| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.83(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$195.79 - $284.4 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,057 |
11,307 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$24,922 |
D/D |
(295) |
8,250 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-25 |
4 |
AS |
$87.78 |
$58,374 |
D/D |
(665) |
8,545 |
|
-11% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,521 |
31,112 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$30,413 |
D/D |
(360) |
28,591 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-02-25 |
4 |
AS |
$87.78 |
$46,348 |
D/D |
(528) |
28,951 |
|
-11% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$33,486 |
D/D |
(353) |
9,210 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$24,094 |
D/D |
(254) |
17,531 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$15,083 |
D/D |
(159) |
2,538 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$43,920 |
D/D |
(463) |
19,200 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$39,367 |
D/D |
(415) |
29,479 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$33,296 |
D/D |
(351) |
28,458 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$58,434 |
D/D |
(616) |
17,827 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2020-02-14 |
4 |
AS |
$94.88 |
$613,684 |
D/D |
(6,468) |
197,133 |
|
-19% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-13 |
4 |
AS |
$94.95 |
$474,750 |
D/D |
(5,000) |
9,563 |
|
-21% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2020-02-13 |
4 |
OE |
$48.09 |
$240,450 |
D/D |
5,000 |
14,563 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-01-27 |
4 |
AS |
$92.94 |
$5,983,477 |
D/D |
(64,380) |
29,894 |
|
-15% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2020-01-27 |
4 |
OE |
$19.85 |
$1,277,943 |
D/D |
64,380 |
94,274 |
|
- |
|
| Enyedi Matthew |
Managing DirectorOfficer |
• – – |
2020-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,697 |
|
-29% |
|
| White George Burton |
Managing Director |
• – – |
2019-12-06 |
4 |
AS |
$92.30 |
$1,910,975 |
D/D |
(20,703) |
28,809 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-12-06 |
4 |
OE |
$32.26 |
$667,879 |
D/D |
20,703 |
49,512 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-25 |
4 |
S |
$91.60 |
$1,207,380 |
D/D |
(13,181) |
8,089 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-25 |
4 |
OE |
$19.85 |
$261,643 |
D/D |
13,181 |
21,270 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-11-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,514 |
8,089 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2019-11-21 |
4 |
A |
$0.00 |
$0 |
D/D |
45 |
44,726 |
|
- |
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912 Records found
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Page 19 of 37 |
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6.83 (2.44%) 
