| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
30,650,000 |
| Market
Cap: |
74.33(M) |
| Last
Volume: |
6,677 |
Avg
Vol: |
133,753 |
| 52
Week Range: |
$1.51 - $2.77 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
200,000 |
| Total Sell Value |
$0 |
$0 |
$0 |
$370,000 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gebbia Gloria E |
Director |
– • • |
2018-01-18 |
4 |
D |
$0.00 |
$0 |
I/I |
(2,000,000) |
18,190,795 |
|
- |
|
| Gebbia Gloria E |
Director |
– • • |
2018-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
980,000 |
3,586,337 |
|
- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2018-01-18 |
4 |
D |
$0.00 |
$0 |
D/D |
(200,000,000) |
12,987,283 |
|
- |
|
| Reich Andrew H |
EVP, COO, CFO and Secretary |
• • – |
2018-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
60,000 |
319,232 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2017-12-29 |
4 |
A |
$0.00 |
$0 |
D/D |
103,049 |
159,249 |
|
- |
|
| Reich Andrew H |
EVP, COO, CFO and Secretary |
• • – |
2017-12-29 |
4 |
A |
$0.00 |
$0 |
D/D |
109,232 |
259,232 |
|
- |
|
| Gebbia Gloria E |
10% Owner(1) |
– • • |
2017-12-29 |
4 |
A |
$0.00 |
$0 |
I/I |
3,957,075 |
20,074,295 |
|
- |
|
| Gebbia Gloria E |
10% Owner(1) |
– • • |
2017-12-29 |
4 |
A |
$0.00 |
$0 |
D/D |
288,537 |
2,581,337 |
|
- |
|
| Schneider Jerry M |
Director |
– • – |
2017-12-27 |
4 |
GA |
$0.00 |
$0 |
D/D |
1,500 |
1,500 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2017-12-27 |
4 |
GA |
$0.00 |
$0 |
D/D |
6,200 |
56,200 |
|
- |
|
| Gebbia Gloria E |
10% Owner(1)(2) |
– • • |
2017-12-22 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,000,000) |
16,117,220 |
|
- |
|
| Gebbia Gloria E |
10% Owner(1)(2) |
– • • |
2017-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
2,292,800 |
2,292,800 |
|
- |
|
| Cuttita Francis V |
Director |
– • – |
2017-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
50,000 |
|
- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2017-12-22 |
4 |
D |
$0.00 |
$0 |
D/D |
(5,000,000) |
14,987,283 |
|
- |
|
| Zabatta Charles |
Director |
– • – |
2017-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
50,000 |
|
- |
|
| Reich Andrew H |
EVP, COO, CFO and Secretary |
• • – |
2017-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
150,000 |
150,000 |
|
- |
|
| Kennedy Cabot Acquisition, Llc |
10% Owner |
– – • |
2016-12-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
19,987,283 |
|
- |
|
| Gebbia Gloria E |
Director |
– • – |
2016-12-16 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
20,142,220 |
|
- |
|
118 Records found
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Page 5 of 5 |
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0.06 (2.44%) 
