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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.06(B) |
| Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Himelfarb Richard J |
Director |
• • – |
2017-02-09 |
4 |
S |
$53.38 |
$1,868,300 |
D/D |
(35,000) |
134,166 |
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- |
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| Mulroy Thomas P |
Director |
• • – |
2017-02-09 |
4 |
S |
$53.47 |
$1,604,100 |
D/D |
(30,000) |
109,954 |
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- |
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| Minnick David M |
General Counsel & Senior VP |
• – – |
2017-01-06 |
4 |
D |
$0.00 |
$0 |
D/D |
(7,108) |
0 |
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- |
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| Minnick David M |
General Counsel & Senior VP |
• – – |
2017-01-06 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,108 |
7,108 |
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- |
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| Minnick David M |
General Counsel & Senior VP |
• – – |
2017-01-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
117 |
0 |
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- |
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| Michaud Thomas R |
Director |
– • – |
2016-12-30 |
4 |
D |
$49.95 |
$643,706 |
D/D |
(12,887) |
86,574 |
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- |
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| Michaud Thomas R |
Director |
– • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,887 |
99,461 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2016-12-30 |
4 |
D |
$49.95 |
$942,457 |
D/D |
(18,868) |
67,929 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,868 |
86,797 |
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- |
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| Plotkin Ben A |
Vice Chairman |
• • – |
2016-12-30 |
4 |
D |
$49.95 |
$644,205 |
D/D |
(12,897) |
123,309 |
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- |
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| Plotkin Ben A |
Vice Chairman |
• • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,897 |
136,206 |
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- |
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| Mulroy Thomas P |
Director |
• • – |
2016-12-30 |
4 |
D |
$49.95 |
$2,095,602 |
D/D |
(41,954) |
139,954 |
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- |
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| Mulroy Thomas P |
Director |
• • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
41,954 |
181,908 |
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- |
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| Himelfarb Richard J |
Director |
• • – |
2016-12-30 |
4 |
D |
$49.95 |
$363,436 |
D/D |
(7,276) |
169,166 |
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- |
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| Himelfarb Richard J |
Director |
• • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,276 |
176,442 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2016-12-30 |
4 |
D |
$49.95 |
$300,999 |
D/D |
(6,026) |
26,369 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,272 |
32,395 |
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- |
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| Minnick David M |
General Counsel & Senior VP |
• – – |
2016-12-30 |
4 |
D |
$49.95 |
$171,029 |
D/D |
(3,424) |
165 |
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- |
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| Minnick David M |
General Counsel & Senior VP |
• – – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,424 |
3,589 |
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- |
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| Sliney David D |
Dir Strategic Planning & Tech |
• – – |
2016-12-30 |
4 |
D |
$49.95 |
$1,139,559 |
D/D |
(22,814) |
87,146 |
|
- |
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| Sliney David D |
Dir Strategic Planning & Tech |
• – – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,814 |
109,960 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2016-12-30 |
4 |
D |
$49.95 |
$648,151 |
D/D |
(12,976) |
15,818 |
|
- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,976 |
28,794 |
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- |
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| Beda Bruce A |
Director |
– • – |
2016-12-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,029 |
18,492 |
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- |
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| Marischen James M |
SENIOR VP & CHIEF RISK OFFICER |
• – – |
2016-12-30 |
4 |
D |
$49.95 |
$95,055 |
D/D |
(1,903) |
9,014 |
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- |
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684 Records found
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Page 20 of 28 |
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