| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
62.49(B) |
| Last
Volume: |
1,659,149 |
Avg
Vol: |
3,083,706 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
| Total People Sold |
4 |
7 |
10 |
11 |
| Total Sell Transactions |
4 |
13 |
45 |
78 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Alexander Robert M. |
Chief Information Officer |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$470,333 |
D/D |
(5,766) |
90,486 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$575,559 |
D/D |
(7,208) |
96,252 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,208 |
103,460 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$481,181 |
D/D |
(5,899) |
73,379 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$589,612 |
D/D |
(7,384) |
79,278 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,384 |
86,662 |
|
- |
|
| Dean Lia |
Head of Bank Mktg and Retail |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$117,869 |
D/D |
(1,445) |
16,857 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$485,831 |
D/D |
(5,956) |
100,230 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$684,953 |
D/D |
(8,578) |
106,186 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
8,578 |
114,764 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$609,817 |
D/D |
(7,476) |
61,959 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$625,784 |
D/D |
(7,837) |
69,435 |
|
- |
|
| Slocum Michael |
President, Commercial Banking |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,837 |
77,272 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$46,332 |
D/D |
(568) |
10,786 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$609,573 |
D/D |
(7,473) |
69,896 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$678,965 |
D/D |
(8,503) |
77,369 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
8,503 |
85,872 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$578,576 |
D/D |
(7,093) |
91,632 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$571,966 |
D/D |
(7,163) |
98,725 |
|
- |
|
| Wassmer Michael J |
President, U.S. Card |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,163 |
105,888 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$369,675 |
D/D |
(4,532) |
32,070 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$367,230 |
D/D |
(4,599) |
36,602 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,599 |
41,201 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$336,966 |
D/D |
(4,131) |
23,024 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$340,001 |
D/D |
(4,258) |
27,155 |
|
- |
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1396 Records found
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Page 30 of 56 |
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