| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
115,620,000 |
| Market
Cap: |
23.21(B) |
| Last
Volume: |
2,491,325 |
Avg
Vol: |
571,185 |
| 52
Week Range: |
$149 - $208.96 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Diversified Services |
| Level
III Sector: |
Business Services |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Broadridge Financial Solutions is a holding company. Through its subsidiaries, Co. provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors and mutual funds. Co. operates two reportable segments: Investor Communication Solutions (ICS) and Global Technology and Operations (GTO). Co. provides the following governance and communications solutions through its ICS business segment: Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. Co. GTO segment provides business process outsourcing services for its buy- and sell-side clients' businesses.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
14,700 |
69,507 |
368,260 |
643,043 |
| Total Sell Value |
$2,998,481 |
$13,936,501 |
$68,139,873 |
$114,430,258 |
| Total People Sold |
2 |
5 |
10 |
13 |
| Total Sell Transactions |
2 |
9 |
23 |
38 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Daly Richard J |
CEO |
• • – |
2018-09-26 |
4 |
OE |
$50.95 |
$6,362,127 |
D/D |
124,870 |
387,336 |
|
- |
|
| Daly Richard J |
CEO |
• • – |
2018-09-25 |
4 |
AS |
$134.11 |
$2,682,230 |
I/I |
(20,000) |
9,485 |
|
- |
|
| Daly Richard J |
CEO |
• • – |
2018-09-25 |
4 |
AS |
$134.11 |
$3,646,760 |
D/D |
(27,192) |
262,466 |
|
- |
|
| Daly Richard J |
CEO |
• • – |
2018-09-11 |
4 |
GD |
$0.00 |
$0 |
I/I |
28,079 |
0 |
|
- |
|
| Daly Richard J |
CEO |
• • – |
2018-09-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
28,079 |
19,485 |
|
- |
|
| Young James M |
Corporate VP and CFO |
• • – |
2018-08-10 |
4 |
AS |
$129.79 |
$5,804,916 |
D/D |
(44,726) |
31,059 |
|
- |
|
| Young James M |
Corporate VP and CFO |
• • – |
2018-08-10 |
4 |
OE |
$40.67 |
$1,625,234 |
D/D |
37,197 |
75,785 |
|
- |
|
| Deschutter Douglas Richard |
Corporate Vice President |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
2,377 |
82,978 |
|
- |
|
| Liberatore Michael |
VP, ICS - Mutual Funds |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
2,852 |
9,948 |
|
- |
|
| Kalenka Robert F |
Corporate Vice President |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
2,614 |
38,779 |
|
- |
|
| Gokey Timothy C |
President and COO |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
15,692 |
65,159 |
|
- |
|
| Daly Richard J |
CEO |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
45,177 |
269,358 |
|
- |
|
| Marchesani Charles J |
Corporate Vice President |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,041 |
18,128 |
|
- |
|
| Young James M |
Corporate VP and CFO |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
10,936 |
38,588 |
|
- |
|
| Perry Christopher John |
Corporate SVP |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,657 |
35,754 |
|
- |
|
| Amsterdam Adam D |
Corporate Vice President |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,705 |
16,587 |
|
- |
|
| Schifellite Robert |
Corporate SVP |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
8,559 |
90,406 |
|
- |
|
| Matlin Laura |
VP, Deputy GC and CGO |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,664 |
10,665 |
|
- |
|
| Taylor Julie R. |
Corporate VP and CHRO |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,279 |
8,175 |
|
- |
|
| Mayadas Vijay |
Corporate Vice President |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,664 |
10,148 |
|
- |
|
| Carey Thomas P |
Corporate VP |
• • – |
2018-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
1,426 |
3,105 |
|
- |
|
| Carter Pamela L |
Director |
• • – |
2018-07-03 |
4 |
A |
$0.00 |
$0 |
D/D |
2 |
870 |
|
- |
|
| Keller Brett |
Director |
• • – |
2018-07-03 |
4 |
A |
$0.00 |
$0 |
D/D |
11 |
3,752 |
|
- |
|
| Weber Alan J |
Director |
• • – |
2018-07-03 |
4 |
A |
$0.00 |
$0 |
D/D |
45 |
39,627 |
|
- |
|
| Levine Stuart |
Director |
• • – |
2018-07-03 |
4 |
A |
$0.00 |
$0 |
D/D |
45 |
24,647 |
|
- |
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1251 Records found
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Page 29 of 51 |
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5.07 (2.59%) 
