| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
9,000,000 |
| Market
Cap: |
109.08(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.67 - $12.32 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile RiverNorth Opportunities Fund is a diversified, closed-end management investment company. The Fund's investment objective is total return consisting of capital appreciation and current income. The Fund seeks to achieve its investment objective by pursuing a tactical asset allocation strategy and investing under normal circumstances in closed-end funds and exchange-traded funds with a focus on risk-adjusted returns (Underlying Funds). Underlying Funds also may include business development companies and special purpose acquisition companies.
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|
D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,500 |
48,672 |
| Total Buy Value |
$0 |
$0 |
$24,350 |
$74,757 |
| Total People Bought |
0 |
0 |
1 |
3 |
| Total Buy Transactions |
0 |
0 |
1 |
4 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-05-29 |
4 |
S |
$21.23 |
$159,385 |
D/D |
(7,500) |
238,774 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-01-10 |
4 |
S |
$20.74 |
$153,476 |
D/D |
(7,400) |
246,274 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-01-09 |
4 |
S |
$20.75 |
$145,250 |
D/D |
(7,000) |
253,674 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-01-08 |
4 |
S |
$20.59 |
$144,130 |
D/D |
(7,000) |
260,674 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-01-03 |
4 |
S |
$20.28 |
$107,484 |
D/D |
(5,300) |
272,674 |
|
- |
|
| Schmucker Brian H |
Officer of Investment Advisor |
• – – |
2018-01-02 |
4 |
S |
$20.08 |
$261,240 |
D/D |
(13,000) |
272,974 |
|
- |
|
| Oneill Stephen Andrew |
Portfolio Manager |
– – – |
2017-11-15 |
4 |
A |
$19.54 |
$39,080 |
D/D |
2,000 |
27,000 |
|
- |
|
| Schmucker Brian H |
Officer of Subadviser |
– – – |
2017-11-15 |
4 |
A |
$19.54 |
$221,447 |
D/D |
11,333 |
45,333 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2017-11-15 |
4 |
A |
$19.54 |
$364,929 |
D/D |
18,676 |
44,710 |
|
- |
|
| Hutchens John Wayne |
Director |
– • – |
2017-11-15 |
4 |
A |
$19.54 |
$26,027 |
D/D |
1,332 |
2,432 |
|
- |
|
| Oakes John S. |
Director |
– • – |
2017-11-15 |
4 |
A |
$19.54 |
$13,033 |
D/D |
667 |
1,167 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-10-10 |
4 |
S |
$20.97 |
$154,983 |
D/D |
(7,374) |
299,416 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-10-09 |
4 |
S |
$21.00 |
$147,000 |
D/D |
(7,000) |
306,790 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-10-05 |
4 |
S |
$20.71 |
$145,010 |
D/D |
(7,000) |
62,136 |
|
- |
|
| Galley Patrick W. |
Director |
– • – |
2017-10-04 |
4 |
B |
$20.48 |
$2,048 |
D/D |
100 |
26,034 |
2.31 |
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-09-18 |
4 |
S |
$21.09 |
$78,033 |
D/D |
(3,700) |
320,790 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-09-14 |
4 |
S |
$21.11 |
$16,894 |
D/D |
(800) |
324,490 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-09-08 |
4 |
S |
$21.00 |
$58,835 |
D/D |
(2,800) |
325,290 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-09-06 |
4 |
S |
$21.03 |
$21,030 |
D/D |
(1,000) |
328,090 |
|
- |
|
| Schmucker Brian H |
CEO of Investment Adviser |
– – – |
2017-09-05 |
4 |
S |
$21.10 |
$154,030 |
D/D |
(7,300) |
329,090 |
|
- |
|
| Rivernorth Capital Management, Llc |
SUBADVISER |
– – – |
2017-05-18 |
4 |
S |
$19.85 |
$25,808 |
D/D |
(1,300) |
336,390 |
|
- |
|
| Rivernorth Capital Management, Llc |
SUBADVISER |
– – – |
2017-05-16 |
4 |
S |
$19.98 |
$8,292 |
D/D |
(415) |
337,690 |
|
- |
|
| Rivernorth Capital Management, Llc |
SUBADVISER |
– – – |
2017-04-24 |
4 |
S |
$19.95 |
$39,940 |
D/D |
(2,000) |
338,105 |
|
- |
|
| Rivernorth Capital Management, Llc |
Subadviser |
– – – |
2017-04-20 |
4 |
S |
$19.93 |
$39,895 |
D/D |
(2,000) |
340,105 |
|
- |
|
| Rivernorth Capital Management, Llc |
SUBADVISER |
– – – |
2017-04-19 |
4 |
S |
$19.80 |
$31,699 |
D/D |
(1,600) |
342,105 |
|
- |
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156 Records found
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Page 5 of 7 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.10 (0.82%) 
