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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
30,650,000 |
Market
Cap: |
66.51(M) |
Last
Volume: |
12,349 |
Avg
Vol: |
133,262 |
52
Week Range: |
$1.51 - $2.77 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
200,000 |
Total Sell Value |
$0 |
$0 |
$0 |
$370,000 |
Total People Sold |
0 |
0 |
0 |
1 |
Total Sell Transactions |
0 |
0 |
0 |
2 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Gebbia Richard |
Member of 10% owner group |
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2022-01-06 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,689,593 |
2,689,593 |
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- |
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Gebbia Richard |
Member of 10% owner group |
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2022-01-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,689,593 |
363,535 |
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- |
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Dibartolo Cynthia |
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2021-11-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,218,760 |
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-31% |
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Gebbia John M. |
MEMBER OF 10% OWNER GROUP |
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2021-02-12 |
4 |
GA |
$0.00 |
$0 |
I/I |
12,000 |
36,000 |
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- |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2021-02-12 |
4 |
GA |
$0.00 |
$0 |
I/I |
18,000 |
4,960,199 |
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- |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2021-02-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
81,500 |
9,949,736 |
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- |
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Reich Andrew H |
EVP, COO CFO, Secretary |
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2021-02-12 |
4 |
GA |
$0.00 |
$0 |
I/I |
12,000 |
28,000 |
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- |
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Reich Andrew H |
EVP, COO CFO, Secretary |
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2021-02-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
18,100 |
594,034 |
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- |
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Gebbia Richard |
MEMBER OF 10% OWNER GROUP |
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2021-02-12 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,000 |
341,000 |
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- |
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Zabatta Charles |
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2021-02-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
24,000 |
354,257 |
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- |
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Gebbia John J |
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2020-06-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
19,221,799 |
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-45% |
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Gebbia David |
MEMBER OF 10% OWNER GROUP |
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2020-04-16 |
4 |
S |
$5.60 |
$4,190,105 |
D/D |
(748,233) |
1,035,281 |
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42% |
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Gebbia Richard |
MEMBER OF 10% OWNER GROUP |
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2020-04-16 |
4 |
S |
$5.60 |
$4,190,105 |
D/D |
(748,233) |
2,640,081 |
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42% |
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Gebbia John M. |
MEMBER OF 10% OWNER GROUP |
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2020-04-16 |
4 |
S |
$5.60 |
$3,836,868 |
D/D |
(685,155) |
1,826,681 |
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42% |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2020-04-16 |
4 |
S |
$5.60 |
$12,217,078 |
I/I |
(2,181,621) |
6,013,280 |
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42% |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2020-04-16 |
4 |
B |
$5.60 |
$12,217,078 |
D/D |
2,181,621 |
10,031,236 |
0.01 |
-42% |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2020-01-24 |
4 |
S |
$1.90 |
$665,000 |
I/I |
(350,000) |
3,177,283 |
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20% |
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Kennedy Cabot Acquisition, Llc |
Member of 10% owner group |
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2020-01-24 |
4 |
S |
$1.90 |
$665,000 |
D/D |
(350,000) |
3,177,283 |
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20% |
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Gebbia John M. |
MEMBER OF 10% OWNER GROUP |
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2020-01-07 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,000 |
24,000 |
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- |
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Gebbia David |
MEMBER OF 10% OWNER GROUP |
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2020-01-07 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,000 |
35,800 |
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- |
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Gebbia David |
MEMBER OF 10% OWNER GROUP |
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2020-01-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
8,200 |
1,783,514 |
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- |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2020-01-07 |
4 |
GA |
$0.00 |
$0 |
I/I |
16,800 |
8,194,901 |
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- |
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Gebbia Gloria E |
MEMBER OF 10% OWNER GROUP |
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2020-01-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
78,750 |
7,849,615 |
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- |
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Reich Andrew H |
EVP, COO CFO, Secretary |
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2020-01-07 |
4 |
GA |
$0.00 |
$0 |
I/I |
11,000 |
16,000 |
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- |
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Reich Andrew H |
EVP, COO CFO, Secretary |
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2020-01-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
612,134 |
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- |
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118 Records found
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Page 2 of 5 |
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