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| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,810,000 |
| Market
Cap: |
188.82(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$13.28 - $19.22 |
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| Level
I Sector: |
Information Technology |
| Level
II Sector: |
Internet |
| Level
III Sector: |
Internet Software & Services |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile SWK Holdings focuses on pharmaceutical development, manufacturing and intellectual property licensing business. Co.'s reportable segments include Finance Receivables and Pharmaceutical Development. Co.'s finance receivables segment is primarily focused on commercial-stage products and related intellectual property through royalty purchases and financings, as well as through commercialized products. Co. engages in Pharmaceutical Development segment through its subsidiary, Enteris BioPharma, Inc. (Enteris). Enteris is a clinical stage biopharmaceutical company providing formulation solutions built around its proprietary oral drug delivery technologies, the Peptelligence® platform.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2025-03-30 |
2024-12-27 |
2024-06-28 |
2023-06-29 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hatcher Robert K. |
Director |
– • – |
2025-06-16 |
4 |
A |
$14.26 |
$55,015 |
D/D |
3,858 |
16,662 |
|
- |
|
| Dotter Laurie L. |
Director |
– • – |
2025-06-16 |
4 |
A |
$14.26 |
$55,015 |
D/D |
3,858 |
16,791 |
|
- |
|
| Albright Jerry |
Director |
– • – |
2025-06-16 |
4 |
A |
$14.26 |
$55,015 |
D/D |
3,858 |
10,832 |
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- |
|
| Staggs Joe David Jr |
PRESIDENT |
• – – |
2025-04-15 |
4 |
D |
$18.10 |
$468,012 |
D/D |
(25,857) |
123,766 |
|
- |
|
| Staggs Joe David Jr |
PRESIDENT |
• – – |
2025-04-15 |
4 |
OE |
$9.61 |
$378,525 |
D/D |
33,750 |
149,623 |
|
- |
|
| Rice Adam |
Chief Financial Officer |
• – – |
2025-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
9,175 |
15,247 |
|
- |
|
| Staggs Joe David Jr |
PRESIDENT |
• – – |
2025-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
36,700 |
115,873 |
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- |
|
| Owen Augustus Carlson 1997 A Trust |
|
– – – |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
62,078 |
|
1% |
|
| Carlson Lewis |
|
– – – |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
62,078 |
|
1% |
|
| Carlson Foundation |
|
– – – |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,693 |
|
1% |
|
| Carlson Clint Duane |
|
– – • |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
399,394 |
|
1% |
|
| Carlson Clint Duane |
|
– – • |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
12,353 |
|
1% |
|
| Julian Orlando Carlson 1997 A Trust |
|
– – – |
2024-10-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
62,078 |
|
1% |
|
| Carlson Clint Duane |
|
– – • |
2024-10-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(600,678) |
0 |
|
- |
|
| Rice Adam |
Chief Financial Officer |
• – – |
2024-07-03 |
4 |
A |
$0.00 |
$0 |
D/D |
6,072 |
6,072 |
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- |
|
| Pennington Marcus Edward |
Director |
– • – |
2024-07-01 |
4 |
A |
$16.89 |
$17,751 |
D/D |
1,051 |
22,227 |
|
- |
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| Dotter Laurie L. |
Director |
– • – |
2024-06-27 |
4 |
A |
$16.91 |
$55,008 |
D/D |
3,253 |
12,933 |
|
- |
|
| Hatcher Robert K. |
Director |
– • – |
2024-06-27 |
4 |
A |
$16.91 |
$55,008 |
D/D |
3,253 |
12,804 |
|
- |
|
| Albright Jerry |
Director |
– • – |
2024-06-27 |
4 |
A |
$16.91 |
$55,008 |
D/D |
3,253 |
6,974 |
|
- |
|
| Pennington Marcus Edward |
Director |
– • – |
2024-06-27 |
4 |
A |
$16.91 |
$55,008 |
D/D |
3,253 |
21,176 |
|
- |
|
| Pennington Marcus Edward |
Director |
– • – |
2024-04-01 |
4 |
A |
$16.88 |
$31,498 |
D/D |
1,866 |
17,923 |
|
- |
|
| Hatcher Robert K. |
Director |
– • – |
2024-04-01 |
4 |
A |
$16.88 |
$13,757 |
D/D |
815 |
9,551 |
|
- |
|
| Dotter Laurie L. |
Director |
– • – |
2024-04-01 |
4 |
A |
$16.88 |
$13,757 |
D/D |
815 |
9,680 |
|
- |
|
| Albright Jerry |
Director |
– • – |
2024-04-01 |
4 |
A |
$16.88 |
$13,757 |
D/D |
815 |
3,721 |
|
- |
|
| Staggs Joe David Jr |
PRESIDENT |
• – – |
2024-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
35,881 |
79,173 |
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- |
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234 Records found
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Page 1 of 10 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.49 (3.22%) 
