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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
30,650,000 |
| Market
Cap: |
74.33(M) |
| Last
Volume: |
6,677 |
Avg
Vol: |
133,753 |
| 52
Week Range: |
$1.51 - $2.77 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
200,000 |
| Total Sell Value |
$0 |
$0 |
$0 |
$370,000 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
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|
Form |
  Gebbia Richard |
MEMBER OF 10% OWNER GROUP |
• • – |
2018-12-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
4,000 |
324,000 |
|
- |
|
| Gebbia John M. |
MEMBER OF 10% OWNER GROUP |
– – – |
2018-12-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
8,800 |
13,000 |
|
- |
|
| Gebbia John M. |
MEMBER OF 10% OWNER GROUP |
– – – |
2018-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,600 |
1,794,919 |
|
- |
|
| Zabatta Charles |
|
• • – |
2018-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,400 |
265,449 |
|
- |
|
| Zabatta Charles |
|
• • – |
2018-12-28 |
4 |
GA |
$0.00 |
$0 |
D/D |
2,400 |
268,849 |
|
- |
|
| Gebbia David |
MEMBER OF 10% OWNER GROUP |
– – – |
2018-12-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
13,200 |
15,300 |
|
- |
|
| Gebbia David |
MEMBER OF 10% OWNER GROUP |
– – – |
2018-12-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
7,200 |
1,011,719 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-09-11 |
4 |
GD |
$0.00 |
$0 |
I/I |
150,000 |
3,677,283 |
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- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2018-09-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
150,000 |
3,677,283 |
|
- |
|
| Cuttita Francis V |
Director |
– • – |
2018-05-22 |
4 |
S |
$9.20 |
$37,099 |
D/D |
(3,989) |
156,000 |
|
- |
|
| Cuttita Francis V |
Director |
– • – |
2018-05-21 |
4 |
S |
$10.00 |
$110 |
D/D |
(11) |
159,589 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2018-02-14 |
4 |
A |
$0.00 |
$0 |
D/D |
90,000 |
266,449 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-02-14 |
4 |
D |
$0.00 |
$0 |
I/I |
(9,090,000) |
3,827,283 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-02-14 |
4 |
A |
$0.00 |
$0 |
I/I |
900,318 |
5,879,494 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-02-14 |
4 |
A |
$0.00 |
$0 |
D/D |
4,410,000 |
7,707,800 |
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- |
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| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2018-02-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(9,090,000) |
3,827,283 |
|
- |
|
| Reich Andrew H |
EVP, COO, CFO and Secretary |
• • – |
2018-02-14 |
4 |
A |
$0.00 |
$0 |
D/D |
270,000 |
589,232 |
|
- |
|
| Cuttita Francis V |
Director |
– • – |
2018-02-14 |
4 |
A |
$0.00 |
$0 |
D/D |
90,000 |
160,000 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2018-02-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,800 |
176,449 |
|
- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2018-02-02 |
4 |
S |
$5.04 |
$352,800 |
D/D |
(70,000) |
12,917,283 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-02-02 |
4 |
S |
$5.04 |
$4,890,403 |
I/I |
(970,318) |
12,917,283 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-02-02 |
4 |
S |
$5.04 |
$1,454,226 |
D/D |
(288,537) |
3,297,800 |
|
- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2018-01-18 |
4/A |
D |
$0.00 |
$0 |
D/D |
(2,000,000) |
12,987,283 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2018-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,000 |
179,249 |
|
- |
|
| Cuttita Francis V |
Director |
– • – |
2018-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,000 |
70,000 |
|
- |
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118 Records found
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Page 4 of 5 |
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