| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
62.72(B) |
| Last
Volume: |
2,002,774 |
Avg
Vol: |
3,078,445 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
| Total People Sold |
4 |
7 |
10 |
11 |
| Total Sell Transactions |
4 |
13 |
45 |
78 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
18,573 |
136,661 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$354,381 |
D/D |
(4,360) |
97,041 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
9,666 |
101,401 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$703,397 |
D/D |
(8,654) |
79,158 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
17,916 |
87,812 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-03-07 |
4 |
D |
$81.28 |
$8,025,343 |
D/D |
(98,737) |
2,879,471 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
218,927 |
2,978,208 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$578,226 |
D/D |
(7,114) |
99,145 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
15,773 |
106,259 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$214,173 |
D/D |
(2,635) |
35,277 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
5,842 |
37,912 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$200,193 |
D/D |
(2,463) |
49,654 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
5,459 |
52,117 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$222,301 |
D/D |
(2,735) |
22,382 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
5,663 |
25,117 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$562,376 |
D/D |
(6,919) |
111,057 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
17,581 |
117,976 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$145,979 |
D/D |
(1,796) |
52,146 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
3,719 |
53,942 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$694,944 |
D/D |
(8,550) |
69,473 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
16,064 |
78,023 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2019-03-07 |
4 |
D |
$81.28 |
$622,117 |
D/D |
(7,654) |
56,809 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2019-03-07 |
4 |
A |
$0.00 |
$0 |
D/D |
15,847 |
64,463 |
|
- |
|
| Locoh-Donou Francois |
Director |
– • – |
2019-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
505 |
505 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-02-21 |
4 |
AS |
$82.49 |
$294,489 |
D/D |
(3,570) |
19,454 |
|
- |
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1396 Records found
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Page 29 of 56 |
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0.51 (0.37%) 
