| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
51.51(B) |
| Last
Volume: |
1,094,448 |
Avg
Vol: |
633,434 |
| 52
Week Range: |
$303.73 - $440.97 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
3,376 |
115,018 |
140,554 |
256,619 |
| Total Sell Value |
$1,476,276 |
$45,404,329 |
$54,388,385 |
$94,461,498 |
| Total People Sold |
3 |
8 |
8 |
9 |
| Total Sell Transactions |
3 |
20 |
24 |
37 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2021-01-29 |
4 |
D |
$206.66 |
$492,264 |
D/D |
(2,382) |
9,800 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2021-01-29 |
4 |
OE |
$87.79 |
$344,400 |
D/D |
3,923 |
12,182 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
17,733 |
194,588 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
4,604 |
59,165 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,234 |
20,890 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
5,225 |
19,014 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
1,753 |
14,605 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
536 |
2,473 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2021-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
2,461 |
29,483 |
|
- |
|
| Smyth Gerard P. |
EVP Technology and CIO |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$9,507 |
D/D |
(45) |
8,259 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$38,029 |
D/D |
(180) |
12,852 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$118,100 |
D/D |
(559) |
13,789 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$74,367 |
D/D |
(352) |
17,656 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2021-01-26 |
4 |
D |
$211.27 |
$652,402 |
D/D |
(3,088) |
176,855 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$80,283 |
D/D |
(380) |
27,022 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$8,662 |
D/D |
(41) |
1,937 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$84,508 |
D/D |
(400) |
54,561 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2021-01-26 |
4 |
D |
$211.27 |
$175,777 |
D/D |
(832) |
16,928 |
|
- |
|
| Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2020-12-03 |
4 |
S |
$196.12 |
$59,229 |
D/D |
(302) |
1,978 |
|
-27% |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-12-03 |
4 |
S |
$195.30 |
$1,362,017 |
D/D |
(6,974) |
18,008 |
|
-27% |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-12-03 |
4 |
D |
$193.44 |
$4,370,196 |
D/D |
(22,592) |
24,982 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2020-12-03 |
4 |
OE |
$128.76 |
$3,536,522 |
D/D |
27,466 |
47,574 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-30 |
4 |
S |
$186.69 |
$1,238,316 |
D/D |
(6,633) |
17,760 |
|
-33% |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-30 |
4 |
D |
$190.75 |
$6,364,755 |
D/D |
(33,367) |
24,393 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-11-30 |
4 |
OE |
$128.76 |
$5,150,400 |
D/D |
40,000 |
57,760 |
|
- |
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1145 Records found
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Page 14 of 46 |
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6.10 (1.42%) 
