    Internet Service Prov...
   (CPE)1 Year Chart         CPE Callon Petroleum Co 73 New $35.12 $32,600 2,904 0.27% 326,000 2,904 0.01    Independent Oil & Gas
   (WLK)1 Year Chart         WLK Westlake Chemical Corp 74 - $152.35 $326,000 7,606 0.27% 37,000 1,366 0    Specialty Chemicals
   (BHI)1 Year Chart         BHI Baker Hughes Inc 75 New $0.00 $314,000 6,966 0.26% 314,000 6,966 0.002    Oil & Gas Equipment &...
   (AGN)1 Year Chart         AGN Allergan plc 76 New $193.02 $306,000 1,322 0.25% 306,000 1,322 0    Drug Manufacturers - ...
   (TRP)1 Year Chart         TRP TC Energy Corp 77 - $46.83 $299,000 6,620 0.25% -252,000 -7,405 0.001    Foreign Utilities
   (GOOGL)1 Year Chart         GOOGL Alphabet Inc 78 - $150.87 $296,000 421 0.24% -25,000 0 0    Search Engines & Info...
   (PANW)1 Year Chart         PANW Palo Alto Networks Inc 79 New $282.26 $284,000 2,318 0.23% 284,000 2,318 0.003    Networking & Communic...
   (MDR)1 Year Chart         MDR McDermott International 80 New $0.07 $282,000 57,162 0.23% 282,000 57,162 0.023    Oil & Gas Equipment &...
   (CLR)1 Year Chart         CLR Continental Resources Inc 81 New $74.24 $280,000 6,193 0.23% 280,000 6,193 0.002    Oil & Gas Drilling & ...
   (LPI)1 Year Chart         LPI Laredo Petroleum Inc 82 New $0.95 $270,000 25,767 0.22% 270,000 25,767 0.011    Independent Oil & Gas
   (HUN)1 Year Chart         HUN Huntsman Corporation 83 New $25.90 $258,000 19,198 0.21% 258,000 19,198 0.008    Synthetics
   (FRO)1 Year Chart         FRO Frontline Ltd (USA) 84 - $12.14 $248,000 31,524 0.2% -40,000 -2,872 0.02    Water Transportation
   (RDC)1 Year Chart         RDC Rowan Companies Inc 85 - $10.93 $234,000 13,273 0.19% 72,000 3,196 0.01    Oil & Gas Drilling & ...
   (RYAM)1 Year Chart         RYAM Rayonier Advanced Materials... 86 New $4.77 $224,000 16,484 0.19% 224,000 16,484 0.038    N/A
   (BAC)1 Year Chart         BAC Bank of America Corp 87 - $37.81 $171,000 12,922 0.14% -178,000 -12,915 0    Domestic Money Center...
   (WLL)1 Year Chart         WLL Whiting Petroleum Corp 89 New $68.03 $137,000 14,816 0.11% 137,000 14,816 0.004    Oil & Gas Drilling & ...
   (AGU)1 Year Chart         AGU Agrium Inc (USA) 113 Closed $0.00 $0 0 0% -248,000 -2,814 0    Agricultural & Fertil...
   (INXX)1 Year Chart         INXX Columbia India Infrastructu... 96 Closed $11.36 $0 0 0% -235,000 -22,849 0    Closed - End Fund - E...
   (FE)1 Year Chart         FE FirstEnergy Corp 109 Closed $38.46 $0 0 0% -443,000 -12,308 0    Electric Utilities
   (SFL)1 Year Chart         SFL SFL Corp Ltd 106 Closed $13.12 $0 0 0% -524,000 -37,693 0    Water Transportation
   (BWX)1 Year Chart         BWX Spdr Brcly Cap Int Trs Bon 115 Closed $22.29 $0 0 0% -1,470,000 -26,365 0    Closed - End Fund - E...
   (CQH)1 Year Chart         CQH Cheniere Energy Partners Lp... 90 Closed $0.00 $0 0 0% -258,000 -14,270 0    Gas Utilities
   (CIG)1 Year Chart         CIG Compania Energetica de Mina... 108 Closed $2.51 $0 0 0% -772,000 -341,426 0    Foreign Utilities
   (STNG)1 Year Chart         STNG Scorpio Tankers Inc 105 Closed $70.54 $0 0 0% -315,000 -53,999 0    AirDelivery & Freight...
   (TFI)1 Year Chart         TFI Spdr Brcly Cap Muni Bond 95 Closed $46.52 $0 0 0% -717,000 -14,554 0    Closed - End Fund - E...
   (C)1 Year Chart         C Citigroup Inc 91 Closed $62.75 $0 0 0% -337,000 -8,074 0    Domestic Money Center...
   (BKK)1 Year Chart         BKK Blackrock Municipal 2020 Te... 97 Closed $14.62 $0 0 0% -358,000 -22,170 0    Closed - End Fund - Debt
   (OXY)1 Year Chart         OXY Occidental Petroleum Corp 103 Closed $64.20 $0 0 0% -276,000 -4,039 0    Independent Oil & Gas

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