| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
1,380,000 |
| Market
Cap: |
12.81(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$3.9632 - $12.09 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Real Estate |
| Level
III Sector: |
Mortgage Investment |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Cohen & Company is a holding company. Through its subsidiaries, Co. is a financial services company. Co.'s segments include: Capital Markets, which consists of fixed income sales, trading, matched book repo financing, new issue placements in corporate and securitized products, and advisory services; Asset Management, which manages assets within collateralized debt obligations, managed accounts, joint ventures, and investment funds; and Principal Investing, which is comprised of investments that it has made for the purpose of earning an investment return rather than investments made to support its trading, matched book repo, or other Capital Markets business segment activities.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
10,000 |
10,000 |
10,000 |
12,586 |
| Total Sell Value |
$116,400 |
$116,400 |
$116,400 |
$139,006 |
| Total People Sold |
1 |
1 |
1 |
3 |
| Total Sell Transactions |
1 |
1 |
1 |
3 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2020-01-31 |
4 |
D |
$3.50 |
$10,318 |
D/D |
(2,948) |
36,128 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2019-11-07 |
4 |
S |
$4.50 |
$4,500 |
D/D |
(1,000) |
39,076 |
|
- |
|
| Cohen Daniel G |
Chairman and CE Europe |
• • • |
2019-10-02 |
4 |
B |
$0.00 |
$0 |
I/I |
76,240 |
76,240 |
2.56 |
- |
|
| Brafman Lester Raymond |
Chief Executive Officer |
• – – |
2019-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
27,500 |
69,537 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2019-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
9,375 |
40,076 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2019-01-31 |
4 |
D |
$8.15 |
$24,743 |
D/D |
(3,036) |
41,415 |
|
- |
|
| Brafman Lester Raymond |
Chief Exectuive Officer |
• – – |
2019-01-31 |
4 |
D |
$8.15 |
$58,020 |
D/D |
(7,119) |
42,037 |
|
- |
|
| Listman Douglas |
Chief Accounting Officer |
• – – |
2019-01-31 |
4 |
D |
$8.15 |
$4,002 |
D/D |
(491) |
8,507 |
|
- |
|
| Haraburda Jack |
Director |
– • – |
2018-08-29 |
4 |
D |
$10.00 |
$175,550 |
D/D |
(17,555) |
6,274 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2018-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
4,785 |
44,451 |
|
- |
|
| Brafman Lester Raymond |
Chief Executive Officer |
• – • |
2018-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
19,139 |
349,156 |
|
- |
|
| Cohen Daniel G |
Chairman and CE Europe |
• • • |
2018-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
40,191 |
64,113 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2018-01-31 |
4 |
D |
$9.92 |
$41,987 |
D/D |
(4,233) |
39,666 |
|
- |
|
| Listman Douglas |
Chief Accounting Officer |
• – – |
2018-01-31 |
4 |
D |
$9.92 |
$4,404 |
D/D |
(444) |
8,998 |
|
- |
|
| Ricciardi Christopher |
10% Owner |
– – • |
2018-01-04 |
4 |
B |
$15.00 |
$300,000 |
D/D |
20,000 |
76,240 |
2.45 |
- |
|
| Ricciardi Stephanie |
10% Owner |
– – • |
2018-01-04 |
4 |
B |
$15.00 |
$300,000 |
D/D |
20,000 |
75,000 |
2.45 |
- |
|
| Cohen Daniel G |
Vice Chairman and CE Europe |
• • • |
2017-12-19 |
4 |
S |
$8.00 |
$127,048 |
D/D |
(15,881) |
23,922 |
|
- |
|
| Mcentee James |
Director |
– • – |
2017-12-18 |
4 |
D |
$10.00 |
$273,460 |
D/D |
(27,346) |
0 |
|
- |
|
| Mcentee James |
Director |
– • – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
41,667 |
273,461 |
|
- |
|
| Liberto Diana Louise |
Director |
– • – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
41,667 |
103,395 |
|
- |
|
| Dimaio Jack |
Director |
– • – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
41,667 |
156,332 |
|
- |
|
| Haraburda Jack |
Director |
– • – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
41,667 |
238,285 |
|
- |
|
| Listman Douglas |
Chief Accounting Officer |
• – – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
25,000 |
94,420 |
|
- |
|
| Subin Neil S |
Director |
– • – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
41,667 |
299,190 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2017-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
79,545 |
439,004 |
|
- |
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114 Records found
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Page 3 of 5 |
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