| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
29,800,000 |
| Market
Cap: |
183.87(M) |
| Last
Volume: |
87,663 |
Avg
Vol: |
27,713 |
| 52
Week Range: |
$5.85 - $9.38 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.6 |
| Insider 3/6 Months : 8.3 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
1,000 |
2,815 |
2,815 |
2,815 |
| Total Buy Value |
$6,055 |
$17,562 |
$17,562 |
$17,562 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
2 |
2 |
2 |
| Total Shares Sold |
0 |
0 |
4,576 |
4,576 |
| Total Sell Value |
$0 |
$0 |
$38,700 |
$38,700 |
| Total People Sold |
0 |
0 |
2 |
2 |
| Total Sell Transactions |
0 |
0 |
2 |
2 |
| End Date |
2025-09-18 |
2025-06-17 |
2024-12-17 |
2023-12-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Css Llc/il |
10% Owner |
– – • |
2025-12-12 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,742,506 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2025-12-11 |
4 |
OE |
$6.07 |
$44,918 |
D/D |
7,400 |
11,800 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2025-12-11 |
4 |
OE |
$6.07 |
$491,524 |
D/D |
80,976 |
93,224 |
|
- |
|
| Dakos Andrew |
President and CEO |
• • – |
2025-12-11 |
4 |
OE |
$6.07 |
$212,838 |
D/D |
35,064 |
35,128 |
|
- |
|
| Das Rajeev P |
Secretary |
• – – |
2025-12-11 |
4 |
OE |
$6.07 |
$2,841 |
D/D |
468 |
500 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2025-10-27 |
4 |
B |
$6.06 |
$6,055 |
D/D |
1,000 |
4,400 |
2.39 |
2% |
|
| Sell Moritz A |
Director |
– • – |
2025-06-30 |
4 |
B |
$6.34 |
$11,507 |
D/D |
1,815 |
3,400 |
2.39 |
-6% |
|
| Hellerman Gerald |
Director |
– • – |
2025-04-02 |
4 |
S |
$9.24 |
$379 |
D/D |
(41) |
5,283 |
|
34% |
|
| Goldstein Phillip |
Director |
– • – |
2025-01-17 |
4 |
S |
$8.45 |
$38,321 |
D/D |
(4,535) |
12,248 |
|
25% |
|
| Dakos Andrew |
President and CEO |
• • – |
2022-03-03 |
4 |
B |
$8.82 |
$8,820 |
I/I |
1,000 |
3,000 |
2.58 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2022-03-02 |
4 |
B |
$8.84 |
$8,850 |
D/D |
1,000 |
5,324 |
2.39 |
- |
|
| Dakos Andrew |
President and CEO |
• • – |
2022-02-03 |
4 |
B |
$9.31 |
$5,325 |
I/I |
572 |
2,000 |
2.58 |
- |
|
| Dakos Andrew |
President and CEO |
• • – |
2022-02-02 |
4 |
B |
$9.38 |
$4,015 |
I/I |
428 |
1,428 |
2.58 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-07-02 |
4 |
S |
$9.79 |
$11,865 |
D/D |
(1,212) |
16,783 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-06-04 |
4 |
S |
$9.48 |
$731,404 |
D/D |
(76,958) |
17,995 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-06-03 |
4 |
S |
$9.67 |
$19,284 |
D/D |
(1,994) |
94,953 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-06-02 |
4 |
S |
$9.71 |
$84,650 |
D/D |
(8,711) |
96,947 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-06-01 |
4 |
S |
$9.69 |
$97,920 |
D/D |
(10,089) |
105,658 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2021-05-05 |
4 |
S |
$9.12 |
$18,240 |
D/D |
(2,000) |
1,330 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2020-10-02 |
4 |
S |
$8.37 |
$16,740 |
D/D |
(2,000) |
3,330 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2020-04-30 |
4 |
B |
$7.37 |
$3,685 |
D/D |
500 |
115,747 |
2.31 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2020-04-23 |
4 |
B |
$7.35 |
$36,750 |
D/D |
5,000 |
115,247 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2020-04-03 |
4 |
B |
$6.90 |
$6,900 |
D/D |
1,000 |
4,067 |
2.39 |
- |
|
| Sell Moritz A |
Director |
– • – |
2020-03-16 |
4 |
B |
$6.13 |
$6,234 |
D/D |
1,017 |
5,050 |
2.39 |
- |
|
| Sell Moritz A |
Director |
– • – |
2020-03-09 |
4 |
B |
$7.67 |
$15,346 |
D/D |
2,000 |
4,033 |
2.39 |
- |
|
84 Records found
|
|
Page 1 of 4 |
|
|
0.07 (1.12%) 
