|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Mutual Fund |
Shares
Out: |
22,540,000 |
Market
Cap: |
188.73(M) |
Last
Volume: |
32,986 |
Avg
Vol: |
32,735 |
52
Week Range: |
$6.405 - $8.43 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : 12.5 |
Insider 6 Months : 14.7 |
Insider 3/6 Months : 27.6 |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
179,607 |
375,936 |
899,969 |
899,969 |
Total Buy Value |
$1,469,186 |
$2,923,984 |
$6,739,708 |
$6,739,708 |
Total People Bought |
1 |
1 |
1 |
1 |
Total Buy Transactions |
2 |
4 |
8 |
8 |
Total Shares Sold |
30,917 |
60,817 |
60,817 |
102,438 |
Total Sell Value |
$253,078 |
$468,551 |
$468,551 |
$781,070 |
Total People Sold |
2 |
2 |
2 |
2 |
Total Sell Transactions |
2 |
3 |
3 |
5 |
End Date |
2025-07-20 |
2025-04-18 |
2024-10-18 |
2023-10-19 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Ulrich Thomas W |
See Remarks |
|
2025-10-15 |
4 |
S |
$8.34 |
$9,314 |
I/I |
(1,117) |
8,273 |
|
-0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-09-29 |
4 |
B |
$8.18 |
$982,173 |
I/I |
120,070 |
2,531,852 |
0.01 |
1% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-09-29 |
4 |
B |
$8.18 |
$487,013 |
D/D |
59,537 |
7,990,791 |
0.01 |
1% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-08-28 |
4 |
S |
$8.18 |
$243,764 |
I/I |
(29,800) |
312,583 |
|
-2% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-06-30 |
4 |
B |
$7.41 |
$973,793 |
I/I |
131,416 |
2,493,025 |
0.01 |
12% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-06-30 |
4 |
B |
$7.41 |
$481,005 |
D/D |
64,913 |
7,931,254 |
0.01 |
12% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-06-03 |
4 |
S |
$7.18 |
$215,473 |
I/I |
(29,900) |
250,600 |
|
-11% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-03-28 |
4 |
B |
$7.30 |
$979,215 |
I/I |
134,139 |
108,225 |
0.01 |
5% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-03-28 |
4 |
B |
$7.30 |
$481,785 |
D/D |
65,998 |
7,866,341 |
0.01 |
5% |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-01-07 |
4 |
GD |
$7.43 |
$37,893 |
D/D |
5,100 |
7,800,343 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-01-06 |
4 |
GD |
$7.47 |
$56,921 |
D/D |
7,620 |
7,805,443 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2025-01-06 |
4 |
GD |
$7.47 |
$56,921 |
I/I |
7,620 |
3,058,186 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-12-30 |
4 |
B |
$7.27 |
$1,577,277 |
I/I |
216,957 |
106,325 |
0.01 |
0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-12-30 |
4 |
B |
$7.27 |
$777,447 |
D/D |
106,939 |
7,813,063 |
0.01 |
0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-12-17 |
4 |
GD |
$7.55 |
$11,325 |
I/I |
1,500 |
2,977,177 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-12-16 |
4 |
GD |
$7.65 |
$22,950 |
I/I |
3,000 |
2,978,677 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-09-16 |
4 |
S |
$7.58 |
$197,080 |
I/I |
(26,000) |
321,114 |
|
-0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-06-28 |
4 |
S |
$7.39 |
$115,439 |
I/I |
(15,621) |
263,151 |
|
-8% |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-01-04 |
4 |
GA |
$7.88 |
$51,220 |
I/I |
6,500 |
210,792 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-01-04 |
4 |
GD |
$7.88 |
$51,220 |
D/D |
6,500 |
7,585,178 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2024-01-04 |
4 |
GD |
$7.88 |
$51,220 |
I/I |
6,500 |
2,881,439 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2023-12-13 |
4 |
GD |
$0.00 |
$0 |
I/I |
4,500 |
2,836,858 |
|
- |
|
George W Whitney |
Senior Portfolio Manager |
|
2023-08-17 |
4 |
S |
$7.97 |
$165,045 |
I/I |
(20,700) |
319,510 |
|
-0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2023-08-16 |
4 |
S |
$8.02 |
$14,341 |
I/I |
(1,789) |
329,860 |
|
0% |
|
George W Whitney |
Senior Portfolio Manager |
|
2023-08-10 |
4 |
S |
$8.15 |
$25,358 |
I/I |
(3,111) |
330,754 |
|
2% |
|
191 Records found
|
|
Page 1 of 8 |
|
|