| |
| |
| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,438,000 |
| Market
Cap: |
40.42(M) |
| Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
| 52
Week Range: |
$3.2501 - $3.2501 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Desena John C. |
Chief Operating Officer |
• • – |
2020-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,327 |
82,403 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-09-04 |
4 |
B |
$2.20 |
$4,026 |
I/I |
1,830 |
1,358,418 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-09-02 |
4 |
B |
$2.21 |
$1,767 |
I/I |
800 |
1,356,588 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-09-01 |
4 |
B |
$2.19 |
$5,501 |
I/I |
2,512 |
1,355,788 |
1.5 |
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2020-08-31 |
4 |
D |
$1.97 |
$6,274 |
D/D |
(3,185) |
60,076 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-08-31 |
4 |
D |
$1.97 |
$10,457 |
D/D |
(5,308) |
92,584 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-08-31 |
4 |
B |
$2.19 |
$8,223 |
I/I |
3,755 |
1,353,276 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-08-28 |
4 |
B |
$2.29 |
$13,712 |
I/I |
5,997 |
1,349,521 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-08-27 |
4 |
B |
$2.30 |
$111,271 |
I/I |
48,467 |
1,343,524 |
1.5 |
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,625 |
97,892 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2020-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,375 |
63,261 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-06-30 |
4 |
B |
$2.00 |
$300 |
I/I |
150 |
1,295,057 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-06-29 |
4 |
B |
$2.00 |
$430 |
I/I |
215 |
1,294,907 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-06-22 |
4 |
B |
$1.98 |
$20 |
I/I |
10 |
1,294,692 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-06-19 |
4 |
B |
$2.04 |
$16,898 |
I/I |
8,297 |
1,294,682 |
1.5 |
- |
|
| Michas Athanassios |
Director |
• • – |
2020-06-11 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
33,334 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2020-05-22 |
4 |
D |
$1.42 |
$8,269 |
D/D |
(5,824) |
53,886 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-05-22 |
4 |
D |
$1.42 |
$11,026 |
D/D |
(7,765) |
82,267 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-05-22 |
4 |
D |
$1.42 |
$19,846 |
D/D |
(13,977) |
325,759 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-05-06 |
4 |
B |
$1.86 |
$12,391 |
I/I |
6,580 |
1,286,385 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-05-05 |
4 |
B |
$1.78 |
$128,208 |
I/I |
71,331 |
1,279,805 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-05-04 |
4 |
B |
$1.75 |
$37,800 |
I/I |
21,600 |
1,208,474 |
1.5 |
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
41,143 |
339,736 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2020-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,143 |
59,710 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,857 |
90,032 |
|
- |
|
146 Records found
|
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Page 2 of 6 |
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