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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.06(B) |
| Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Weisel Thomas W |
Director |
– • – |
2017-12-27 |
4 |
D |
$60.13 |
$754,511 |
D/D |
(12,548) |
68,417 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2017-12-27 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,177 |
74,779 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2017-12-27 |
4 |
D |
$60.13 |
$239,077 |
D/D |
(3,976) |
101,728 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2017-12-27 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,478 |
104,558 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2017-11-28 |
4 |
S |
$53.70 |
$1,073,932 |
D/D |
(20,000) |
96,226 |
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- |
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| Dubinsky John P |
Director |
– • – |
2017-11-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,537 |
22,656 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2017-11-20 |
4 |
D |
$52.90 |
$104,213 |
D/D |
(1,970) |
58,619 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2017-11-17 |
4 |
S |
$52.30 |
$261,500 |
D/D |
(5,000) |
21,369 |
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- |
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| Hanser Frederick O |
Director |
– • – |
2017-11-15 |
4 |
S |
$51.96 |
$155,880 |
D/D |
(3,000) |
30,255 |
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- |
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| Nesi Victor |
Director |
• • – |
2017-11-10 |
4 |
S |
$52.44 |
$1,305,249 |
D/D |
(24,888) |
89,598 |
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- |
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| Oates James M |
Director |
– • – |
2017-11-10 |
4 |
S |
$52.27 |
$92,413 |
D/D |
(1,768) |
28,640 |
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- |
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| Himelfarb Richard J |
Director |
• – – |
2017-11-10 |
4 |
S |
$52.41 |
$1,572,300 |
D/D |
(30,000) |
104,166 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2017-11-10 |
4 |
S |
$52.40 |
$1,285,738 |
D/D |
(24,536) |
60,589 |
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- |
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| Westbrook Kelvin R |
Director |
– • – |
2017-09-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
225 |
6,459 |
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- |
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| Westbrook Kelvin R |
Director |
– • – |
2017-08-18 |
4 |
S |
$48.08 |
$250,016 |
D/D |
(5,200) |
6,684 |
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- |
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| Hanser Frederick O |
Director |
– • – |
2017-08-04 |
4 |
S |
$50.00 |
$200,019 |
D/D |
(4,000) |
33,255 |
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- |
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| Peacock David A |
Director |
– • – |
2017-08-02 |
4 |
B |
$50.03 |
$225,149 |
I/I |
4,500 |
4,615 |
2.1 |
- |
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| Nesi Victor |
Director |
• • – |
2017-08-02 |
4 |
S |
$50.61 |
$506,100 |
D/D |
(10,000) |
114,486 |
|
- |
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| Nesi Victor |
Director |
• • – |
2017-08-01 |
4 |
S |
$51.02 |
$765,300 |
D/D |
(15,000) |
124,486 |
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- |
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| Peacock David A |
Director |
– • – |
2017-06-06 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
115 |
|
- |
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| Beda Bruce A |
Director |
– • – |
2017-06-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
27,096 |
45,588 |
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- |
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| Kruszewski Ronald J |
CHIEF EXECUTIVE OFFICER |
• • – |
2017-05-18 |
4 |
D |
$44.69 |
$1,863,573 |
D/D |
(41,700) |
782,576 |
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- |
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| Michaud Thomas R |
Director |
– • – |
2017-02-22 |
4 |
D |
$55.36 |
$80,217 |
D/D |
(1,449) |
85,125 |
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- |
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| Kruszewski Ronald J |
CHIEF EXECUTIVE OFFICER |
• • – |
2017-02-16 |
4 |
D |
$55.36 |
$1,000,023 |
D/D |
(18,064) |
824,276 |
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- |
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| Plotkin Ben A |
Vice Chairman |
• • – |
2017-02-15 |
4 |
S |
$55.40 |
$392,398 |
D/D |
(7,083) |
116,226 |
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- |
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684 Records found
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