|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
457,400,000 |
Market
Cap: |
62.72(B) |
Last
Volume: |
2,002,774 |
Avg
Vol: |
3,078,445 |
52
Week Range: |
$88.97 - $148.89 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Credit Services |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 100 |
|
S&P 500 |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : 93 |
Guru Rank Value : 9.1 |
Guru Occurances : 2 |
|
|
|
|
|
|
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
Total People Sold |
4 |
7 |
10 |
11 |
Total Sell Transactions |
4 |
13 |
45 |
78 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Fairbank Richard D |
Chairman, CEO and President |
|
2020-01-23 |
4 |
OE |
$36.55 |
$20,443,621 |
D/D |
559,333 |
3,416,353 |
|
- |
|
Sanjiv Yajnik |
President, Financial Services |
|
2020-01-22 |
4 |
AS |
$107.01 |
$1,490,114 |
D/D |
(13,925) |
97,148 |
|
-34% |
|
Warner Bradford H |
Director |
|
2019-12-20 |
4 |
AS |
$104.36 |
$846,673 |
D/D |
(8,113) |
39,430 |
|
- |
|
Warner Bradford H |
Director |
|
2019-12-20 |
4 |
OE |
$53.03 |
$430,232 |
D/D |
8,113 |
47,543 |
|
- |
|
Sanjiv Yajnik |
President, Financial Services |
|
2019-12-16 |
4 |
AS |
$105.00 |
$6,049,680 |
D/D |
(57,616) |
111,073 |
|
- |
|
Sanjiv Yajnik |
President, Financial Services |
|
2019-12-16 |
4 |
OE |
$70.96 |
$4,207,183 |
D/D |
57,616 |
168,689 |
|
- |
|
Slocum Michael |
President, Commercial Banking |
|
2019-12-06 |
4 |
AS |
$101.06 |
$2,106,495 |
D/D |
(20,844) |
48,629 |
|
- |
|
Berson Jory A |
Chief Human Resources Officer |
|
2019-12-02 |
4 |
AS |
$99.80 |
$4,271,660 |
D/D |
(42,764) |
50,699 |
|
- |
|
Berson Jory A |
Chief Human Resources Officer |
|
2019-12-02 |
4 |
OE |
$56.32 |
$1,921,075 |
D/D |
34,110 |
93,463 |
|
- |
|
Borgmann Kevin S. |
Senior Advisor to the CEO |
|
2019-11-29 |
4 |
AS |
$99.92 |
$7,863,204 |
D/D |
(78,695) |
40,868 |
|
- |
|
Borgmann Kevin S. |
Senior Advisor to the CEO |
|
2019-11-29 |
4 |
OE |
$63.73 |
$4,508,152 |
D/D |
62,754 |
119,563 |
|
- |
|
Newkirk Christopher T |
Pres,Intl, Small Bus & Walmart |
|
2019-11-29 |
4 |
AS |
$99.85 |
$596,604 |
D/D |
(5,975) |
29,056 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-22 |
4 |
AS |
$98.02 |
$353,558 |
D/D |
(3,607) |
91,792 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-18 |
4 |
AS |
$97.16 |
$700,815 |
D/D |
(7,213) |
95,399 |
|
- |
|
Shattuck Mayo A III |
Director |
|
2019-11-08 |
4 |
S |
$96.57 |
$682,750 |
D/D |
(7,070) |
47,795 |
|
- |
|
Shattuck Mayo A III |
Director |
|
2019-11-08 |
4 |
OE |
$44.87 |
$317,231 |
D/D |
7,070 |
54,865 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-07 |
4 |
AS |
$98.23 |
$1,062,652 |
D/D |
(10,818) |
102,612 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-05 |
4 |
AS |
$96.80 |
$2,864,535 |
D/D |
(29,561) |
113,430 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-05 |
4 |
OE |
$45.75 |
$1,037,564 |
D/D |
22,679 |
142,991 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-04 |
4 |
AS |
$95.81 |
$2,625,250 |
D/D |
(27,378) |
120,312 |
|
- |
|
Finneran John G Jr |
Senior Advisor and Corp Secy |
|
2019-11-04 |
4 |
OE |
$45.75 |
$915,000 |
D/D |
20,000 |
147,690 |
|
- |
|
Golden Timothy P |
Controller |
|
2019-10-30 |
4 |
S |
$94.50 |
$209,412 |
D/D |
(2,216) |
14,885 |
|
- |
|
Warner Bradford H |
Director |
|
2019-10-01 |
4 |
AS |
$91.68 |
$346,275 |
D/D |
(3,777) |
39,430 |
|
- |
|
Warner Bradford H |
Director |
|
2019-10-01 |
4 |
OE |
$44.87 |
$169,474 |
D/D |
3,777 |
43,207 |
|
- |
|
Wassmer Michael J |
President, U.S. Card |
|
2019-07-24 |
4 |
AS |
$95.03 |
$780,386 |
D/D |
(8,212) |
84,679 |
|
- |
|
1396 Records found
|
|
Page 27 of 56 |
|
|