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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
80,000,000 |
| Market
Cap: |
29.20(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$283.31 - $399 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 179 |
| Guru Rank Value : 7.8 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
7,388 |
11,218 |
57,497 |
165,135 |
| Total Sell Value |
$2,747,558 |
$4,080,653 |
$21,052,478 |
$49,191,840 |
| Total People Sold |
3 |
3 |
6 |
8 |
| Total Sell Transactions |
4 |
8 |
17 |
28 |
| End Date |
2025-10-30 |
2025-07-29 |
2025-01-28 |
2024-01-29 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schifter Richard P |
Director |
– • – |
2025-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,145 |
38,080 |
|
- |
|
| Morningstar Matthew |
Group Managing Director |
• – – |
2025-12-09 |
4 |
A |
$0.00 |
$0 |
D/D |
1,715 |
2,293 |
|
- |
|
| Morningstar Matthew |
Group Managing DirectorOfficer |
• – – |
2025-12-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
578 |
|
-1% |
|
| Steinmeier Richard |
Chief Executive Officer |
• – – |
2025-12-05 |
4 |
GD |
$0.00 |
$0 |
I/I |
275 |
16,813 |
|
- |
|
| Steinmeier Richard |
Chief Executive Officer |
• – – |
2025-12-05 |
4 |
AS |
$367.06 |
$1,876,482 |
D/D |
(5,058) |
9,326 |
|
-2% |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-12-05 |
4 |
AS |
$367.95 |
$278,231 |
D/D |
(750) |
14,620 |
|
-2% |
|
| Jambusaria Aneri |
Group Managing Director |
• – – |
2025-12-01 |
4 |
AS |
$352.48 |
$28,198 |
D/D |
(80) |
5,502 |
|
1% |
|
| Mnookin Allison |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
2 |
11,043 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
13,834 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
23,322 |
|
- |
|
| Putnam James S |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
136,659 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
3 |
15,191 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
17,038 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2025-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
39,225 |
|
- |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-11-05 |
4 |
AS |
$372.62 |
$564,647 |
D/D |
(1,500) |
15,370 |
|
-3% |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-10-06 |
4 |
AS |
$312.15 |
$235,814 |
D/D |
(750) |
16,870 |
|
16% |
|
| Reeping Katharine |
Principal Accounting Officer |
• – – |
2025-09-09 |
4 |
D |
$339.97 |
$19,038 |
D/D |
(56) |
1,972 |
|
- |
|
| Field Emily |
Group Managing Director |
• – – |
2025-09-05 |
4 |
A |
$0.00 |
$0 |
D/D |
817 |
817 |
|
- |
|
| Gates Greg |
Group Managing Director |
• – – |
2025-09-05 |
4 |
AS |
$329.17 |
$507,312 |
D/D |
(1,500) |
17,620 |
|
12% |
|
| Jambusaria Aneri |
Group Managing Director |
• – – |
2025-09-02 |
4 |
AS |
$361.25 |
$28,900 |
D/D |
(80) |
5,582 |
|
-1% |
|
| Putnam James S |
Director |
– • – |
2025-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
136,652 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2025-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
13,830 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2025-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3 |
15,188 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2025-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
17,034 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2025-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
23,312 |
|
- |
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934 Records found
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Page 1 of 38 |
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6.06 (1.69%) 
