| |
| |
| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,438,000 |
| Market
Cap: |
40.42(M) |
| Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
| 52
Week Range: |
$3.2501 - $3.2501 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-21 |
2023-12-19 |
2023-06-20 |
2022-06-20 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Robert Antin Children Irrevocable Trust Dtd 1/1/01 |
|
– – – |
2015-11-30 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
604,114 |
|
- |
|
| B. Riley Financial, Inc. |
|
– – – |
2015-11-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
604,114 |
|
- |
|
| Klein Mark D |
|
– – – |
2015-11-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
482,277 |
|
- |
|
| Klein Mark D |
|
– – – |
2015-11-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
31,226 |
|
- |
|
| Worman Glenn C. |
Executive VP - Finance |
• • – |
2015-10-13 |
4 |
B |
$2.37 |
$18,952 |
D/D |
7,900 |
10,000 |
2.74 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-10-12 |
4 |
B |
$2.42 |
$2,420 |
D/D |
1,000 |
12,000 |
2.73 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-10-09 |
4 |
B |
$2.41 |
$2,410 |
D/D |
1,000 |
11,000 |
2.73 |
- |
|
| Worman Glenn C. |
Executive VP - Finance |
• • – |
2015-10-09 |
4 |
B |
$2.38 |
$4,998 |
D/D |
2,100 |
2,100 |
2.73 |
- |
|
| Levin Alan B |
Chief Financial Officer |
• • – |
2015-09-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,666 |
14,050 |
|
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-03-04 |
4/A |
B |
$4.50 |
$4,500 |
I/I |
1,000 |
811,468 |
2.58 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-03-04 |
4 |
B |
$4.50 |
$4,500 |
I/I |
1,000 |
8,024,672 |
2.58 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-03-03 |
4 |
B |
$4.60 |
$4,600 |
I/I |
1,000 |
8,023,627 |
2.58 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-02-25 |
4 |
B |
$4.50 |
$4,500 |
I/I |
1,000 |
8,022,627 |
2.58 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-02-24 |
4 |
B |
$4.40 |
$8,800 |
I/I |
2,000 |
8,021,627 |
2.58 |
- |
|
| Fagenson Robert B |
CEO and Executive Chairman |
• • – |
2015-02-23 |
4 |
B |
$4.31 |
$21,538 |
I/I |
5,000 |
8,019,627 |
2.58 |
- |
|
| Goldwasser Mark |
President |
• • – |
2015-01-02 |
4 |
B |
$0.47 |
$6,500 |
I/I |
13,829 |
21,204 |
2.58 |
- |
|
| Goldwasser Mark |
President |
• • – |
2015-01-02 |
4 |
B |
$0.47 |
$12,300 |
D/D |
26,171 |
1,451,428 |
2.81 |
- |
|
| Levin Alan B |
Chief Financial Officer |
• • – |
2014-09-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
123,834 |
|
- |
|
| Klein Mark |
Chief Executive Officer |
• • – |
2014-08-20 |
4 |
B |
$0.50 |
$50,000 |
I/I |
100,000 |
4,522,761 |
2.66 |
- |
|
| Silverman Joshua |
Director |
– • – |
2014-07-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,286,455 |
|
- |
|
| Abbe Richard |
Director |
– • – |
2014-07-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,453,123 |
|
- |
|
146 Records found
|
|
Page 6 of 6 |
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