| |
| |
| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,438,000 |
| Market
Cap: |
40.42(M) |
| Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
| 52
Week Range: |
$3.2501 - $3.2501 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-21 |
2023-12-19 |
2023-06-20 |
2022-06-20 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-03-11 |
4 |
B |
$2.14 |
$74,855 |
D/D |
35,000 |
298,593 |
2.81 |
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-02-21 |
4 |
D |
$2.53 |
$67,146 |
D/D |
(26,540) |
263,593 |
|
- |
|
| Singer Michael Evan |
Director |
• • – |
2020-02-21 |
4 |
A |
$2.86 |
$31,967 |
D/D |
11,191 |
33,397 |
|
- |
|
| Creagh Barbara |
Director |
• • – |
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
| Fagenson Robert B |
Director |
• • – |
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,160 |
407,010 |
|
- |
|
| Hume Daniel |
Director |
• • – |
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,160 |
62,151 |
|
- |
|
| Gary Jeff |
Director |
• • – |
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
| Singer Michael Evan |
Director |
• • – |
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
44,588 |
|
- |
|
| Fagenson Robert B |
Director |
• • – |
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
401,850 |
|
- |
|
| Hume Daniel |
Director |
• • – |
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
56,991 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-01-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
78,125 |
290,133 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-12-23 |
4 |
D |
$2.66 |
$20,176 |
D/D |
(7,585) |
42,567 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2019-12-23 |
4 |
D |
$2.66 |
$33,625 |
D/D |
(12,641) |
67,175 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-12-23 |
4 |
D |
$2.66 |
$48,420 |
D/D |
(18,203) |
212,008 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
37,212 |
79,816 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,585 |
230,211 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,327 |
50,152 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2019-08-23 |
4 |
D |
$2.79 |
$14,809 |
D/D |
(5,308) |
42,604 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-08-23 |
4 |
D |
$2.79 |
$8,886 |
D/D |
(3,185) |
27,825 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,375 |
31,010 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2019-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,625 |
47,912 |
|
- |
|
| Michas Athanassios |
Director |
• • – |
2019-06-27 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2019-05-30 |
4 |
D |
$2.91 |
$22,596 |
D/D |
(7,765) |
32,287 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-05-30 |
4 |
D |
$2.91 |
$40,673 |
D/D |
(13,977) |
176,626 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-05-30 |
4 |
D |
$2.91 |
$16,948 |
D/D |
(5,824) |
21,635 |
|
- |
|
146 Records found
|
|
Page 3 of 6 |
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