| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.34(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$196.73 - $286.21 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oroschakoff Michelle |
Managing Director |
• – – |
2020-03-13 |
4 |
D |
$59.76 |
$35,976 |
D/D |
(602) |
19,857 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
9,710 |
20,459 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-03-13 |
4 |
D |
$59.76 |
$346,488 |
D/D |
(5,798) |
36,040 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
11,182 |
41,838 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-03-13 |
4 |
D |
$59.76 |
$369,018 |
D/D |
(6,175) |
37,064 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
12,138 |
43,239 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2020-02-28 |
4 |
D |
$79.48 |
$151,250 |
D/D |
(1,903) |
12,558 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-02-26 |
4 |
AS |
$84.86 |
$79,514 |
D/D |
(937) |
20,000 |
|
-14% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-26 |
4 |
AS |
$84.86 |
$47,352 |
D/D |
(558) |
10,749 |
|
-14% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-02-26 |
4 |
AS |
$84.86 |
$38,696 |
D/D |
(456) |
30,656 |
|
-14% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,547 |
211,680 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,364 |
23,136 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$36,157 |
D/D |
(428) |
18,772 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,689 |
14,461 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,132 |
33,791 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$27,709 |
D/D |
(328) |
29,659 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,951 |
31,101 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$26,020 |
D/D |
(308) |
28,150 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,108 |
4,475 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$14,446 |
D/D |
(171) |
2,367 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,701 |
20,937 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$41,902 |
D/D |
(496) |
16,236 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
AS |
$87.78 |
$96,119 |
D/D |
(1,095) |
16,732 |
|
-11% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,277 |
19,592 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$18,248 |
D/D |
(216) |
17,315 |
|
- |
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912 Records found
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Page 18 of 37 |
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