| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
22.54(B) |
| Last
Volume: |
2,070,401 |
Avg
Vol: |
1,490,200 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2019-05-01 |
4 |
S |
$57.25 |
$57,250 |
D/D |
(1,000) |
58,920 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2019-04-01 |
4 |
S |
$50.74 |
$50,740 |
D/D |
(1,000) |
59,049 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
551 |
53,838 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
251 |
28,526 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
43 |
4,015 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
111 |
10,410 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
129 |
60,049 |
|
- |
|
| Mills Scott |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
81 |
7,626 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
124 |
11,656 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
I/I |
151 |
47,129 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
500 |
48,065 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
523 |
49,328 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
77 |
21,499 |
|
- |
|
| Everett Nora Mary |
President - RIS |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
170 |
49,240 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
172 |
28,225 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
500 |
48,606 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
145 |
93,564 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
245 |
76,755 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2019-03-29 |
4 |
A |
$48.10 |
$26,792 |
D/D |
557 |
139,885 |
|
- |
|
| Schaaf Renee V. |
President - RISOfficer |
• – – |
2019-03-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
482 |
|
- |
|
| Schaaf Renee V. |
President - RISOfficer |
• – – |
2019-03-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
21,414 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2019-03-01 |
4 |
S |
$52.38 |
$52,380 |
D/D |
(1,000) |
59,920 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
39,438 |
219,367 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
I/I |
4,024 |
46,978 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
13,890 |
74,779 |
|
- |
|
1287 Records found
|
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Page 25 of 52 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.80 (0.98%) 
