| |
| |
| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,438,000 |
| Market
Cap: |
40.42(M) |
| Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
| 52
Week Range: |
$3.2501 - $3.2501 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Worman Glenn C. |
President and CFO |
• • – |
2019-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,857 |
40,052 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
41,143 |
190,603 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2019-04-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,143 |
27,459 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-02-28 |
4 |
D |
$2.75 |
$72,985 |
D/D |
(26,540) |
149,460 |
|
- |
|
| Salig Eli |
Director |
• • – |
2019-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
32,098 |
60,593 |
|
- |
|
| Herskowitz Neil |
Director |
• • – |
2019-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
32,098 |
60,593 |
|
- |
|
| Singer Michael Evan |
Director |
• • – |
2019-02-12 |
4 |
D |
$3.13 |
$38,821 |
D/D |
(12,403) |
16,092 |
|
- |
|
| Singer Michael Evan |
Director |
• • – |
2019-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,495 |
28,495 |
|
- |
|
| Salig Eli |
Director |
• • – |
2019-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,495 |
28,495 |
|
- |
|
| Hume Daniel |
Director |
• • – |
2019-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,495 |
28,495 |
|
- |
|
| Herskowitz Neil |
Director |
• • – |
2019-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,495 |
28,495 |
|
- |
|
| Fagenson Robert B |
Director |
• • – |
2019-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,495 |
373,354 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-02-12 |
4 |
B |
$3.25 |
$2,853,279 |
I/I |
877,932 |
2,464,806 |
1.5 |
- |
|
| B. Riley Financial, Inc. |
10% Owner |
– – • |
2019-02-11 |
4 |
A |
$3.25 |
$10,235,862 |
D/D |
3,149,496 |
6,159,550 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-02-04 |
4 |
B |
$3.20 |
$1,920 |
D/D |
600 |
1,586,874 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-02-01 |
4 |
B |
$3.23 |
$3,230 |
I/I |
1,000 |
1,586,274 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-30 |
4 |
B |
$3.14 |
$4,960 |
D/D |
1,580 |
1,586,274 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-29 |
4 |
B |
$3.11 |
$622 |
D/D |
200 |
1,584,694 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-28 |
4 |
B |
$3.10 |
$4,387 |
D/D |
1,412 |
1,584,494 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-24 |
4 |
B |
$3.10 |
$5,574 |
D/D |
1,800 |
1,583,261 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-18 |
4 |
B |
$3.25 |
$11,118 |
D/D |
3,421 |
1,581,282 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-16 |
4 |
B |
$3.25 |
$10,413 |
D/D |
3,204 |
1,577,861 |
2.37 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-15 |
4 |
S |
$3.27 |
$654 |
D/D |
(200) |
1,574,657 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2019-01-14 |
4 |
B |
$3.23 |
$38,208 |
D/D |
11,835 |
1,574,857 |
2.37 |
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2019-01-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
78,125 |
176,000 |
|
- |
|
146 Records found
|
|
Page 4 of 6 |
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