| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
22.54(B) |
| Last
Volume: |
2,070,401 |
Avg
Vol: |
1,490,200 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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| |
|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
I/I |
144 |
42,954 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
444 |
76,510 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2018-11-05 |
4 |
B |
$48.10 |
$1,202,500 |
D/D |
25,000 |
138,694 |
2.39 |
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-10-05 |
4 |
AS |
$61.00 |
$103,700 |
D/D |
(1,700) |
24,894 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-10-05 |
4 |
OE |
$11.07 |
$18,819 |
D/D |
1,700 |
26,594 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
453 |
52,660 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
50,550 |
|
- |
|
| Lawler Julia M |
SVP & Chief Risk Officer |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
497 |
62,222 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
102 |
11,391 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
119 |
76,892 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
321 |
76,066 |
|
- |
|
| Mills Scott |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
67 |
7,453 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
458 |
113,694 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
206 |
27,990 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
35 |
3,923 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
411 |
46,996 |
|
- |
|
| Everett Nora Mary |
President - RIS |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
143 |
36,504 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
I/I |
104 |
42,810 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
164 |
24,894 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
431 |
48,209 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
91 |
10,173 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
411 |
47,537 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2018-09-04 |
4 |
AS |
$55.42 |
$1,108,400 |
D/D |
(20,000) |
149,329 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2018-09-04 |
4 |
OE |
$30.70 |
$307,000 |
D/D |
10,000 |
169,329 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2018-08-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
355 |
61,240 |
|
- |
|
1287 Records found
|
|
Page 27 of 52 |
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
0.80 (0.98%) 
