| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
62.72(B) |
| Last
Volume: |
2,002,774 |
Avg
Vol: |
3,078,445 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
| Total People Sold |
4 |
7 |
10 |
11 |
| Total Sell Transactions |
4 |
13 |
45 |
78 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hall Sheldon |
Chief Risk Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4,219 |
62,488 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$436,035 |
D/D |
(5,125) |
62,748 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
11,363 |
67,873 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$176,456 |
D/D |
(2,074) |
36,056 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
4,293 |
38,130 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-03-05 |
4 |
D |
$85.08 |
$516,606 |
D/D |
(6,072) |
50,990 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-03-05 |
4 |
A |
$0.00 |
$0 |
D/D |
12,571 |
57,062 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-02-28 |
4 |
AS |
$85.26 |
$1,310,829 |
D/D |
(15,231) |
25,529 |
|
-34% |
|
| Serra Eileen |
Director |
– • – |
2020-02-26 |
4 |
A |
$0.00 |
$0 |
D/D |
485 |
485 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2020-02-21 |
4 |
AS |
$102.51 |
$1,518,891 |
D/D |
(14,817) |
39,504 |
|
-40% |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-02-20 |
4 |
AS |
$101.25 |
$223,358 |
D/D |
(2,206) |
22,304 |
|
-40% |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$707,498 |
D/D |
(6,893) |
91,373 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$452,095 |
D/D |
(4,431) |
98,266 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,431 |
102,697 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$95,866 |
D/D |
(934) |
17,272 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$72,259 |
D/D |
(704) |
18,220 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$557,848 |
D/D |
(5,435) |
103,274 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$440,157 |
D/D |
(4,314) |
108,709 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,314 |
113,023 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$599,007 |
D/D |
(5,836) |
104,421 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$511,578 |
D/D |
(5,014) |
110,257 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,014 |
115,271 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$634,623 |
D/D |
(6,183) |
44,491 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$486,173 |
D/D |
(4,765) |
50,674 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,765 |
55,439 |
|
- |
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1396 Records found
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Page 24 of 56 |
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0.51 (0.37%) 
