| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
30,650,000 |
| Market
Cap: |
92.56(M) |
| Last
Volume: |
8,625 |
Avg
Vol: |
110,212 |
| 52
Week Range: |
$2.22 - $5.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2025-10-26 |
2025-07-25 |
2025-01-24 |
2024-01-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
Gebbia John M. |
Member of 10% owner group |
|
2026-01-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(26,000) |
490,000 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2026-01-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
26,000 |
516,000 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2026-01-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,000 |
1,921,891 |
|
- |
|
Gebbia Gloria E |
Member of 10% owner group |
|
2026-01-20 |
4 |
GD |
$0.00 |
$0 |
I/I |
140,000 |
9,833,494 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2026-01-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(13,000) |
374,000 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2026-01-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,000 |
387,000 |
|
- |
|
Gebbia John J |
CEOMember of 10% owner group |
|
2026-01-20 |
4 |
GD |
$0.00 |
$0 |
I/I |
140,000 |
9,833,494 |
|
- |
|
Gebbia Richard |
Member of 10% owner group |
|
2026-01-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(13,000) |
561,273 |
|
- |
|
Gebbia Richard |
Member of 10% owner group |
|
2026-01-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,000 |
574,273 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2025-11-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(13,000) |
374,000 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2025-11-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,000 |
387,000 |
|
- |
|
Gebbia Richard |
Member of 10% owner group |
|
2025-11-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(13,000) |
561,273 |
|
- |
|
Gebbia Richard |
Member of 10% owner group |
|
2025-11-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,000 |
574,273 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2025-11-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(26,000) |
490,000 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2025-11-20 |
4 |
GA |
$0.00 |
$0 |
I/I |
26,000 |
516,000 |
|
- |
|
Gebbia Gloria E |
Member of 10% owner group |
|
2025-11-20 |
4 |
GD |
$0.00 |
$0 |
I/I |
128,000 |
9,569,714 |
|
- |
|
Gebbia John J |
CEOMember of 10% owner group |
|
2025-11-20 |
4 |
GD |
$0.00 |
$0 |
I/I |
128,000 |
9,569,714 |
|
- |
|
Reich Andrew H |
EVP, COO CFO and Secretary |
|
2025-11-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
20,000 |
589,574 |
|
- |
|
Zabatta Charles |
Director |
|
2025-07-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
180,000 |
530,439 |
|
- |
|
Zabatta Charles |
Director |
|
2025-07-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
180,000 |
20,000 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2025-06-11 |
4 |
A |
$0.00 |
$0 |
I/I |
300,000 |
490,000 |
|
- |
|
Gebbia John M. |
Member of 10% owner group |
|
2025-06-11 |
4 |
D |
$0.00 |
$0 |
D/D |
(100,000) |
1,924,891 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2025-06-11 |
4 |
A |
$0.00 |
$0 |
I/I |
300,000 |
374,000 |
|
- |
|
Gebbia David |
Member of 10% owner group |
|
2025-06-11 |
4 |
D |
$0.00 |
$0 |
D/D |
(100,000) |
1,415,318 |
|
- |
|
Gebbia Richard |
Member of 10% owner group |
|
2025-06-11 |
4 |
A |
$0.00 |
$0 |
I/I |
300,000 |
561,273 |
|
- |
|
163 Records found
|
|
Page 1 of 7 |
|
|