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Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
32,980,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$ - $ |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Guggenheim Active Allocation Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
1,305 |
2,805 |
3,714 |
49,722 |
Total Buy Value |
$19,775 |
$42,425 |
$56,925 |
$699,000 |
Total People Bought |
1 |
2 |
3 |
4 |
Total Buy Transactions |
1 |
2 |
3 |
23 |
Total Shares Sold |
0 |
0 |
500 |
500 |
Total Sell Value |
$0 |
$0 |
$8,225 |
$8,225 |
Total People Sold |
0 |
0 |
1 |
1 |
Total Sell Transactions |
0 |
0 |
1 |
1 |
End Date |
2025-04-03 |
2024-12-31 |
2024-07-02 |
2023-07-03 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Nyberg Ronald |
TRUSTEE |
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2025-05-05 |
4 |
B |
$15.15 |
$19,775 |
D/D |
1,305 |
2,105 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2025-04-01 |
4 |
B |
$15.10 |
$22,650 |
D/D |
1,500 |
13,617 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2024-10-03 |
4 |
S |
$16.45 |
$8,225 |
D/D |
(500) |
65,322 |
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- |
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Brock-Kyle Angela |
TRUSTEE |
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2024-09-03 |
4 |
B |
$15.93 |
$14,500 |
D/D |
909 |
3,356 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2024-04-01 |
4 |
B |
$14.65 |
$2,842 |
D/D |
194 |
11,046 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
|
2024-01-30 |
4 |
B |
$14.50 |
$5,583 |
D/D |
385 |
65,822 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-12-29 |
4 |
B |
$14.67 |
$2,933 |
D/D |
200 |
10,592 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-12-13 |
4 |
B |
$13.92 |
$81,850 |
D/D |
5,880 |
65,437 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-12-08 |
4 |
B |
$14.07 |
$28,140 |
D/D |
2,000 |
59,557 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-12-07 |
4 |
B |
$14.12 |
$109,077 |
D/D |
7,725 |
57,557 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-12-06 |
4 |
B |
$14.01 |
$206,017 |
D/D |
14,705 |
49,832 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-12-05 |
4 |
B |
$13.92 |
$83,520 |
D/D |
6,000 |
35,127 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-11-30 |
4 |
B |
$13.85 |
$13,850 |
D/D |
1,000 |
29,127 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-11-30 |
4 |
B |
$13.73 |
$2,746 |
D/D |
200 |
10,306 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-10-31 |
4 |
B |
$13.04 |
$2,869 |
D/D |
220 |
10,020 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-10-31 |
4 |
B |
$12.99 |
$12,990 |
D/D |
1,000 |
28,127 |
0.01 |
- |
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Brock-Kyle Angela |
TRUSTEE |
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2023-10-23 |
4 |
B |
$12.90 |
$9,994 |
D/D |
775 |
2,244 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-09-29 |
4 |
B |
$13.58 |
$24,227 |
D/D |
1,784 |
27,127 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-09-29 |
4 |
B |
$13.54 |
$2,911 |
D/D |
215 |
9,711 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-09-05 |
4 |
B |
$13.98 |
$19,432 |
D/D |
1,390 |
25,343 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-09-01 |
4 |
B |
$14.10 |
$2,848 |
D/D |
202 |
9,414 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-08-01 |
4 |
B |
$14.16 |
$24,483 |
D/D |
1,729 |
23,620 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-07-31 |
4 |
B |
$14.23 |
$2,874 |
D/D |
202 |
9,134 |
0.01 |
- |
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Toupin Ronald E Jr |
TRUSTEE |
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2023-07-05 |
4 |
B |
$14.30 |
$2,889 |
D/D |
202 |
8,858 |
0.01 |
- |
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Barnes Randall C |
TRUSTEE |
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2023-07-01 |
4 |
B |
$14.36 |
$23,622 |
D/D |
1,645 |
21,891 |
0.01 |
- |
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58 Records found
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Page 1 of 3 |
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