| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
56,454,000 |
| Market
Cap: |
478.17(M) |
| Last
Volume: |
842,498 |
Avg
Vol: |
424,156 |
| 52
Week Range: |
$7.51 - $9.22 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 5.5 |
| Insider 6 Months : 7.9 |
| Insider 3/6 Months : 13.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile Nuveen Floating Rate Income Fund is registered as a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
5,000 |
20,000 |
20,000 |
63,644 |
| Total Buy Value |
$39,743 |
$165,743 |
$165,743 |
$528,290 |
| Total People Bought |
1 |
1 |
1 |
4 |
| Total Buy Transactions |
1 |
2 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
20,000 |
110,909 |
| Total Sell Value |
$0 |
$0 |
$175,400 |
$906,405 |
| Total People Sold |
0 |
0 |
1 |
3 |
| Total Sell Transactions |
0 |
0 |
1 |
5 |
| End Date |
2025-03-30 |
2024-12-27 |
2024-06-28 |
2023-06-29 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Caraher Scott C. |
Portfolio Manager |
• • – |
2025-04-09 |
4 |
B |
$7.95 |
$39,743 |
D/D |
5,000 |
45,440 |
2.44 |
6% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2025-03-21 |
4 |
B |
$8.40 |
$126,000 |
D/D |
15,000 |
40,440 |
2.44 |
-0% |
|
| Thornton Matthew Iii |
Trustee |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$47,560 |
D/D |
5,800 |
34,800 |
|
- |
|
| Moschner Albin F |
Trustee |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$56,606 |
D/D |
6,903 |
34,516 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$34,768 |
D/D |
4,240 |
25,440 |
|
- |
|
| Lamb David J |
Vice President |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$111,774 |
D/D |
13,631 |
22,338 |
|
- |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$3,723 |
D/D |
454 |
768 |
|
- |
|
| Toth Terence J |
Trustee |
• • – |
2025-02-25 |
4 |
OE |
$8.20 |
$6,101 |
D/D |
744 |
4,464 |
|
- |
|
| Moschner Albin F |
Trustee |
• • – |
2024-10-01 |
4 |
S |
$8.77 |
$175,400 |
D/D |
(20,000) |
13,400 |
|
3% |
|
| Perry Michael A |
Vice President |
• • – |
2024-03-11 |
4 |
B |
$8.67 |
$50,667 |
I/I |
5,844 |
5,844 |
1.99 |
2% |
|
| Perry Michael A |
Vice President |
• • – |
2024-03-11 |
4 |
B |
$8.67 |
$57,221 |
D/D |
6,600 |
6,600 |
2.74 |
2% |
|
| Thornton Matthew Iii |
Trustee |
• • – |
2023-12-15 |
4 |
B |
$8.16 |
$236,643 |
D/D |
29,000 |
29,000 |
2.44 |
5% |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2023-10-26 |
4 |
S |
$7.67 |
$10,784 |
D/D |
(1,406) |
314 |
|
-13% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2023-10-03 |
4 |
S |
$7.90 |
$233,074 |
D/D |
(29,503) |
47,056 |
|
-9% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2023-09-27 |
4 |
S |
$8.11 |
$283,934 |
D/D |
(35,000) |
76,559 |
|
-5% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2023-09-26 |
4 |
S |
$8.13 |
$203,213 |
D/D |
(25,000) |
89,559 |
|
-4% |
|
| Moschner Albin F |
Trustee |
• • – |
2023-09-06 |
4 |
B |
$8.19 |
$18,016 |
D/D |
2,200 |
30,400 |
2.44 |
- |
|
| Lamb David J |
Vice President |
• • – |
2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
4,707 |
4,707 |
|
- |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
970 |
970 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
114,559 |
114,559 |
|
- |
|
| Moschner Albin F |
Trustee |
• • – |
2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
3,000 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-29 |
4 |
S |
$9.51 |
$88,605 |
I/I |
(9,317) |
5,665,888 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-28 |
4 |
S |
$9.56 |
$271,408 |
I/I |
(28,390) |
5,675,205 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-27 |
4 |
S |
$9.56 |
$1,654,616 |
I/I |
(173,077) |
5,703,595 |
|
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2021-04-26 |
4 |
S |
$9.57 |
$193,180 |
I/I |
(20,186) |
5,876,672 |
|
- |
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63 Records found
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Page 1 of 3 |
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