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|
Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
9,680,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$2.24 - $2.24 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-06-20 |
2024-03-19 |
2023-09-19 |
2022-09-19 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Samuels Steven |
10% Owner |
|
2015-06-17 |
4 |
B |
$4.80 |
$22,080 |
I/I |
4,600 |
787,417 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-05-13 |
4 |
B |
$5.10 |
$510 |
I/I |
100 |
782,817 |
1.42 |
- |
|
Samuels Steven |
10% Owner |
|
2015-05-12 |
4 |
B |
$5.10 |
$11,990 |
I/I |
2,351 |
782,717 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-05-11 |
4 |
B |
$5.10 |
$16,102 |
I/I |
3,158 |
780,366 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-05-08 |
4 |
B |
$5.10 |
$4,080 |
I/I |
800 |
777,208 |
1.42 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-29 |
4 |
B |
$5.10 |
$104,133 |
I/I |
20,419 |
776,408 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-23 |
4 |
B |
$5.02 |
$42,839 |
I/I |
8,538 |
755,989 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-22 |
4 |
B |
$5.00 |
$21,945 |
I/I |
4,389 |
747,451 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-21 |
4 |
B |
$5.02 |
$80,874 |
I/I |
16,122 |
743,062 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-20 |
4 |
B |
$5.00 |
$13,485 |
I/I |
2,697 |
726,940 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-17 |
4 |
B |
$5.00 |
$20,500 |
I/I |
4,100 |
724,243 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2015-04-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
720,143 |
|
- |
|
Schweiger Frederic |
CFO, COO, CCO, Treasurer & Sec |
|
2014-09-18 |
4 |
A |
$5.38 |
$1,787 |
D/D |
332 |
27,195 |
|
- |
|
Simonton Taylor |
Director |
|
2014-09-18 |
4 |
A |
$5.38 |
$867 |
D/D |
161 |
13,237 |
|
- |
|
Rogers Kyle L |
Chief Investment Officer |
|
2014-09-18 |
4 |
A |
$5.38 |
$554 |
D/D |
103 |
8,469 |
|
- |
|
Keating Timothy J |
CEO and President |
|
2014-09-18 |
4 |
A |
$5.38 |
$6,001 |
D/D |
1,115 |
99,651 |
|
- |
|
Berger Laurence Wakefield |
Director |
|
2014-09-18 |
4 |
A |
$5.38 |
$2,783 |
D/D |
517 |
28,366 |
|
- |
|
Rogers Kyle L |
Chief Investment Officer |
|
2014-06-17 |
4 |
A |
$6.12 |
$826 |
D/D |
135 |
8,366 |
|
- |
|
Berger Laurence Wakefield |
Director |
|
2014-06-17 |
4 |
A |
$6.12 |
$2,740 |
D/D |
448 |
27,848 |
|
- |
|
Keating Timothy J |
CEO and President |
|
2014-06-17 |
4 |
A |
$6.12 |
$3,211 |
D/D |
525 |
98,536 |
|
- |
|
Schweiger Frederic |
CFO,COO,CCO Treasur, Secretary |
|
2014-06-17 |
4 |
A |
$6.12 |
$960 |
D/D |
157 |
26,864 |
|
- |
|
Simonton Taylor |
Director |
|
2014-06-17 |
4 |
A |
$6.12 |
$459 |
D/D |
75 |
13,076 |
|
- |
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47 Records found
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Page 2 of 2 |
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