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| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
8,071,000 |
| Market
Cap: |
39.87(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$4.85 - $7.15 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
20,000 |
20,000 |
27,000 |
54,962 |
| Total Buy Value |
$100,140 |
$100,140 |
$145,129 |
$341,457 |
| Total People Bought |
1 |
1 |
2 |
3 |
| Total Buy Transactions |
1 |
1 |
4 |
14 |
| Total Shares Sold |
13,009 |
13,009 |
13,009 |
13,009 |
| Total Sell Value |
$73,119 |
$73,119 |
$73,119 |
$73,119 |
| Total People Sold |
1 |
1 |
1 |
1 |
| Total Sell Transactions |
1 |
1 |
1 |
1 |
| End Date |
2025-07-31 |
2025-04-29 |
2024-10-29 |
2023-10-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Law Lauren Kristen |
Sub-Adviser Inv Comm Member |
– – – |
2025-10-24 |
4 |
B |
$5.01 |
$100,140 |
D/D |
20,000 |
20,000 |
2.44 |
-2% |
|
| Jones Scott C |
Trustee |
– – – |
2025-09-11 |
4 |
S |
$5.62 |
$73,119 |
D/D |
(13,009) |
0 |
|
12% |
|
| Spence John Yogi |
Vice President |
• – – |
2025-02-21 |
4 |
B |
$6.38 |
$12,760 |
D/D |
2,000 |
551,806 |
2.74 |
-11% |
|
| Spence John Yogi |
Vice President |
• – – |
2025-02-19 |
4 |
B |
$6.41 |
$19,229 |
D/D |
3,000 |
549,806 |
2.74 |
-12% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2024-12-19 |
4 |
B |
$6.50 |
$13,000 |
D/D |
2,000 |
546,806 |
2.44 |
-13% |
|
| Flynn Kimberly Ann |
Vice President |
• – – |
2024-12-18 |
4 |
A |
$0.00 |
$0 |
D/D |
3,004 |
43,204 |
|
- |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2024-12-18 |
4 |
A |
$0.00 |
$0 |
D/D |
2,857 |
7,131 |
|
- |
|
| Spence John Yogi |
Vice President |
• – – |
2024-12-18 |
4 |
D |
$0.00 |
$0 |
I/I |
(6,052) |
20,734 |
|
- |
|
| Brombach Theodore J |
President & CEO |
• • – |
2024-12-18 |
4 |
D |
$0.00 |
$0 |
I/I |
(6,052) |
20,734 |
|
- |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2024-05-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
531,763 |
|
- |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2024-05-10 |
4 |
B |
$7.13 |
$24,599 |
I/I |
3,450 |
27,401 |
0.01 |
-5% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2024-05-10 |
4 |
B |
$7.13 |
$24,599 |
I/I |
3,450 |
27,401 |
1.99 |
-5% |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2024-05-09 |
4 |
B |
$7.13 |
$24,363 |
I/I |
3,417 |
23,951 |
0.01 |
-5% |
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| Brombach Theodore J |
President & CEO |
• – – |
2024-05-09 |
4 |
B |
$7.13 |
$24,363 |
I/I |
3,417 |
23,951 |
1.99 |
-5% |
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| Meyers William T. |
Director |
– • – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,000 |
|
-1% |
|
| Meyers William T. |
Director |
– • – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,150 |
|
-1% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-12 |
4 |
B |
$7.05 |
$5,816 |
I/I |
825 |
19,327 |
0.01 |
-1% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2023-12-12 |
4 |
B |
$7.05 |
$5,816 |
I/I |
825 |
19,327 |
1.99 |
-1% |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2023-12-11 |
4 |
A |
$0.00 |
$0 |
D/D |
2,209 |
3,661 |
|
- |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,409) |
18,502 |
|
- |
|
| Brombach Theodore J |
President & CEO |
• – – |
2023-12-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,409) |
18,502 |
|
- |
|
| Flynn Kimberly Ann |
Vice President |
• – – |
2023-12-11 |
4 |
A |
$0.00 |
$0 |
D/D |
2,400 |
40,200 |
|
- |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-05 |
4 |
B |
$6.89 |
$41,340 |
I/I |
6,000 |
23,684 |
0.01 |
0% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2023-12-05 |
4 |
B |
$6.89 |
$41,340 |
I/I |
6,000 |
23,684 |
1.99 |
0% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2023-11-13 |
4 |
B |
$7.08 |
$2,046 |
I/I |
289 |
17,684 |
1.91 |
-0% |
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150 Records found
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