| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
62.72(B) |
| Last
Volume: |
2,002,774 |
Avg
Vol: |
3,078,445 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
| Total People Sold |
4 |
7 |
10 |
11 |
| Total Sell Transactions |
4 |
13 |
45 |
78 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$565,341 |
D/D |
(5,508) |
56,387 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$435,056 |
D/D |
(4,264) |
61,895 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,264 |
66,159 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$439,197 |
D/D |
(4,279) |
40,760 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$297,213 |
D/D |
(2,913) |
45,039 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,913 |
47,952 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$435,502 |
D/D |
(4,243) |
24,510 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$267,523 |
D/D |
(2,622) |
28,753 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,622 |
31,375 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$728,231 |
D/D |
(7,095) |
47,623 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$535,760 |
D/D |
(5,251) |
54,718 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,251 |
59,969 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$438,581 |
D/D |
(4,273) |
33,837 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$268,543 |
D/D |
(2,632) |
38,110 |
|
- |
|
| Newkirk Christopher T |
Pres,Small Bus, Intl & Walmart |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,632 |
40,742 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$724,946 |
D/D |
(7,063) |
83,259 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$515,966 |
D/D |
(5,057) |
90,322 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,057 |
95,379 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$731,002 |
D/D |
(7,122) |
53,520 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-02-15 |
4 |
D |
$102.03 |
$470,358 |
D/D |
(4,610) |
60,642 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,610 |
65,252 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2020-02-15 |
4 |
D |
$102.03 |
$2,046,416 |
D/D |
(20,057) |
3,416,353 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2020-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,057 |
3,436,410 |
|
- |
|
| Dean Lia |
Head of Bank Mktg and Retail |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$209,386 |
D/D |
(2,040) |
23,276 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2020-02-15 |
4 |
D |
$102.64 |
$12,625 |
I/I |
(123) |
4,016 |
|
- |
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1396 Records found
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Page 25 of 56 |
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0.51 (0.37%) 
