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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.06(B) |
| Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Grady Robert Edward |
Director |
– • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,076 |
11,383 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-01-02 |
4 |
D |
$61.44 |
$642,724 |
D/D |
(10,461) |
859,375 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,587 |
869,836 |
|
- |
|
| Oates James M |
Director |
– • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,076 |
13,511 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2020-01-02 |
4 |
D |
$61.44 |
$17,080 |
D/D |
(278) |
69,320 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
678 |
69,598 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$42,332 |
D/D |
(689) |
177,216 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,745 |
177,905 |
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- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$46,572 |
D/D |
(758) |
105,177 |
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- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,161 |
105,935 |
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- |
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| Brown Michael W |
Director |
– • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
27,534 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$239,862 |
D/D |
(3,904) |
90,510 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,334 |
94,414 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$31,273 |
D/D |
(509) |
98,933 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,714 |
99,442 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$33,792 |
D/D |
(550) |
21,638 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,098 |
22,188 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2020-01-02 |
4 |
D |
$61.44 |
$56,955 |
D/D |
(927) |
25,754 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,770 |
26,681 |
|
- |
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| Zimmerman Michael J |
Director |
– • – |
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
20,094 |
|
- |
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| Zemlyak James M |
Co-President |
• – – |
2019-12-26 |
4 |
S |
$61.65 |
$203,630 |
I/I |
(3,303) |
2,544 |
|
- |
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| Oates James M |
Director |
– • – |
2019-12-20 |
4 |
S |
$61.99 |
$619,940 |
D/D |
(10,000) |
9,435 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-12-16 |
4 |
S |
$62.22 |
$116,654 |
D/D |
(1,875) |
176,160 |
|
- |
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| Grady Robert Edward |
Director |
– • – |
2019-12-11 |
4 |
S |
$61.35 |
$245,400 |
D/D |
(4,000) |
7,307 |
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- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2019-11-07 |
4 |
S |
$60.75 |
$607,500 |
D/D |
(10,000) |
103,774 |
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- |
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684 Records found
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