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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.06(B) |
| Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Nesi Victor |
Co-President |
• – – |
2019-11-05 |
4 |
S |
$60.00 |
$104,340 |
D/D |
(1,739) |
178,035 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2019-11-04 |
4 |
S |
$59.63 |
$59,630 |
D/D |
(1,000) |
31,171 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-11-04 |
4 |
S |
$60.00 |
$8,160 |
D/D |
(136) |
179,774 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2019-09-13 |
4 |
S |
$59.33 |
$593,290 |
D/D |
(10,000) |
24,911 |
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- |
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| Dubinsky John P |
Director |
– • – |
2019-09-10 |
4 |
S |
$56.79 |
$122,099 |
D/D |
(2,150) |
25,306 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2019-09-09 |
4 |
S |
$55.73 |
$502,239 |
D/D |
(9,012) |
97,728 |
|
- |
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| Dubinsky John P |
Director |
– • – |
2019-09-05 |
4 |
S |
$54.71 |
$82,065 |
D/D |
(1,500) |
27,456 |
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- |
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| Grady Robert Edward |
Director |
– • – |
2019-08-30 |
4 |
S |
$53.45 |
$133,625 |
D/D |
(2,500) |
11,307 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-07-10 |
4 |
S |
$60.12 |
$85,070 |
D/D |
(1,415) |
179,910 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-07-01 |
4 |
S |
$60.00 |
$215,100 |
D/D |
(3,585) |
181,325 |
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- |
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| Dubinsky John P |
Director |
– • – |
2019-06-19 |
4 |
S |
$57.25 |
$114,500 |
D/D |
(2,000) |
28,956 |
|
- |
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| Zimmerman Michael J |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
16,344 |
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- |
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| Markus Maura A. |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
3,814 |
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- |
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| Grady Robert Edward |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
13,807 |
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- |
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| Dubinsky John P |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
30,956 |
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- |
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| Oates James M |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
19,297 |
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- |
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| Brown Michael W |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
23,784 |
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- |
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| Brown Kathleen |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
3,814 |
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- |
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| Peacock David A |
Director |
– • – |
2019-06-06 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,900 |
12,415 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2019-05-23 |
4 |
D |
$57.19 |
$2,000,049 |
D/D |
(34,972) |
841,249 |
|
- |
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| Oates James M |
Director |
– • – |
2019-05-09 |
4 |
S |
$58.61 |
$1,172,200 |
D/D |
(20,000) |
17,397 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2019-03-19 |
4 |
D |
$56.42 |
$5,077,800 |
D/D |
(90,000) |
876,203 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2019-02-22 |
4 |
D |
$55.76 |
$3,345,600 |
D/D |
(60,000) |
966,203 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2019-02-21 |
4 |
S |
$55.03 |
$137,575 |
D/D |
(2,500) |
186,160 |
|
- |
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| Peacock David A |
Director |
– • – |
2019-02-12 |
4 |
B |
$53.14 |
$106,280 |
I/I |
2,000 |
10,515 |
2.1 |
- |
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684 Records found
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