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| Exchange: |
Nasdaq National Market |
| Security
Type: |
N/A |
| Shares
Out: |
71,061,000 |
| Market
Cap: |
410.02(M) |
| Last
Volume: |
707,277 |
Avg
Vol: |
400,797 |
| 52
Week Range: |
$5.91 - $7.44 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile PennantPark Investment is a closed-end, externally managed, non-diversified investment company. Co.'s objectives are to generate both current income and capital appreciation while seeking to preserve capital through debt and equity investments primarily made to U.S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
4,235 |
4,235 |
9,390 |
36,603 |
| Total Buy Value |
$25,016 |
$25,016 |
$60,044 |
$244,217 |
| Total People Bought |
1 |
1 |
1 |
2 |
| Total Buy Transactions |
1 |
1 |
3 |
9 |
| Total Shares Sold |
61,100 |
61,100 |
61,100 |
61,100 |
| Total Sell Value |
$369,070 |
$369,070 |
$369,070 |
$369,070 |
| Total People Sold |
1 |
1 |
1 |
1 |
| Total Sell Transactions |
3 |
3 |
3 |
3 |
| End Date |
2025-09-06 |
2025-06-05 |
2024-12-05 |
2023-12-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Briones Jose A |
|
– • – |
2025-12-01 |
4 |
B |
$5.91 |
$25,016 |
D/D |
4,235 |
274,722 |
0.01 |
-2% |
|
| Flug Jeffrey |
|
– • – |
2025-12-01 |
4 |
S |
$6.04 |
$127,423 |
I/I |
(21,100) |
207,218 |
|
2% |
|
| Flug Jeffrey |
|
– • – |
2025-11-28 |
4 |
S |
$6.06 |
$90,944 |
I/I |
(15,000) |
228,318 |
|
5% |
|
| Flug Jeffrey |
|
– • – |
2025-11-26 |
4 |
S |
$6.03 |
$150,703 |
I/I |
(25,000) |
243,318 |
|
5% |
|
| Briones Jose A |
|
– • – |
2025-05-21 |
4 |
B |
$6.59 |
$9,985 |
D/D |
1,515 |
270,487 |
0.01 |
2% |
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| Briones Jose A |
|
– • – |
2025-05-14 |
4 |
B |
$6.88 |
$25,043 |
D/D |
3,640 |
268,972 |
0.01 |
-2% |
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| Briones Jose A |
|
– • – |
2024-11-27 |
4 |
B |
$6.80 |
$24,972 |
D/D |
3,675 |
265,332 |
0.01 |
-7% |
|
| Allorto Richard T Jr |
CFO and Treasurer |
• – – |
2024-03-12 |
4 |
B |
$6.80 |
$33,979 |
D/D |
5,000 |
15,000 |
0.01 |
6% |
|
| Briones Jose A |
|
– • – |
2024-02-26 |
4 |
B |
$6.86 |
$7,996 |
I/I |
1,166 |
10,333 |
0.01 |
16% |
|
| Briones Jose A |
|
– • – |
2024-02-26 |
4 |
B |
$6.85 |
$41,970 |
D/D |
6,122 |
261,657 |
0.01 |
16% |
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| Briones Jose A |
Director |
– • – |
2024-02-13 |
4 |
B |
$6.67 |
$25,345 |
D/D |
3,800 |
255,535 |
2.39 |
12% |
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| Briones Jose A |
Director |
– • – |
2024-02-09 |
4 |
B |
$6.70 |
$49,911 |
D/D |
7,450 |
251,735 |
2.39 |
11% |
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| Briones Jose A |
Director |
– • – |
2023-12-05 |
4 |
B |
$6.38 |
$9,983 |
D/D |
1,565 |
242,031 |
2.39 |
6% |
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| Briones Jose A |
Director |
– • – |
2023-12-04 |
4 |
B |
$6.42 |
$9,988 |
D/D |
1,557 |
240,466 |
2.39 |
6% |
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| Briones Jose A |
Director |
– • – |
2023-11-22 |
4 |
B |
$6.47 |
$9,988 |
D/D |
1,545 |
238,909 |
2.39 |
6% |
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| Briones Jose A |
Director |
– • – |
2023-08-22 |
4 |
B |
$6.45 |
$24,929 |
D/D |
3,865 |
237,364 |
2.39 |
8% |
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| Briones Jose A |
Director |
– • – |
2023-08-14 |
4 |
B |
$6.82 |
$74,982 |
D/D |
10,960 |
233,499 |
2.39 |
-3% |
|
| Katz Samuel L |
Director |
– • – |
2023-06-09 |
4 |
B |
$5.86 |
$46,876 |
D/D |
8,000 |
74,710 |
2.39 |
9% |
|
| Katz Samuel L |
Director |
– • – |
2023-06-02 |
4 |
B |
$5.52 |
$55,354 |
D/D |
10,000 |
66,710 |
2.39 |
15% |
|
| Katz Samuel L |
Director |
– • – |
2023-06-01 |
4 |
B |
$5.49 |
$82,296 |
D/D |
15,000 |
56,710 |
2.39 |
15% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2023-05-18 |
4 |
B |
$5.59 |
$134,225 |
I/I |
24,000 |
1,113,423 |
2.66 |
14% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2023-05-17 |
4 |
B |
$5.53 |
$127,271 |
I/I |
23,000 |
1,089,423 |
2.66 |
15% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2023-05-16 |
4 |
B |
$5.42 |
$113,837 |
I/I |
21,000 |
1,066,423 |
2.66 |
18% |
|
| Allorto Richard T Jr |
CFO and Treasurer |
• – – |
2023-05-15 |
4 |
B |
$5.35 |
$53,500 |
D/D |
10,000 |
10,000 |
2.74 |
21% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2023-05-15 |
4 |
B |
$5.37 |
$134,155 |
I/I |
25,000 |
1,045,423 |
2.66 |
21% |
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89 Records found
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