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| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
69,900,000 |
| Market
Cap: |
2.21(B) |
| Last
Volume: |
37,273 |
Avg
Vol: |
51,559 |
| 52
Week Range: |
$27.37 - $34.67 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
4,000 |
7,000 |
| Total Buy Value |
$0 |
$0 |
$134,400 |
$215,611 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
1 |
2 |
| Total Shares Sold |
0 |
1,815 |
1,815 |
1,842 |
| Total Sell Value |
$0 |
$56,678 |
$56,678 |
$57,426 |
| Total People Sold |
0 |
1 |
1 |
2 |
| Total Sell Transactions |
0 |
1 |
1 |
2 |
| End Date |
2025-03-30 |
2024-12-27 |
2024-06-28 |
2023-06-29 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Carlton Pamela G |
|
• • – |
2025-03-07 |
4 |
S |
$31.22 |
$56,678 |
D/D |
(1,815) |
101 |
|
-0% |
|
| Truscott William F |
Senior Vice President |
• • – |
2024-11-18 |
4 |
B |
$33.60 |
$134,400 |
I/I |
4,000 |
4,000 |
0.01 |
-9% |
|
| Truscott William F |
Senior Vice President |
• • – |
2024-11-08 |
4 |
GD |
$0.00 |
$0 |
I/I |
2,000 |
0 |
|
- |
|
| Waldner Matthew M |
|
– – – |
2024-03-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
151 |
|
6% |
|
| Waldner Matthew M |
|
– – – |
2024-03-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
15,743 |
|
6% |
|
| Moffett David M |
|
– • – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
6% |
|
| Kelly Janet Langford |
|
– • – |
2023-08-29 |
4 |
S |
$27.71 |
$748 |
D/D |
(27) |
73 |
|
-4% |
|
| Sivaraman Raghavendran |
Portfolio Manager of Issuer |
– – – |
2023-07-06 |
4 |
B |
$27.06 |
$81,211 |
D/D |
3,000 |
3,000 |
0.01 |
-2% |
|
| Kelly Janet Langford |
Director |
– • – |
2023-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
1% |
|
| Lee Grace |
Portfolio Manager of Issuer |
– – – |
2022-03-14 |
4 |
B |
$29.15 |
$58,300 |
D/D |
2,000 |
2,000 |
2.44 |
- |
|
| Hacker Douglas A |
Director |
– • – |
2022-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
220 |
|
- |
|
| Beckman Daniel |
Senior Vice President |
• – – |
2021-05-06 |
4 |
B |
$34.00 |
$11,050 |
D/D |
325 |
325 |
2.74 |
- |
|
| Petersen Christopher O. |
President & Prin Exec Off |
• – – |
2020-11-17 |
4 |
B |
$28.40 |
$2,840 |
D/D |
100 |
100 |
2.66 |
- |
|
| Yeager Sandra |
Director |
– • – |
2020-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
|
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2020-03-02 |
4 |
B |
$26.09 |
$112,307 |
D/D |
4,275 |
150,000 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2020-03-02 |
4 |
B |
$25.44 |
$146,329 |
D/D |
5,637 |
145,637 |
2.44 |
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2020-03-01 |
4 |
B |
$26.62 |
$2,343 |
D/D |
88 |
148,391 |
2.36 |
- |
|
| Carlton Pamela G |
Director |
– • – |
2020-02-03 |
4 |
S |
$28.34 |
$28,354 |
D/D |
(1,000) |
1,263 |
|
- |
|
| Gallagher Brian J |
Director |
– • – |
2020-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
207 |
|
- |
|
| Santomero Anthony M |
Director |
– • – |
2019-04-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2018-12-31 |
4 |
B |
$23.37 |
$116,991 |
D/D |
5,000 |
12,827 |
2.44 |
- |
|
| Albanese Peter |
Portfolio Manager of Issuer |
– – – |
2018-06-12 |
4 |
S |
$27.49 |
$151,272 |
D/D |
(5,500) |
5,068 |
|
- |
|
| King David L |
Portfolio Manager of Issuer |
– – – |
2017-03-22 |
4 |
B |
$22.79 |
$228,628 |
D/D |
10,000 |
140,000 |
2.44 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2017-03-13 |
4 |
B |
$23.22 |
$46,440 |
I/I |
2,000 |
7,500 |
0.01 |
- |
|
| Jin Yan |
Portfolio Manager of Issuer |
– – – |
2017-02-03 |
4 |
B |
$22.63 |
$22,625 |
D/D |
1,000 |
5,500 |
2.44 |
- |
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29 Records found
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