| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
28.00(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$205.71 - $399 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 179 |
| Guru Rank Value : 7.8 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
4,580 |
13,848 |
48,084 |
184,928 |
| Total Sell Value |
$1,734,040 |
$5,121,691 |
$17,634,136 |
$52,542,792 |
| Total People Sold |
2 |
5 |
6 |
9 |
| Total Sell Transactions |
4 |
8 |
11 |
27 |
| End Date |
2025-05-18 |
2025-02-14 |
2024-08-16 |
2023-08-17 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gates Greg |
Group Managing Director |
• – – |
2025-08-05 |
4 |
AS |
$371.55 |
$561,069 |
D/D |
(1,500) |
19,120 |
|
-1% |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-07-03 |
4 |
AS |
$378.17 |
$573,952 |
D/D |
(1,500) |
20,620 |
|
-4% |
|
| Schifter Richard P |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
13 |
39,197 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
13,826 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
17,030 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
2 |
11,039 |
|
- |
|
| Cohen Marc Eliot |
Group Managing Director |
• – – |
2025-06-12 |
4 |
D |
$379.39 |
$16,693 |
D/D |
(44) |
4,031 |
|
- |
|
| Putnam James S |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
136,645 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
23,302 |
|
- |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-06-12 |
4 |
D |
$379.39 |
$88,777 |
D/D |
(234) |
22,120 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2025-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
3 |
15,185 |
|
- |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-06-05 |
4 |
AS |
$375.52 |
$568,300 |
D/D |
(1,500) |
22,354 |
|
-3% |
|
| Jambusaria Aneri |
Group Managing Director |
• – – |
2025-06-02 |
4 |
AS |
$383.99 |
$30,719 |
D/D |
(80) |
5,662 |
|
-4% |
|
| Schifter Richard P |
Director |
– • – |
2025-06-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
238 |
39,184 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
23,292 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
39,422 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
13,822 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
602 |
11,037 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
602 |
17,026 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
36,371 |
|
- |
|
| Putnam James S |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
602 |
136,639 |
|
- |
|
| Ko Albert J |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
2,566 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2025-05-23 |
4 |
A |
$0.00 |
$0 |
D/D |
910 |
15,182 |
|
- |
|
| Jambusaria Aneri |
Managing Director |
• – – |
2025-03-14 |
4 |
AS |
$311.87 |
$24,950 |
D/D |
(80) |
5,742 |
|
17% |
|
| Eberhart Paulett |
Director |
– • – |
2025-03-13 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,305 |
16,420 |
|
- |
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916 Records found
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Page 1 of 37 |
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4.98 (1.4%) 
