| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
11.71(B) |
| Last
Volume: |
476,193 |
Avg
Vol: |
613,095 |
| 52
Week Range: |
$76.49 - $117.72 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 2.6 |
| Insider 6 Months : 2.6 |
| Insider 3/6 Months : 5.5 |
|
| Guru Rank Number : 1204 |
| Guru Rank Value : -1 |
| Guru Occurances : 2 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
9 |
9 |
9 |
9 |
| Total Buy Value |
$1,013 |
$1,013 |
$1,013 |
$1,013 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
4 |
4 |
4 |
4 |
| Total Shares Sold |
0 |
22,922 |
71,422 |
174,738 |
| Total Sell Value |
$0 |
$2,256,953 |
$7,851,693 |
$15,568,889 |
| Total People Sold |
0 |
2 |
5 |
7 |
| Total Sell Transactions |
0 |
2 |
5 |
11 |
| End Date |
2025-06-15 |
2025-03-14 |
2024-09-13 |
2023-09-14 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Marischen James M |
Chief Financial Officer |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$564,500 |
D/D |
(5,000) |
63,846 |
|
- |
|
| Zemlyak James M |
Co-President |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$1,693,500 |
D/D |
(15,000) |
1,154,549 |
|
- |
|
| Michaud Thomas R |
Senior Vice President |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$2,258,000 |
D/D |
(20,000) |
69,469 |
|
- |
|
| Sliney David D |
Chief Operating Officer |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$1,693,500 |
D/D |
(15,000) |
156,043 |
|
- |
|
| Fisher Mark P |
Senior VP & General Counsel |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$1,129,000 |
D/D |
(10,000) |
46,599 |
|
- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2025-08-19 |
4 |
D |
$112.90 |
$4,516,000 |
D/D |
(40,000) |
1,196,467 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2025-08-19 |
4 |
D |
$112.90 |
$3,951,500 |
D/D |
(35,000) |
149,360 |
|
- |
|
| Raymond Charles Bradford |
Co-Head Global Instl Eqty Adv |
– – – |
2025-08-19 |
4 |
D |
$112.90 |
$1,129,000 |
D/D |
(10,000) |
32,555 |
|
- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2025-08-15 |
4 |
D |
$114.20 |
$1,027,800 |
D/D |
(9,000) |
1,236,467 |
|
- |
|
| Zemlyak James M |
Co-President |
• – – |
2025-08-13 |
4 |
B |
$116.00 |
$232 |
I/I |
2 |
7,037 |
0.01 |
-1% |
|
| Zemlyak James M |
Co-President |
• – – |
2025-08-12 |
4 |
B |
$114.16 |
$228 |
I/I |
2 |
7,035 |
0.01 |
1% |
|
| Zemlyak James M |
Co-President |
• – – |
2025-08-11 |
4 |
B |
$111.76 |
$112 |
I/I |
1 |
7,033 |
0.01 |
4% |
|
| Zemlyak James M |
Co-President |
• – – |
2025-08-07 |
4 |
B |
$110.17 |
$441 |
I/I |
4 |
7,032 |
0.01 |
5% |
|
| Weisel Thomas W |
|
– • – |
2025-07-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,183 |
9,828 |
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- |
|
| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2025-06-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,000 |
1,245,467 |
|
- |
|
| Weisel Thomas W |
|
– • – |
2025-06-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,777 |
11,011 |
|
- |
|
| Raymond Charles Bradford |
|
– – – |
2025-06-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
42,555 |
|
19% |
|
| Zimmerman Michael J |
|
– • – |
2025-06-06 |
4 |
S |
$96.39 |
$966,950 |
D/D |
(10,000) |
45,833 |
|
-19% |
|
| Brown Maryam S. |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,914 |
5,078 |
|
- |
|
| Brown Michael W |
|
– • – |
2025-06-05 |
4 |
A |
$0.00 |
$0 |
D/D |
1,914 |
66,968 |
|
- |
|
| Markus Maura A. |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,914 |
27,454 |
|
- |
|
| Kavanaugh James P. |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,914 |
7,096 |
|
- |
|
| Berlew Adam T. |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,914 |
14,442 |
|
- |
|
| Zimmerman Michael J |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,914 |
55,833 |
|
- |
|
| Peacock David A |
|
– • – |
2025-06-05 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,914 |
10,187 |
|
- |
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711 Records found
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Page 1 of 29 |
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1.58 (1.37%) 
