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|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
270,689,000 |
Market
Cap: |
13.33(B) |
Last
Volume: |
35,949,466 |
Avg
Vol: |
35,850,974 |
52
Week Range: |
$49.26 - $49.26 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Sher Lori |
EVP, General Counsel |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
95 |
62,058 |
|
- |
|
Healy James P |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
87 |
52,805 |
|
- |
|
Pizzi Michael A. |
Chief Executive Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
305 |
188,147 |
|
- |
|
Minetola Matthew |
Chief Information Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
70 |
23,326 |
|
- |
|
Lawson Rodger A |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
145 |
85,060 |
|
- |
|
Leibowitz Shelley B |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
49 |
25,460 |
|
- |
|
Wyckoff Dirk W |
Principal Accounting Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
20 |
15,559 |
|
- |
|
Ellertson Jaime Wallace |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
4,548 |
|
- |
|
Carbone Richard J |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
108 |
38,275 |
|
- |
|
Turner Chad E. |
Chief Financial Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
132 |
55,503 |
|
- |
|
Simonich Brent |
EVP, Chief Risk Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
79 |
47,089 |
|
- |
|
Weaver Donna L |
Director |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
67,165 |
|
- |
|
Milligan Alice |
EVP, Chief Customer Officer |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
135 |
44,597 |
|
- |
|
Curcio Michael John |
EVP, Institutional |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
130 |
116,921 |
|
- |
|
Murphy Michael Jos. |
Sr. MD, Retail Brokerage |
|
2020-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
44,279 |
|
- |
|
Curcio Michael John |
EVP, Institutional |
|
2020-02-27 |
4 |
AS |
$46.30 |
$93,985 |
D/D |
(2,030) |
116,791 |
|
10% |
|
Murphy Michael Jos. |
SVP, Retail Brokerage |
|
2020-02-24 |
4 |
D |
$50.61 |
$168,531 |
D/D |
(3,330) |
44,201 |
|
- |
|
Lawson Rodger A |
Director |
|
2020-02-12 |
4 |
AS |
$44.53 |
$1,453,137 |
D/D |
(32,634) |
84,915 |
|
11% |
|
Curcio Michael John |
EVP, Institutional |
|
2020-02-09 |
4 |
D |
$43.37 |
$146,981 |
D/D |
(3,389) |
118,821 |
|
- |
|
Murphy Michael Jos. |
SVP, Retail Brokerage |
|
2020-02-09 |
4 |
D |
$43.37 |
$49,095 |
D/D |
(1,132) |
47,531 |
|
- |
|
Lawson Rodger A |
Director |
|
2020-02-09 |
4 |
D |
$43.37 |
$118,704 |
D/D |
(2,737) |
117,549 |
|
- |
|
Pizzi Michael A. |
Chief Executive Officer |
|
2020-02-09 |
4 |
D |
$43.37 |
$149,627 |
D/D |
(3,450) |
187,842 |
|
- |
|
Turner Chad E. |
EVP, Chief Financial Officer |
|
2020-02-09 |
4 |
D |
$43.37 |
$31,790 |
D/D |
(733) |
55,371 |
|
- |
|
Wyckoff Dirk W |
Principal Accounting Officer |
|
2020-02-09 |
4 |
D |
$43.37 |
$20,210 |
D/D |
(466) |
15,539 |
|
- |
|
Sher Lori |
EVP, General Counsel |
|
2020-02-09 |
4 |
D |
$43.37 |
$34,045 |
D/D |
(785) |
61,963 |
|
- |
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517 Records found
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Page 4 of 21 |
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