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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
410.38(M) |
Last
Volume: |
770,808 |
Avg
Vol: |
262,264 |
52
Week Range: |
$17.99 - $27.07 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : 5.2 |
Insider 6 Months : 5.2 |
Insider 3/6 Months : 10.5 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
947 |
947 |
2,809 |
14,098 |
Total Buy Value |
$19,915 |
$19,915 |
$64,240 |
$352,448 |
Total People Bought |
2 |
2 |
2 |
3 |
Total Buy Transactions |
2 |
2 |
8 |
14 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2025-03-30 |
2024-12-27 |
2024-06-28 |
2023-06-29 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Rogers-Windsor Ramona Lynn |
Director |
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2025-06-23 |
4 |
B |
$21.19 |
$9,980 |
D/D |
471 |
18,092 |
2.39 |
3% |
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Weinstein Joshua S. |
Senior Managing Director & CIO |
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2025-06-10 |
4 |
D |
$21.35 |
$257,075 |
D/D |
(12,041) |
301,522 |
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- |
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Sarner Michael Scott |
President and CEO |
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2025-06-10 |
4 |
D |
$21.35 |
$327,061 |
D/D |
(15,319) |
470,460 |
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- |
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Rehberger Chris |
Chief Financial Officer |
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2025-06-10 |
4 |
D |
$21.35 |
$64,925 |
D/D |
(3,041) |
149,151 |
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- |
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Weinstein Joshua S. |
Senior Managing Director & CIO |
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2025-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
65,000 |
313,563 |
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- |
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Weinstein Joshua S. |
Senior Managing Director & CIO |
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2025-06-09 |
4 |
D |
$21.06 |
$65,855 |
D/D |
(3,127) |
248,563 |
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- |
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Sarner Michael Scott |
President and CEO |
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2025-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
80,000 |
485,779 |
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- |
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Sarner Michael Scott |
President and CEO |
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2025-06-09 |
4 |
D |
$21.06 |
$76,827 |
D/D |
(3,648) |
405,779 |
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- |
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Rehberger Chris |
Chief Financial Officer |
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2025-06-09 |
4 |
A |
$0.00 |
$0 |
D/D |
45,000 |
152,192 |
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- |
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Rehberger Chris |
Chief Financial Officer |
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2025-06-09 |
4 |
D |
$21.06 |
$23,714 |
D/D |
(1,126) |
107,192 |
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- |
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Battist Christine |
Director |
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2025-05-27 |
4 |
B |
$20.87 |
$9,935 |
D/D |
476 |
9,755 |
2.39 |
5% |
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Rehberger Chris |
Chief Financial OfficerOfficer |
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2025-02-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
108,318 |
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-8% |
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Rogers-Windsor Ramona Lynn |
Director |
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2024-12-12 |
4 |
B |
$22.67 |
$5,667 |
D/D |
250 |
16,407 |
2.39 |
-10% |
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Battist Christine |
Director |
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2024-11-08 |
4 |
B |
$23.13 |
$5,921 |
D/D |
256 |
9,279 |
2.39 |
-3% |
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Rogers-Windsor Ramona Lynn |
Director |
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2024-11-07 |
4 |
B |
$23.07 |
$11,533 |
D/D |
500 |
16,157 |
2.39 |
-4% |
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Rogers-Windsor Ramona Lynn |
Director |
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2024-09-16 |
4 |
B |
$25.03 |
$6,258 |
D/D |
250 |
15,363 |
2.39 |
-11% |
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Battist Christine |
Director |
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2024-08-09 |
4 |
B |
$23.94 |
$9,720 |
D/D |
406 |
9,023 |
2.39 |
-12% |
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Brooks David R |
Director |
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2024-08-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,090 |
38,751 |
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- |
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Battist Christine |
Director |
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2024-08-09 |
4 |
A |
$0.00 |
$0 |
I/I |
2,090 |
7,281 |
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- |
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Thomas William R Iii |
Director |
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2024-08-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,090 |
16,151 |
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- |
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Rogers-Windsor Ramona Lynn |
Director |
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2024-08-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,090 |
15,113 |
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- |
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Furst Jack D |
Director |
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2024-08-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,090 |
45,755 |
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- |
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Rogers-Windsor Ramona Lynn |
Director |
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2024-06-28 |
4 |
B |
$26.13 |
$5,226 |
D/D |
200 |
12,798 |
2.39 |
-13% |
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Battist Christine |
Director |
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2024-06-21 |
4 |
B |
$24.96 |
$4,916 |
D/D |
197 |
8,617 |
2.31 |
-2% |
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Diehl Bowen S |
President and CEO |
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2024-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
95,000 |
303,943 |
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224 Records found
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Page 1 of 9 |
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