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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
33,210,000 |
| Market
Cap: |
475.57(M) |
| Last
Volume: |
80,574 |
Avg
Vol: |
154,635 |
| 52
Week Range: |
$12.25 - $14.96 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : 3.8 |
| Insider 3/6 Months : 4.4 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
650 |
5,650 |
16,961 |
| Total Buy Value |
$0 |
$9,536 |
$76,502 |
$226,808 |
| Total People Bought |
0 |
1 |
2 |
4 |
| Total Buy Transactions |
0 |
1 |
2 |
8 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Easton Rachael Z. |
CFO and Treasurer |
• – – |
2023-11-06 |
4 |
B |
$14.67 |
$9,536 |
D/D |
650 |
1,400 |
2.74 |
-5% |
|
| Dullum David A R |
President |
• – – |
2023-08-07 |
4 |
B |
$13.39 |
$66,966 |
D/D |
5,000 |
149,916 |
2.74 |
8% |
|
| Easton Rachael Z. |
CFO and Treasurer |
• – – |
2023-03-16 |
4 |
B |
$13.12 |
$4,920 |
D/D |
375 |
750 |
2.66 |
5% |
|
| Wilkinson Walter H |
Director |
– • – |
2023-02-06 |
4 |
B |
$13.96 |
$51,108 |
D/D |
3,661 |
26,154 |
2.39 |
-4% |
|
| Dullum David A R |
President |
• – – |
2022-12-16 |
4 |
B |
$13.06 |
$39,182 |
D/D |
3,000 |
141,916 |
2.74 |
5% |
|
| Novara Paula |
Director |
– • – |
2022-10-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,333 |
|
17% |
|
| Smith Jennifer A |
Chief Valuation Officer |
• – – |
2022-08-19 |
4 |
B |
$15.61 |
$1,561 |
D/D |
100 |
100 |
2.66 |
-16% |
|
| Dullum David A R |
President |
• – – |
2022-06-14 |
4 |
B |
$12.75 |
$50,995 |
D/D |
4,000 |
138,916 |
2.74 |
-3% |
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| Easton Rachael Z. |
CFO and Treasurer |
• – – |
2022-05-20 |
4 |
B |
$14.52 |
$2,540 |
D/D |
175 |
375 |
2.66 |
-17% |
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| Dullum David A R |
President |
• – – |
2022-02-24 |
4 |
B |
$14.46 |
$80,105 |
D/D |
5,500 |
134,916 |
2.74 |
-5% |
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| Easton Rachael Z. |
CFO and Treasurer |
• – – |
2022-02-23 |
4 |
B |
$14.93 |
$2,985 |
D/D |
200 |
200 |
2.66 |
-1% |
|
| Dullum David A R |
President |
• – – |
2021-12-03 |
4 |
B |
$16.54 |
$49,620 |
D/D |
3,000 |
129,416 |
2.74 |
-2% |
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| Dullum David A R |
President |
• – – |
2020-03-23 |
4 |
B |
$6.80 |
$17,000 |
D/D |
2,500 |
126,416 |
2.74 |
41% |
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| Brubaker Terry Lee |
Chief Operating Officer |
• • – |
2020-03-23 |
4 |
B |
$6.83 |
$17,070 |
D/D |
2,500 |
16,233 |
2.81 |
41% |
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| Ryan Julia |
Chief Financial Officer |
• – – |
2020-03-20 |
4 |
B |
$8.18 |
$20,438 |
D/D |
2,500 |
4,000 |
2.74 |
17% |
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| Brubaker Terry Lee |
Chief Operating Officer |
• • – |
2020-03-19 |
4 |
B |
$6.73 |
$16,825 |
D/D |
2,500 |
13,733 |
2.81 |
18% |
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| Dullum David A R |
President |
• – – |
2020-03-18 |
4 |
B |
$7.20 |
$57,600 |
D/D |
8,000 |
123,916 |
2.74 |
31% |
|
| Brubaker Terry Lee |
Chief Operating Officer |
• • – |
2020-03-18 |
4 |
B |
$7.35 |
$18,375 |
D/D |
2,500 |
11,233 |
2.81 |
31% |
|
| Licalsi Michael |
General Counsel and Secretary |
• – – |
2020-03-16 |
4 |
B |
$8.73 |
$8,735 |
D/D |
1,000 |
9,144 |
2.74 |
19% |
|
| Dullum David A R |
President |
• – – |
2020-03-12 |
4 |
B |
$8.99 |
$44,950 |
D/D |
5,000 |
115,916 |
2.74 |
15% |
|
| Dullum David A R |
President |
• – – |
2020-03-11 |
4 |
B |
$10.49 |
$104,900 |
D/D |
10,000 |
110,916 |
2.74 |
2% |
|
| Dullum David A R |
President |
• – – |
2020-03-02 |
4 |
B |
$11.86 |
$39,138 |
D/D |
3,300 |
100,916 |
2.74 |
-21% |
|
| Dullum David A R |
President |
• – – |
2019-09-13 |
4 |
B |
$12.44 |
$29,856 |
D/D |
2,400 |
97,616 |
2.74 |
- |
|
| Gladstone David |
CEO |
• • – |
2019-09-09 |
4 |
B |
$11.99 |
$246,766 |
D/D |
20,581 |
666,554 |
2.81 |
- |
|
| Brubaker Terry Lee |
Chief Operating Officer |
• • – |
2019-08-16 |
4 |
S |
$11.52 |
$247,700 |
D/D |
(21,502) |
8,733 |
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55 Records found
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Page 1 of 3 |
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