| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.34(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$196.73 - $286.21 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schifter Richard P |
Director |
– • – |
2020-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
63 |
49,145 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2020-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
21 |
7,440 |
|
- |
|
| Putnam James S |
Director |
– • – |
2020-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
32 |
131,391 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2020-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
9,239 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-08-13 |
4 |
AS |
$85.05 |
$34,020 |
D/D |
(400) |
212,159 |
|
24% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-08-13 |
4 |
OE |
$45.55 |
$18,220 |
D/D |
400 |
212,559 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-08-12 |
4 |
AS |
$84.09 |
$4,279,125 |
D/D |
(50,767) |
36,040 |
|
24% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-08-12 |
4 |
OE |
$32.26 |
$2,126,111 |
D/D |
50,767 |
86,807 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-08-12 |
4 |
AS |
$84.33 |
$337,320 |
D/D |
(4,000) |
19,857 |
|
24% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-08-12 |
4 |
OE |
$54.81 |
$219,240 |
D/D |
4,000 |
23,857 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-08-12 |
4 |
AS |
$84.28 |
$1,904,159 |
D/D |
(22,573) |
30,508 |
|
24% |
|
| White George Burton |
Managing Director |
• – – |
2020-08-12 |
4 |
OE |
$54.81 |
$877,892 |
D/D |
16,017 |
53,081 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-08-11 |
4 |
AS |
$85.29 |
$1,258,198 |
D/D |
(14,752) |
212,159 |
|
23% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-08-11 |
4 |
OE |
$45.55 |
$690,464 |
D/D |
14,752 |
226,911 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-08-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
27,335 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
6,993 |
|
- |
|
| Putnam James S |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
32 |
131,359 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
16,663 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
21 |
7,419 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
9,227 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
15 |
20,095 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2020-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
64 |
49,082 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-06-09 |
4 |
AS |
$85.13 |
$3,252,902 |
D/D |
(38,211) |
36,040 |
|
-3% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-06-09 |
4 |
OE |
$24.38 |
$1,084,179 |
D/D |
38,211 |
74,251 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-06-09 |
4 |
AS |
$85.56 |
$1,713,953 |
D/D |
(20,000) |
212,159 |
|
-3% |
|
912 Records found
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