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| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
18,370,000 |
| Market
Cap: |
131.71(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$7.135 - $12.56 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Horizon Technology Finance is an externally managed, non-diversified, closed-end investment company. Co.'s investment objective is to maximize its investment portfolio's total return by generating current income from the debt investments it makes and capital appreciation from the warrants it receives when making such debt investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
49,813 |
53,463 |
| Total Buy Value |
$0 |
$0 |
$464,073 |
$507,034 |
| Total People Bought |
0 |
0 |
4 |
4 |
| Total Buy Transactions |
0 |
0 |
6 |
7 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2025-03-30 |
2024-12-27 |
2024-06-28 |
2023-06-29 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Seitz Paul G |
Chief Investment OfficerOffice |
• – – |
2025-06-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
600 |
|
-4% |
|
| Balkin Michael |
Director |
• • – |
2024-12-16 |
4 |
B |
$8.53 |
$170,600 |
I/I |
20,000 |
20,000 |
2.1 |
4% |
|
| Michaud Gerald A. |
President |
• • – |
2024-11-25 |
4 |
B |
$9.31 |
$74,519 |
D/D |
8,000 |
169,309 |
2.81 |
-14% |
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| Savage Joseph J |
Director |
• • – |
2024-11-14 |
4 |
B |
$9.20 |
$41,400 |
D/D |
4,500 |
59,500 |
2.39 |
2% |
|
| Savage Joseph J |
Director |
• • – |
2024-11-13 |
4 |
B |
$9.35 |
$46,750 |
D/D |
5,000 |
55,000 |
2.39 |
2% |
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| Goodman Jonathan Joseph |
Director |
• • – |
2024-08-05 |
4 |
B |
$10.81 |
$25,004 |
I/I |
2,313 |
2,313 |
2.1 |
-13% |
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| Balkin Michael |
Director |
• • – |
2024-08-05 |
4 |
B |
$10.58 |
$105,800 |
D/D |
10,000 |
10,000 |
2.39 |
-13% |
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| Michaud Gerald A. |
President |
• • – |
2024-03-08 |
4 |
B |
$11.77 |
$42,961 |
D/D |
3,650 |
156,244 |
2.81 |
3% |
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| Michaud Gerald A. |
President |
• • – |
2022-12-20 |
4 |
B |
$11.03 |
$201,298 |
D/D |
18,250 |
144,585 |
2.81 |
3% |
|
| Pomeroy Robert D. Jr. |
CEO and Chairman of the Board |
• • – |
2022-12-09 |
4 |
B |
$13.03 |
$7,818 |
I/I |
600 |
8,717 |
2.58 |
-8% |
|
| Pomeroy Robert D. Jr. |
CEO and Chairman of the Board |
• • – |
2022-12-09 |
4 |
B |
$13.03 |
$52,120 |
D/D |
4,000 |
172,821 |
2.81 |
-8% |
|
| Michaud Gerald A. |
President |
• • – |
2022-12-06 |
4 |
B |
$12.90 |
$51,600 |
D/D |
4,000 |
126,335 |
2.81 |
-9% |
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| Trolio Daniel R. |
Executive VP and CFO |
• • – |
2022-11-16 |
4 |
B |
$13.04 |
$9,884 |
D/D |
758 |
2,374 |
2.74 |
-13% |
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| Mahoney Edmund V. |
Director |
• • – |
2022-09-29 |
4 |
B |
$9.88 |
$4,940 |
D/D |
500 |
7,169 |
2.31 |
26% |
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| Pomeroy Robert D. Jr. |
CHIEF EXECUTIVE OFFICER |
• • – |
2022-06-21 |
4 |
B |
$11.30 |
$45,200 |
D/D |
4,000 |
162,127 |
0.01 |
- |
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| Savage Joseph J |
|
– • – |
2022-05-16 |
4 |
B |
$12.23 |
$122,300 |
D/D |
10,000 |
50,000 |
0.01 |
- |
|
| Savage Joseph J |
|
– • – |
2022-05-12 |
4 |
B |
$11.82 |
$59,100 |
D/D |
5,000 |
40,000 |
0.01 |
- |
|
| Trolio Daniel R. |
CFO |
• – – |
2022-05-10 |
4 |
B |
$12.00 |
$4,968 |
D/D |
414 |
1,532 |
0.01 |
- |
|
| Michaud Gerald A. |
PRESIDENT |
• • – |
2022-05-09 |
4 |
B |
$12.06 |
$36,783 |
D/D |
3,050 |
121,899 |
0.01 |
- |
|
| Pomeroy Robert D. Jr. |
CHIEF EXECUTIVE OFFICER |
• • – |
2022-05-06 |
4 |
B |
$12.57 |
$12,570 |
I/I |
1,000 |
7,674 |
0.01 |
- |
|
| Pomeroy Robert D. Jr. |
CHIEF EXECUTIVE OFFICER |
• • – |
2022-05-06 |
4 |
B |
$12.73 |
$50,904 |
D/D |
4,000 |
155,539 |
0.01 |
- |
|
| Pomeroy Robert D. Jr. |
CHIEF EXECUTIVE OFFICER |
• • – |
2021-12-06 |
4 |
B |
$16.13 |
$9,678 |
I/I |
600 |
6,448 |
0.01 |
- |
|
| Pomeroy Robert D. Jr. |
CHIEF EXECUTIVE OFFICER |
• • – |
2021-12-06 |
4 |
B |
$16.11 |
$40,275 |
D/D |
2,500 |
146,244 |
0.01 |
- |
|
| Michaud Gerald A. |
PRESIDENT |
• • – |
2021-12-06 |
4 |
B |
$15.87 |
$54,752 |
D/D |
3,450 |
116,301 |
0.01 |
- |
|
| Pomeroy Robert D. Jr. |
Chief Executive Officer |
• • – |
2021-05-06 |
4 |
B |
$16.36 |
$9,816 |
I/I |
600 |
5,475 |
2.58 |
- |
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70 Records found
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